Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NISOURCE INC.NI · Entity 3270 | VP & Chief Accounting Officer | March 04, 2020 | March 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NISOURCE INC.
Report date March 04, 2020 · Filed March 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,570 |
Reported balance
After 2020-03-04 transaction · row 1
1 source rowRow 1 · 2020-03-04 · Sale · Disposed 12,650 · Balance 8,570 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.65 to $29.665, inclusive. The reporting person undertakes to provide to NiSource Inc., any security holder of NiSource Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 2,534.3847 |
Reported balance
Holding disclosure · report date 2020-03-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,534.3847 F2: Constitutes shares acquired through the NiSource Inc. Retirement Savings Plan through March 4, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.65 to $29.665, inclusive. The reporting person undertakes to provide to NiSource Inc., any security holder of NiSource Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Constitutes shares acquired through the NiSource Inc. Retirement Savings Plan through March 4, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2020 Filed Mar 5, 2020 19:01 UTC | NISOURCE INC. NI · Entity 3270 | SaleCommon Stock | 12,650 | $29.66 | $375,199.00 |
DisclosureSEC source: 0001127602-20-009570 · form4.xml · nonDerivative · entry 1 Mulpas Joseph W · CIK 0001464702 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,570 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.65 to $29.665, inclusive. The reporting person undertakes to provide to NiSource Inc., any security holder of NiSource Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 15:14 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 3,067 | $27.02 | $82,870.34 |
DisclosureSEC source: 0001127602-20-008758 · form4.xml · nonDerivative · entry 2 Mulpas Joseph W · CIK 0001464702 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,220 F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 15:14 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 10,126 | $27.02 | $273,604.52 |
DisclosureSEC source: 0001127602-20-008758 · form4.xml · nonDerivative · entry 1 Mulpas Joseph W · CIK 0001464702 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,287 F1 · shares: Vesting of non-derivative performance stock units granted in 2017, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 22:03 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 1,574 | $29.10 | $45,803.40 |
DisclosureSEC source: 0001127602-20-003191 · form4.xml · nonDerivative · entry 1 Mulpas Joseph W · CIK 0001464702 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,161 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2023 provided that the reporting person is continuously employed by the Company through and including that date. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 18:40 UTC | NISOURCE INC. NI · Entity 3270 | SaleCommon Stock | 12,000 | $29.78 | $357,360.00 |
DisclosureSEC source: 0001127602-19-026153 · form4.xml · nonDerivative · entry 1 Mulpas Joseph W · CIK 0001464702 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,587 Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:35 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 3,887 | $26.98 | $104,871.26 |
DisclosureSEC source: 0001127602-19-009213 · form4.xml · nonDerivative · entry 2 Mulpas Joseph W · CIK 0001464702 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,587 F2 · kind: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:35 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 12,851 | $26.98 | $346,719.98 |
DisclosureSEC source: 0001127602-19-009213 · form4.xml · nonDerivative · entry 1 Mulpas Joseph W · CIK 0001464702 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,474 F1 · kind: Vesting of non-derivative performance stock units granted in 2016, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 20:01 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 1,650 | $27.28 | $45,012.00 |
DisclosureSEC source: 0001127602-19-003686 · form4.xml · nonDerivative · entry 1 Mulpas Joseph W · CIK 0001464702 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,623 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2022 provided that the reporting person is continuously employed by the Company through and including that date. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 19:15 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 4,924 | $23.97 | $118,028.28 |
DisclosureSEC source: 0001127602-18-004265 · form4.xml · nonDerivative · entry 1 Mulpas Joseph W · CIK 0001464702 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,973 F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 2015 restricted stock unit awards. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 21:02 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 1,843 | $24.42 | $45,006.06 |
DisclosureSEC source: 0001127602-18-002779 · form4.xml · nonDerivative · entry 1 Mulpas Joseph W · CIK 0001464702 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,897 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 26, 2021 provided that the reporting person is continuously employed by the Company through and including that date. F2 · balance_after: This figure has been reduced by (1) 10,709 shares underlying the performance share units ("PSUs") granted to the reporting person on January 29, 2016, and (2) 10,126 shares underlying the PSUs granted to the reporting person on January 26, 2017. These PSUs were previously reported on Forms 4 as beneficially owned by the reporting person. However, the vesting of these PSUs is subject to the satisfaction and confirmation of performance measures not based solely on the market price of the Common Stock. As such, the reporting person may not be deemed to beneficially own these PSUs until the performance measures are satisfied and confirmed. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 16:22 UTC | NISOURCE INC. NI · Entity 3270 | SaleCommon Stock | 13,000 | $23.28 | $302,640.00 |
DisclosureSEC source: 0001127602-17-011356 · form4.xml · nonDerivative · entry 1 Mulpas Joseph W · CIK 0001464702 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,889 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:00 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 7,950 | $23.91 | $190,084.50 |
DisclosureSEC source: 0001127602-17-009564 · form4.xml · nonDerivative · entry 1 Mulpas Joseph W · CIK 0001464702 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,889 F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 2014 stock awards. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:29 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 10,126 | $22.22 | $224,999.72 |
DisclosureSEC source: 0001127602-17-002873 · form4.xml · nonDerivative · entry 1 Mulpas Joseph W · CIK 0001464702 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,839 F1 · balance_after: Includes performance share units granted on January 26, 2017. These units are scheduled to vest three years after the date of grant and upon satisfaction of performance measures approved by the Compensation Committee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.