BUTLER ERIC L

SEC source: 0001544184-26-000003 · wk-form4_1791576199.xml · derivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,798

Underlying: Common Stock · 480 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · shares: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F3 · balance_after: Includes units credited since April 8, 2026, as reinvestment of dividend equivalents for phantom shares deferred under the Directors' Deferred Compensation Plan.

SEC source: 0001111711-26-000053 · form4.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,692.322

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the first anniversary of the grant date, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes RSUs received pursuant to the dividend equivalent provisions of the RSU awards, and which are subject to the same vesting conditions as the underlying RSUs.

SEC source: 0000915389-26-000112 · wk-form4_1778530099.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,958

F1 · shares: Restricted shares, with restrictions lapsing on May 7, 2027, subject to certain conditions related to continued service as a director. The share amounts represent the director's annual Restricted Stock Award.

SEC source: 0000915389-26-000085 · wk-form4_1775851735.xml · derivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,228

Underlying: Common Stock · 408 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · shares: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash.

F3 · balance_after: Includes dividend equivalents reinvested in additional Phantom Stock Units.

SEC source: 0001544184-25-000005 · wk-form4_1760048622.xml · derivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,768

Underlying: Common Stock · 487 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan, which would otherwise have been paid in cash.

F2 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan, which would otherwise have been paid in cash.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan, which would otherwise have been paid in cash.

F3 · balance_after: Includes 53 units credited since April 7, 2025 as hypothetical reinvestment of dividend equivalents.

SEC source: 0001544184-25-000003 · wk-form4_1756411791.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,330

SEC source: 0001127602-25-014306 · form4.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,751.695

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the first anniversary of the grant date, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes RSUs received pursuant to the dividend equivalent provisions of the RSU awards, and which are subject to the same vesting conditions as the underlying RSUs.

SEC source: 0000915389-25-000118 · wk-form4_1746475515.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,330

F1 · shares: Restricted shares, with restrictions lapsing on May 1, 2026, subject to certain conditions related to continued service as a director. The share amounts represent the director's annual Restricted Stock Award.

SEC source: 0000915389-25-000085 · wk-form4_1744229889.xml · derivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,228

Underlying: Common Stock · 412 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · shares: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.underlying_shares: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 54 units credited since October 7, 2024, as hypothetical reinvestment of dividend equivalents.

SEC source: 0000915389-24-000209 · wk-form4_1728504246.xml · derivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,762

Underlying: Common Stock · 277 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan, which would otherwise have been paid in cash.

F2 · price: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan, which would otherwise have been paid in cash.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan, which would otherwise have been paid in cash.

F3 · balance_after: Includes 23 units credited since April 5, 2024 as hypothetical reinvestment of dividend equivalents.

SEC source: 0001127602-24-015467 · form4.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,018.142

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the first anniversary of the grant date, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes RSUs received pursuant to the dividend equivalent provisions of the RSU awards, and which are subject to the same vesting conditions as the underlying RSUs.

SEC source: 0000915389-24-000154 · wk-form4_1715025797.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,755

F1 · shares: Restricted shares, with restrictions lapsing on May 2, 2025, subject to certain conditions related to continued service as a director. The share amounts represent the director's annual Restricted Stock Award.

SEC source: 0000915389-24-000118 · wk-form4_1712693070.xml · derivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,462

Underlying: Common Stock · 303 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 23 units credited since October 6, 2023, as hypothetical reinvestment of dividend equivalents.

SEC source: 0000915389-23-000151 · wk-form4_1697054466.xml · derivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,136

Underlying: Common Stock · 408 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 15 units credited since April 10, 2023 as hypothetical reinvestment of dividend equivalents.

SEC source: 0001127602-23-016882 · form4.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,798.112

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes RSUs received pursuant to the dividend equivalent provisions of the RSU awards, and which are subject to the same vesting conditions as the underlying RSUs.

SEC source: 0000915389-23-000106 · wf-form4_168357639612261.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,503

F1 · shares: Restricted shares, with restrictions lapsing on May 4, 2024, subject to certain conditions related to continued service as a director.

SEC source: 0000915389-23-000065 · wf-form4_168132960748467.xml · derivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 713

Underlying: Common Stock · 369 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 6 units credited since October 7, 2022, as hypothetical reinvestment of dividend equivalents.

SEC source: 0000899243-22-033479 · doc4.xml · derivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338

Underlying: Common Stock · 338 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

SEC source: 0001127602-22-015598 · form4.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,581.277

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes RSUs received pursuant to the dividend equivalent provisions of the RSU awards, and which are subject to the same vesting conditions as the underlying RSUs.

SEC source: 0001127602-21-018103 · form4.xml · nonDerivative · entry 5

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,099.591

SEC source: 0001127602-21-018103 · form4.xml · nonDerivative · entry 4

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,899.591

SEC source: 0001127602-21-018103 · form4.xml · nonDerivative · entry 3

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,099.591

SEC source: 0001127602-21-018103 · form4.xml · nonDerivative · entry 2

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,899.591

SEC source: 0001127602-21-018103 · form4.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,099.591

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes 265.275 RSUs received pursuant to the dividend equivalent provisions of the RSU awards and which are subject to the same vesting conditions as the underlying RSUs.

SEC source: 0001127602-20-017445 · form4.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,912.316

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes 147.038 RSUs received pursuant to the dividend equivalent provisions of the RSU awards and which are subject to the same vesting conditions as the underlying RSUs.

SEC source: 0001127602-19-017721 · form4.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,799.985

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the Company's 2010 Omnibus Plan. The RSUs granted as part of the non-employee director's annual compensation and vest in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions.

F2 · balance_after: This amount includes 156.622 Restricted Stock Units ("RSUs") acquired pursuant to a dividend reinvestment feature of the RSUs granted under the Company's 2010 Omnibus Plan.

SEC source: 0001127602-18-016896 · form4.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,686.622

SEC source: 0001127602-18-016742 · form4.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,686.622

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. The RSUs are granted as part of the non-employee director's annual compensation and vest in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions.

SEC source: 0000100885-17-000249 · edgardoc.xml · derivative · entry 9

BUTLER ERIC L · CIK 0001544184 · EVP CHIEF ADMIN OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,878 shares

Expires 2023-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option became exercisable in three equal installments starting one year from the grant date.

F2 · shares: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

F1 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

SEC source: 0000100885-17-000249 · edgardoc.xml · derivative · entry 8

BUTLER ERIC L · CIK 0001544184 · EVP CHIEF ADMIN OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,064 shares

Expires 2022-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option became exercisable in three equal installments starting one year from the grant date.

F2 · shares: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

F1 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

SEC source: 0000100885-17-000249 · edgardoc.xml · nonDerivative · entry 6

BUTLER ERIC L · CIK 0001544184 · EVP CHIEF ADMIN OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,525.272

SEC source: 0000100885-17-000249 · edgardoc.xml · nonDerivative · entry 5

BUTLER ERIC L · CIK 0001544184 · EVP CHIEF ADMIN OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,475.272

SEC source: 0000100885-17-000249 · edgardoc.xml · nonDerivative · entry 4

BUTLER ERIC L · CIK 0001544184 · EVP CHIEF ADMIN OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,230.272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000100885-17-000249 · edgardoc.xml · nonDerivative · entry 3

BUTLER ERIC L · CIK 0001544184 · EVP CHIEF ADMIN OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,352.272

SEC source: 0000100885-17-000249 · edgardoc.xml · nonDerivative · entry 2

BUTLER ERIC L · CIK 0001544184 · EVP CHIEF ADMIN OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,896.272

SEC source: 0000100885-17-000249 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP CHIEF ADMIN OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,712.272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-17-023551 · form4.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,119.487

F1 · shares: Represents restricted stock units granted as part of non-employee director's compensation

SEC source: 0000100885-17-000064 · edgardoc.xml · nonDerivative · entry 3

BUTLER ERIC L · CIK 0001544184 · EVP CHIEF ADMIN OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,648.272

SEC source: 0000100885-17-000064 · edgardoc.xml · nonDerivative · entry 2

BUTLER ERIC L · CIK 0001544184 · EVP CHIEF ADMIN OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,131.272

SEC source: 0000100885-17-000064 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP CHIEF ADMIN OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,559.272

SEC source: 0000100885-17-000046 · edgardoc.xml · derivative · entry 4

BUTLER ERIC L · CIK 0001544184 · EVP & CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,181

Underlying: Common Stock · 35,181 shares

Expires 2027-02-02

F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

SEC source: 0000100885-17-000046 · edgardoc.xml · nonDerivative · entry 2

BUTLER ERIC L · CIK 0001544184 · EVP & CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,470.272

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

SEC source: 0000100885-17-000046 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP & CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,554.272

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

SEC source: 0000100885-16-000467 · edgardoc.xml · derivative · entry 7

BUTLER ERIC L · CIK 0001544184 · EVP & CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,346 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · shares: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

F2 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

SEC source: 0000100885-16-000467 · edgardoc.xml · derivative · entry 6

BUTLER ERIC L · CIK 0001544184 · EVP & CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,722 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · shares: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

F2 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

SEC source: 0000100885-16-000467 · edgardoc.xml · nonDerivative · entry 4

BUTLER ERIC L · CIK 0001544184 · EVP & CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,062.272

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016.

SEC source: 0000100885-16-000467 · edgardoc.xml · nonDerivative · entry 3

BUTLER ERIC L · CIK 0001544184 · EVP & CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,784.272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000100885-16-000467 · edgardoc.xml · nonDerivative · entry 2

BUTLER ERIC L · CIK 0001544184 · EVP & CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,062.272

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016.

SEC source: 0000100885-16-000467 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP & CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,538.272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000100885-16-000323 · edgardoc.xml · nonDerivative · entry 2

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferral Account

Disclosed balance after: 1,292

F2 · security: Represents conversion of restricted stock to fully vested stock units with a distribution ratio of 1:1 - payable only in shares of common stock on a date certain. The shares disposed of, and reported in, column 4 represent shares withheld solely for tax purposes.