Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NISOURCE INC.NI · Entity 3270 | EVP & Chief Experience Officer | February 28, 2022 | March 01, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NISOURCE INC.
Report date February 28, 2022 · Filed March 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 165,379 |
Ending reported balance
After 2022-02-28 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-02-28 · Grant · Acquired 16,940 · Balance 172,549 F1: Vesting of non-derivative performance stock units granted in 2019, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). Row 2 · 2022-02-28 · Tax withholding · Disposed 4,927 · Balance 167,622 F2: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. Row 3 · 2022-02-28 · Tax withholding · Disposed 2,243 · Balance 165,379 F3: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2019 Restricted Stock Unit awards. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 22,668.3192 |
Reported balance
Holding disclosure · report date 2022-02-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 22,668.3192 F4: Constitutes shares acquired through the NiSource Retirement Savings Plan through February 28, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of non-derivative performance stock units granted in 2019, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).
F2: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.
F3: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2019 Restricted Stock Unit awards.
F4: Constitutes shares acquired through the NiSource Retirement Savings Plan through February 28, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2022 Filed Mar 1, 2022 18:20 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 2,243 | $28.93 | $64,889.99 |
DisclosureSEC source: 0001127602-22-007221 · form4.xml · nonDerivative · entry 3 Sistovaris Violet · CIK 0001646748 · EVP & Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,379 F3 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2019 Restricted Stock Unit awards. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 18:20 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 4,927 | $28.93 | $142,538.11 |
DisclosureSEC source: 0001127602-22-007221 · form4.xml · nonDerivative · entry 2 Sistovaris Violet · CIK 0001646748 · EVP & Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,622 F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 18:20 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 16,940 | $28.93 | $490,074.20 |
DisclosureSEC source: 0001127602-22-007221 · form4.xml · nonDerivative · entry 1 Sistovaris Violet · CIK 0001646748 · EVP & Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,549 F1 · shares: Vesting of non-derivative performance stock units granted in 2019, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:46 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 6,833 | $29.27 | $200,001.91 |
DisclosureSEC source: 0001127602-22-002827 · form4.xml · nonDerivative · entry 1 Sistovaris Violet · CIK 0001646748 · EVP & Chief Experience Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,609 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2025 provided that the reporting person is continuously employed by the Company through and including that date. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 20:55 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 1,668 | $21.60 | $36,028.80 |
DisclosureSEC source: 0001127602-21-008299 · form4.xml · nonDerivative · entry 3 Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,776 F3 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2018 Restricted Stock Unit awards. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 20:55 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 3,671 | $21.60 | $79,293.60 |
DisclosureSEC source: 0001127602-21-008299 · form4.xml · nonDerivative · entry 2 Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,444 F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 20:55 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 12,620 | $21.60 | $272,592.00 |
DisclosureSEC source: 0001127602-21-008299 · form4.xml · nonDerivative · entry 1 Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,115 F1 · shares: Vesting of non-derivative performance stock units granted in 2018, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). Read SEC document |
| January 28, 2021 Filed Jan 30, 2021 00:10 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 9,022 | $22.17 | $200,017.74 |
DisclosureSEC source: 0001127602-21-003073 · form4.xml · nonDerivative · entry 1 Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,495 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2024 provided that the reporting person is continuously employed by the Company through and including that date. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 15:16 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 8,549 | $27.02 | $230,993.98 |
DisclosureSEC source: 0001127602-20-008760 · form4.xml · nonDerivative · entry 2 Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,473 F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 15:16 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 29,253 | $27.02 | $790,416.06 |
DisclosureSEC source: 0001127602-20-008760 · form4.xml · nonDerivative · entry 1 Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,022 F1 · shares: Vesting of non-derivative performance stock units granted in 2017, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:57 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 5,842 | $29.10 | $170,002.20 |
DisclosureSEC source: 0001127602-20-003185 · form4.xml · nonDerivative · entry 1 Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,769 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2023 provided that the reporting person is continuously employed by the Company through and including that date. Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 17:20 UTC | NISOURCE INC. NI · Entity 3270 | SaleCommon Stock | 40,405 | $29.16 | $1,178,209.80 |
DisclosureSEC source: 0001127602-19-026128 · form4.xml · nonDerivative · entry 1 Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,927 Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:34 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 10,027 | $26.98 | $270,528.46 |
DisclosureSEC source: 0001127602-19-009210 · form4.xml · nonDerivative · entry 2 Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,332 F2 · kind: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:34 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 34,270 | $26.98 | $924,604.60 |
DisclosureSEC source: 0001127602-19-009210 · form4.xml · nonDerivative · entry 1 Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,359 F1 · kind: Vesting of non-derivative performance stock units granted in 2016, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 20:00 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 5,499 | $27.28 | $150,012.72 |
DisclosureSEC source: 0001127602-19-003685 · form4.xml · nonDerivative · entry 1 Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,089 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2022 provided that the reporting person is continuously employed by the Company through and including that date. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 19:20 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 973 | $23.97 | $23,322.81 |
DisclosureSEC source: 0001127602-18-004274 · form4.xml · nonDerivative · entry 1 Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,590 F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 2015 restricted stock unit awards. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 20:50 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 4,587 | $24.42 | $112,014.54 |
DisclosureSEC source: 0001127602-18-002772 · form4.xml · nonDerivative · entry 1 Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,417 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 26, 2021 provided that the reporting person is continuously employed by the Company through and including that date. F2 · balance_after: This figure has been reduced by (1) 28,558 shares underlying the performance share units ("PSUs") granted to the reporting person on January 29, 2016, and (2) 29,253 shares underlying the PSUs granted to the reporting person on January 26, 2017. These PSUs were previously reported on Forms 4 as beneficially owned by the reporting person. However, the vesting of these PSUs is subject to the satisfaction and confirmation of performance measures not based solely on the market price of the Common Stock. As such, the reporting person may not be deemed to beneficially own these PSUs until the performance measures are satisfied and confirmed. Read SEC document |
| January 25, 2018 Filed Feb 2, 2018 21:30 UTC Amendment | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 5,733 | $24.42 | $139,999.86 |
DisclosureSEC source: 0001127602-18-003694 · form4a.xml · nonDerivative · entry 1 Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,563 F1 · shares: Amends the number of Restricted Stock Units ("RSUs") reported on the reporting person's Form 4 filed on 1/29/18. Each RSU represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 26, 2021 provided the officer is continuously employed by the Company through and including that date. Read SEC document |
| May 12, 2017 Filed May 15, 2017 17:13 UTC | NISOURCE INC. NI · Entity 3270 | SaleCommon Stock | 15,545 | $24.24 | $376,810.80 |
DisclosureSEC source: 0001127602-17-018027 · form4.xml · nonDerivative · entry 2 Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,641 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.23 to $24.26, inclusive. Read SEC document |
| May 12, 2017 Filed May 15, 2017 17:13 UTC | NISOURCE INC. NI · Entity 3270 | SaleCommon Stock | 23,005 | $24.26 | $558,101.30 |
DisclosureSEC source: 0001127602-17-018027 · form4.xml · nonDerivative · entry 1 Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,186 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.17 to $24.36, inclusive. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:10 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 7,835 | $23.91 | $187,334.85 |
DisclosureSEC source: 0001127602-17-009575 · form4.xml · nonDerivative · entry 1 Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,191 F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 2014 stock awards. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:31 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 29,253 | $22.22 | $650,001.66 |
DisclosureSEC source: 0001127602-17-002875 · form4.xml · nonDerivative · entry 1 Sistovaris Violet · CIK 0001646748 · EVP and President, NIPSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,026 F1 · balance_after: Includes performance share units granted on January 26, 2017. These units are scheduled to vest three years after the date of grant and upon satisfaction of performance measures approved by the Compensation Committee. Read SEC document |
| December 16, 2016 Filed Dec 21, 2016 00:03 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 16,025 | $22.03 | $353,030.75 |
DisclosureSEC source: 0001127602-16-070610 · form4.xml · nonDerivative · entry 1 Sistovaris Violet · CIK 0001646748 · EVP, NIPSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,773 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.