Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NISOURCE INC.NI · Entity 3270 | SVP & Chief HR Officer | February 26, 2021 | March 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NISOURCE INC.
Report date February 26, 2021 · Filed March 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,343.8049 |
Ending reported balance
After 2021-02-26 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-02-26 · Grant · Acquired 1,622 · Balance 16,166.8049 F1: Vesting of non-derivative performance stock units granted in 2018, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). Row 2 · 2021-02-26 · Tax withholding · Disposed 583 · Balance 15,583.8049 F2: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. Row 3 · 2021-02-26 · Tax withholding · Disposed 240 · Balance 15,343.8049 F3: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2018 Restricted Stock Unit awards. |
| Common StockSEC Table I · non-derivative | Indirect401k | 2,335.6553 |
Reported balance
Holding disclosure · report date 2021-02-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,335.6553 F4: Constitutes shares acquired through the NiSource Inc. Retirement Savings Plan through February 26, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of non-derivative performance stock units granted in 2018, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).
F2: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.
F3: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2018 Restricted Stock Unit awards.
F4: Constitutes shares acquired through the NiSource Inc. Retirement Savings Plan through February 26, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2021 Filed Mar 1, 2021 20:53 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 240 | $21.60 | $5,184.00 |
DisclosureSEC source: 0001127602-21-008297 · form4.xml · nonDerivative · entry 3 Keener Kenneth E · CIK 0001783278 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,343.8049 F3 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2018 Restricted Stock Unit awards. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 20:53 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 583 | $21.60 | $12,592.80 |
DisclosureSEC source: 0001127602-21-008297 · form4.xml · nonDerivative · entry 2 Keener Kenneth E · CIK 0001783278 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,583.8049 F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 20:53 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 1,622 | $21.60 | $35,035.20 |
DisclosureSEC source: 0001127602-21-008297 · form4.xml · nonDerivative · entry 1 Keener Kenneth E · CIK 0001783278 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,166.8049 F1 · shares: Vesting of non-derivative performance stock units granted in 2018, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). Read SEC document |
| January 28, 2021 Filed Jan 30, 2021 00:08 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 2,030 | $22.17 | $45,005.10 |
DisclosureSEC source: 0001127602-21-003071 · form4.xml · nonDerivative · entry 1 Keener Kenneth E · CIK 0001783278 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,544.8049 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2024 provided that the reporting person is continuously employed by the Company through and including that date. F2 · balance_after: Includes shares acquired through the NiSource Employee Stock Purchase Plan through December 31, 2020. Read SEC document |
| March 12, 2020 Filed Mar 17, 2020 15:39 UTC | NISOURCE INC. NI · Entity 3270 | GiftCommon Stock | 3,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010987 · form4.xml · nonDerivative · entry 1 Keener Kenneth E · CIK 0001783278 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,457.1148 F1 · shares: This transaction represents a gift of securities to a Charitable Giving Account. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 15:12 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 1,253 | $27.02 | $33,856.06 |
DisclosureSEC source: 0001127602-20-008757 · form4.xml · nonDerivative · entry 2 Keener Kenneth E · CIK 0001783278 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,648.1148 F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 15:12 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 4,050 | $27.02 | $109,431.00 |
DisclosureSEC source: 0001127602-20-008757 · form4.xml · nonDerivative · entry 1 Keener Kenneth E · CIK 0001783278 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,901.1148 F1 · shares: Vesting of non-derivative performance stock units granted in 2017, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 22:02 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 2,062 | $29.10 | $60,004.20 |
DisclosureSEC source: 0001127602-20-003189 · form4.xml · nonDerivative · entry 1 Keener Kenneth E · CIK 0001783278 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,851.1148 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2023 provided that the reporting person is continuously employed by the Company through and including that date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.