Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOODYS CORP /DE/MCO · Entity 386 | Director · President and CEO | October 01, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOODYS CORP /DE/
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,363.918 |
Ending reported balance
After 2026-10-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-10-01 · Sale · Disposed 300 · Balance 51,363.918 F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 2 · 2026-10-01 · Exercise / conversion · Acquired 51 · Balance 51,414.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 3 · 2026-10-01 · Exercise / conversion · Acquired 572 · Balance 51,986.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Row 4 · 2026-10-01 · Sale · Disposed 623 · Balance 51,363.918 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $113.34 · Expires 2027-02-23 | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-01 · Exercise / conversion · Disposed 51 · Balance 0 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3: One fourth of options vest each year beginning with the date indicated. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $167.50 · Expires 2028-02-16 | Direct | 0 |
Reported balance
After 2026-10-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-10-01 · Exercise / conversion · Disposed 572 · Balance 0 F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3: One fourth of options vest each year beginning with the date indicated. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 22,325 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 22,325 |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
F2: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025.
F3: One fourth of options vest each year beginning with the date indicated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 3, 2026 00:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 572 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001481153-26-000018 · wk-form4_1790971440.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 572 shares Expires 2028-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| October 01, 2026 Filed Oct 3, 2026 00:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 51 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001481153-26-000018 · wk-form4_1790971440.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| October 01, 2026 Filed Oct 3, 2026 00:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 623 | $455.00 | $283,465.00 |
DisclosureSEC source: 0001481153-26-000018 · wk-form4_1790971440.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 51,363.918 F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| October 01, 2026 Filed Oct 3, 2026 00:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 572 | $167.50 | $95,810.00 |
DisclosureSEC source: 0001481153-26-000018 · wk-form4_1790971440.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 51,986.918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| October 01, 2026 Filed Oct 3, 2026 00:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 51 | $113.34 | $5,780.34 |
DisclosureSEC source: 0001481153-26-000018 · wk-form4_1790971440.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 51,414.918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| October 01, 2026 Filed Oct 3, 2026 00:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 300 | $455.00 | $136,500.00 |
DisclosureSEC source: 0001481153-26-000018 · wk-form4_1790971440.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 51,363.918 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| September 01, 2026 Filed Sep 2, 2026 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 575 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001628280-26-060093 · wk-form4_1788379796.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 572 Underlying: Common Stock · 575 shares Expires 2028-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| September 01, 2026 Filed Sep 2, 2026 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 592 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001628280-26-060093 · wk-form4_1788379796.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 51 Underlying: Common Stock · 592 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| September 01, 2026 Filed Sep 2, 2026 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,167 | $501.89 | $585,705.63 |
DisclosureSEC source: 0001628280-26-060093 · wk-form4_1788379796.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 51,663.918 F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| September 01, 2026 Filed Sep 2, 2026 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 575 | $167.50 | $96,312.50 |
DisclosureSEC source: 0001628280-26-060093 · wk-form4_1788379796.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,830.918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| September 01, 2026 Filed Sep 2, 2026 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 592 | $113.34 | $67,097.28 |
DisclosureSEC source: 0001628280-26-060093 · wk-form4_1788379796.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,255.918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| September 01, 2026 Filed Sep 2, 2026 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 300 | $501.89 | $150,567.00 |
DisclosureSEC source: 0001628280-26-060093 · wk-form4_1788379796.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 51,663.918 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| August 03, 2026 Filed Aug 4, 2026 20:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 575 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001481153-26-000016 · wk-form4_1785874323.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,147 Underlying: Common Stock · 575 shares Expires 2028-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| August 03, 2026 Filed Aug 4, 2026 20:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 592 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001481153-26-000016 · wk-form4_1785874323.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 643 Underlying: Common Stock · 592 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| August 03, 2026 Filed Aug 4, 2026 20:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,167 | $484.30 | $565,178.10 |
DisclosureSEC source: 0001481153-26-000016 · wk-form4_1785874323.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 51,963.918 F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| August 03, 2026 Filed Aug 4, 2026 20:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 575 | $167.50 | $96,312.50 |
DisclosureSEC source: 0001481153-26-000016 · wk-form4_1785874323.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 53,130.918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| August 03, 2026 Filed Aug 4, 2026 20:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 592 | $113.34 | $67,097.28 |
DisclosureSEC source: 0001481153-26-000016 · wk-form4_1785874323.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,555.918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| August 03, 2026 Filed Aug 4, 2026 20:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 300 | $484.30 | $145,290.00 |
DisclosureSEC source: 0001481153-26-000016 · wk-form4_1785874323.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 51,963.918 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 575 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001481153-26-000015 · wk-form4_1783022793.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,722 Underlying: Common Stock · 575 shares Expires 2028-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 592 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001481153-26-000015 · wk-form4_1783022793.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,235 Underlying: Common Stock · 592 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,167 | $455.49 | $531,556.83 |
DisclosureSEC source: 0001481153-26-000015 · wk-form4_1783022793.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,263.918 F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 575 | $167.50 | $96,312.50 |
DisclosureSEC source: 0001481153-26-000015 · wk-form4_1783022793.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 53,430.918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 592 | $113.34 | $67,097.28 |
DisclosureSEC source: 0001481153-26-000015 · wk-form4_1783022793.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,855.918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 300 | $455.49 | $136,647.00 |
DisclosureSEC source: 0001481153-26-000015 · wk-form4_1783022793.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,263.918 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 22:39 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 575 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001481153-26-000013 · wk-form4_1780439960.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,297 Underlying: Common Stock · 575 shares Expires 2028-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 22:39 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 592 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001481153-26-000013 · wk-form4_1780439960.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,827 Underlying: Common Stock · 592 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 22:39 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,167 | $453.67 | $529,432.89 |
DisclosureSEC source: 0001481153-26-000013 · wk-form4_1780439960.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,563.918 F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 22:39 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 575 | $167.50 | $96,312.50 |
DisclosureSEC source: 0001481153-26-000013 · wk-form4_1780439960.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 53,730.918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 22:39 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 592 | $113.34 | $67,097.28 |
DisclosureSEC source: 0001481153-26-000013 · wk-form4_1780439960.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 53,155.918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 22:39 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 300 | $453.67 | $136,101.00 |
DisclosureSEC source: 0001481153-26-000013 · wk-form4_1780439960.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,563.918 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| May 01, 2026 Filed May 4, 2026 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 575 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001481153-26-000011 · wk-form4_1777928957.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,872 Underlying: Common Stock · 575 shares Expires 2028-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| May 01, 2026 Filed May 4, 2026 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 592 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001481153-26-000011 · wk-form4_1777928957.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,419 Underlying: Common Stock · 592 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| May 01, 2026 Filed May 4, 2026 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,167 | $466.39 | $544,277.13 |
DisclosureSEC source: 0001481153-26-000011 · wk-form4_1777928957.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,188.918 F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| May 01, 2026 Filed May 4, 2026 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 575 | $167.50 | $96,312.50 |
DisclosureSEC source: 0001481153-26-000011 · wk-form4_1777928957.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 76,355.918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| May 01, 2026 Filed May 4, 2026 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 592 | $113.34 | $67,097.28 |
DisclosureSEC source: 0001481153-26-000011 · wk-form4_1777928957.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,780.918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| May 01, 2026 Filed May 4, 2026 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 300 | $466.39 | $139,917.00 |
DisclosureSEC source: 0001481153-26-000011 · wk-form4_1777928957.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,188.918 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 575 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001481153-26-000009 · wk-form4_1775246471.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,447 Underlying: Common Stock · 575 shares Expires 2028-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 592 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001481153-26-000009 · wk-form4_1775246471.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,011 Underlying: Common Stock · 592 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 575 | $437.77 | $251,717.75 |
DisclosureSEC source: 0001481153-26-000009 · wk-form4_1775246471.xml · nonDerivative · entry 5 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,488.918 F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 575 | $167.50 | $96,312.50 |
DisclosureSEC source: 0001481153-26-000009 · wk-form4_1775246471.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 76,063.918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 592 | $437.77 | $259,159.84 |
DisclosureSEC source: 0001481153-26-000009 · wk-form4_1775246471.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,488.918 F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 592 | $113.34 | $67,097.28 |
DisclosureSEC source: 0001481153-26-000009 · wk-form4_1775246471.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 76,080.918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 300 | $437.77 | $131,331.00 |
DisclosureSEC source: 0001481153-26-000009 · wk-form4_1775246471.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,488.918 Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 23:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 5,213 | $456.71 | $2,380,829.23 |
DisclosureSEC source: 0001481153-26-000007 · wk-form4_1772665784.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,788.918 F3 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 23,164.066 | $467.49 | $10,828,969.21 |
DisclosureSEC source: 0001481153-26-000007 · wk-form4_1772665784.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 81,001.918 F2 · shares: Withholding of shares to satisfy tax obligation. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 35,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001481153-26-000007 · wk-form4_1772665784.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 104,165.984 F1 · shares: Receipt of shares acquired upon vesting of 2023-2025 Performance Shares. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 01:24 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 25,081 | $0.00 Strike: $433.70 | $0.00 |
DisclosureSEC source: 0001481153-26-000005 · wk-form4_1771982652.xml · derivative · entry 2 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,081 Underlying: Common Stock · 25,081 shares Expires 2036-02-23 F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 01:24 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 7,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001481153-26-000005 · wk-form4_1771982652.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,609.984 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 03, 2026 Filed Feb 4, 2026 21:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 575 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001481153-26-000002 · wk-form4_1770239839.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,022 Underlying: Common Stock · 575 shares Expires 2028-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 03, 2026 Filed Feb 4, 2026 21:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 575 | $498.90 | $286,867.50 |
DisclosureSEC source: 0001481153-26-000002 · wk-form4_1770239839.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,081.984 F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.