Last 12 months
Inside the activity.
0 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2017 Filed Feb 28, 2017 21:03 UTC |
Kist EwaldDirector
|
GrantCommon Stock | 1,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015224 · doc4.xml · nonDerivative · entry 1 Kist Ewald · CIK 0001296883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,104 F1 · shares: Exempt grant of restricted stock. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:03 UTC |
Hill KathrynDirector
|
GrantCommon Stock | 1,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015220 · doc4.xml · nonDerivative · entry 1 Hill Kathryn · CIK 0001533931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,952 F1 · shares: Exempt grant of restricted stock. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:02 UTC |
Duffie DarrellDirector
|
GrantCommon Stock | 1,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015218 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,688 F1 · shares: Exempt grant of restricted stock. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:02 UTC |
Bermudez Jorge A.Director
|
GrantCommon Stock | 1,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015217 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,105 F1 · shares: Exempt grant of restricted stock. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:01 UTC |
ANDERSON BASILDirector
|
GrantCommon Stock | 1,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015216 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,323 F1 · shares: Exempt grant of restricted stock. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:29 UTC |
Westlake LisaSVP & Chief HR Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 5,355 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001209191-17-014768 · doc4.xml · derivative · entry 3 Westlake Lisa · CIK 0001451047 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,355 Underlying: Common Stock · 5,355 shares Expires 2027-02-23 F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:29 UTC |
Westlake LisaSVP & Chief HR Officer
|
GrantCommon Stock | 1,412 | $113.34 | $160,036.08 |
DisclosureSEC source: 0001209191-17-014768 · doc4.xml · nonDerivative · entry 1 Westlake Lisa · CIK 0001451047 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,662 F1 · shares: Exempt grant of performance accelerated restricted stock. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:24 UTC |
Worrall BlairSVP-Ratings Delivery and Data
|
GrantEmployee Stock Option (right to buy) · Derivative | 3,514 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001209191-17-014753 · doc4.xml · derivative · entry 3 Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,514 Underlying: Common Stock · 3,514 shares Expires 2027-02-23 F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:24 UTC |
Worrall BlairSVP-Ratings Delivery and Data
|
GrantCommon Stock | 926 | $113.34 | $104,952.84 |
DisclosureSEC source: 0001209191-17-014753 · doc4.xml · nonDerivative · entry 1 Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,260 F1 · shares: Exempt grant of performance accelerated restricted stock. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:24 UTC |
MCDANIEL RAYMOND WDirector · President and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 48,581 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001209191-17-014750 · doc4.xml · derivative · entry 4 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,581 Underlying: Common Stock · 48,581 shares Expires 2027-02-23 F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:24 UTC |
MCDANIEL RAYMOND WDirector · President and CEO
|
GrantCommon Stock | 12,807 | $113.34 | $1,451,545.38 |
DisclosureSEC source: 0001209191-17-014750 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,569 F1 · shares: Exempt grant of performance accelerated restricted stock. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:23 UTC |
Huber LindaExecutive VP and CFO
|
GrantEmployee Stock Option (right to buy) · Derivative | 10,863 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001209191-17-014749 · doc4.xml · derivative · entry 2 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,863 Underlying: Common Stock · 10,863 shares Expires 2027-02-23 F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:23 UTC |
Huber LindaExecutive VP and CFO
|
GrantCommon Stock | 2,864 | $113.34 | $324,605.76 |
DisclosureSEC source: 0001209191-17-014749 · doc4.xml · nonDerivative · entry 1 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,423 F1 · shares: Exempt grant of performance accelerated restricted stock. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:22 UTC |
GOGGINS JOHN JEVP and General Counsel
|
GrantEmployee Stock Option (right to buy) · Derivative | 6,794 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001209191-17-014747 · doc4.xml · derivative · entry 3 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,794 Underlying: Common Stock · 6,794 shares Expires 2027-02-23 F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:22 UTC |
GOGGINS JOHN JEVP and General Counsel
|
GrantCommon Stock | 1,791 | $113.34 | $202,991.94 |
DisclosureSEC source: 0001209191-17-014747 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,832 F1 · shares: Exempt grant of performance accelerated restricted stock Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:21 UTC |
Fauber RobertPresident-MIS
|
GrantEmployee Stock Option (right to buy) · Derivative | 8,701 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001209191-17-014746 · doc4.xml · derivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,701 Underlying: Common Stock · 8,701 shares Expires 2027-02-23 F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:21 UTC |
Fauber RobertPresident-MIS
|
GrantCommon Stock | 2,294 | $113.34 | $260,001.96 |
DisclosureSEC source: 0001209191-17-014746 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,965 F1 · shares: Exempt grant of performance accelerated restricted stock. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:20 UTC |
Crimmins Michael SSVP-Corporate Controller
|
GrantEmployee Stock Option (right to buy) · Derivative | 1,946 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001209191-17-014743 · doc4.xml · derivative · entry 2 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,946 Underlying: Common Stock · 1,946 shares Expires 2027-02-23 F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:20 UTC |
Crimmins Michael SSVP-Corporate Controller
|
GrantCommon Stock | 513 | $113.34 | $58,143.42 |
DisclosureSEC source: 0001209191-17-014743 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,759 F1 · shares: Exempt grant of performance accelerated restricted stock. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:19 UTC |
Cantor RichardChief Risk Officer
|
GrantCommon Stock | 7,420 | $113.34 | $840,982.80 |
DisclosureSEC source: 0001209191-17-014741 · doc4.xml · nonDerivative · entry 1 Cantor Richard · CIK 0001453619 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,295 F1 · shares: Exempt grant of performance accelerated restricted stock Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:18 UTC |
Almeida MarkPresident, Moody's Analytics
|
GrantEmployee Stock Option (right to buy) · Derivative | 10,710 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001209191-17-014739 · doc4.xml · derivative · entry 3 Almeida Mark · CIK 0001409155 · President, Moody's Analytics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,710 Underlying: Common Stock · 10,710 shares Expires 2027-02-23 F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:18 UTC |
Almeida MarkPresident, Moody's Analytics
|
GrantCommon Stock | 2,823 | $113.34 | $319,958.82 |
DisclosureSEC source: 0001209191-17-014739 · doc4.xml · nonDerivative · entry 1 Almeida Mark · CIK 0001409155 · President, Moody's Analytics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,258 F1 · shares: Exempt grant of performance accelerated restricted stock. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 21:01 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,345 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-17-006644 · doc4.xml · derivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,345 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 21:01 UTC |
Fauber RobertPresident-MIS
|
SaleCommon Stock | 1,345 | $103.51 | $139,220.95 |
DisclosureSEC source: 0001209191-17-006644 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 21:01 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionCommon Stock | 1,345 | $38.07 | $51,204.15 |
DisclosureSEC source: 0001209191-17-006644 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 21:02 UTC |
Westlake LisaSVP & Chief HR Officer
|
SaleCommon Stock | 730 | $103.51 | $75,562.30 |
DisclosureSEC source: 0001209191-17-006646 · doc4.xml · nonDerivative · entry 1 Westlake Lisa · CIK 0001451047 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,250 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:04 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 625 | $0.00 Strike: $72.72 | $0.00 |
DisclosureSEC source: 0001209191-17-000810 · doc4.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 625 shares Expires 2017-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:04 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,345 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-17-000810 · doc4.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,345 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:04 UTC |
Fauber RobertPresident-MIS
|
SaleCommon Stock | 625 | $95.01 | $59,381.25 |
DisclosureSEC source: 0001209191-17-000810 · doc4.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:04 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionCommon Stock | 625 | $72.72 | $45,446.88 |
DisclosureSEC source: 0001209191-17-000810 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:04 UTC |
Fauber RobertPresident-MIS
|
SaleCommon Stock | 1,345 | $95.01 | $127,788.45 |
DisclosureSEC source: 0001209191-17-000810 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:04 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionCommon Stock | 1,345 | $38.07 | $51,204.15 |
DisclosureSEC source: 0001209191-17-000810 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:03 UTC |
Westlake LisaSVP & Chief HR Officer
|
SaleCommon Stock | 730 | $95.01 | $69,357.30 |
DisclosureSEC source: 0001209191-17-000803 · doc4.xml · nonDerivative · entry 1 Westlake Lisa · CIK 0001451047 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,980 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 21:02 UTC |
Duffie DarrellDirector
|
SaleCommon Stock | 500 | $94.64 | $47,320.00 |
DisclosureSEC source: 0001209191-17-000168 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,171 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 21:02 UTC |
Bermudez Jorge A.Director
|
GrantCommon Stock | 23 | $98.21 | $2,258.83 |
DisclosureSEC source: 0001209191-16-154881 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,588 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 21:06 UTC |
VAN SAUN BRUCEDirector
|
GrantCommon Stock | 5 | $98.21 | $491.05 |
DisclosureSEC source: 0001209191-16-154887 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,710 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 21:03 UTC |
MCKINNELL HENRY ADirector
|
GrantPhantom Stock Units (Deferred Performance Shares) · Derivative | 6.77 | $98.27 | $665.29 |
DisclosureSEC source: 0001209191-16-154884 · doc4.xml · derivative · entry 2 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,804.897 Underlying: Common Stock · 6.77 shares Expires not disclosed F2 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 21:03 UTC |
MCKINNELL HENRY ADirector
|
GrantCommon Stock | 177 | $98.21 | $17,383.17 |
DisclosureSEC source: 0001209191-16-154884 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,036 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 21:04 UTC |
Seidman LeslieDirector
|
GrantCommon Stock | 19 | $98.21 | $1,865.99 |
DisclosureSEC source: 0001209191-16-154886 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,447 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 21:03 UTC |
Duffie DarrellDirector
|
GrantCommon Stock | 42 | $98.21 | $4,124.82 |
DisclosureSEC source: 0001209191-16-154883 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,671 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 21:01 UTC |
ANDERSON BASILDirector
|
GrantPhantom Stock Units (Deferred Compensation) · Derivative | 43.635 | $98.27 | $4,288.01 |
DisclosureSEC source: 0001209191-16-154880 · doc4.xml · derivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,874.336 Underlying: Common Stock · 43.635 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 21:01 UTC |
ANDERSON BASILDirector
|
GrantCommon Stock | 141 | $98.21 | $13,847.61 |
DisclosureSEC source: 0001209191-16-154880 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,806 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:06 UTC |
Westlake LisaSVP & Chief HR Officer
|
SaleCommon Stock | 730 | $101.65 | $74,204.50 |
DisclosureSEC source: 0001209191-16-152666 · doc4.xml · nonDerivative · entry 1 Westlake Lisa · CIK 0001451047 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,710 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:05 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 625 | $0.00 Strike: $72.72 | $0.00 |
DisclosureSEC source: 0001209191-16-152662 · doc4.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 625 shares Expires 2017-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:05 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,345 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-16-152662 · doc4.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,345 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:05 UTC |
Fauber RobertPresident-MIS
|
SaleCommon Stock | 625 | $101.65 | $63,531.25 |
DisclosureSEC source: 0001209191-16-152662 · doc4.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:05 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionCommon Stock | 625 | $72.72 | $45,446.88 |
DisclosureSEC source: 0001209191-16-152662 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:05 UTC |
Fauber RobertPresident-MIS
|
SaleCommon Stock | 1,345 | $101.65 | $136,719.25 |
DisclosureSEC source: 0001209191-16-152662 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:05 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionCommon Stock | 1,345 | $38.07 | $51,204.15 |
DisclosureSEC source: 0001209191-16-152662 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:04 UTC |
Fauber RobertPresident-MIS
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 625 | $0.00 Strike: $72.72 | $0.00 |
DisclosureSEC source: 0001209191-16-150487 · doc4.xml · derivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 625 shares Expires 2017-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.