Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL ELECTRIC COGE · Entity 2813 | Director | March 31, 2023 | April 04, 2023 |
| MOODYS CORP /DE/MCO · Entity 386 | Director | September 04, 2026 | September 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL ELECTRIC CO
Report date March 31, 2023 · Filed April 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,099 |
Reported balance
After 2023-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-03-31 · Grant · Acquired 511 · Balance 16,099 F1: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. F2: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. F3: Payable beginning one year after termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.
F2: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.
F3: Payable beginning one year after termination of service as a director.
MOODYS CORP /DE/
Report date September 04, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,207.115 |
Ending reported balance
After 2026-09-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-04 · Grant · Acquired 14 · Balance 12,204.997 F1: Restricted Stock deferred dividend reinvestment accrual. Row 2 · 2026-09-04 · Grant · Acquired 2.118 · Balance 12,207.115 F2: RSU deferred dividend reinvestment accrual. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock deferred dividend reinvestment accrual.
F2: RSU deferred dividend reinvestment accrual.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Janus Henderson Group Ltd.
Report date June 30, 2026 · Filed July 03, 2026
Section 16 reporting ended · disclosed 2026-07-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-06-30 transaction · row 1
1 source rowRow 1 · 2026-06-30 · Disposition to issuer · Disposed 15,756 · Balance 0 F1: On June 30, 2026, pursuant to that certain Agreement and Plan of Merger, dated as of December 21, 2025 (as amended, including by Amendment No. 1 dated March 24, 2026, and a side letter dated June 16, 2026, the "Merger Agreement"), among the Issuer, Jupiter Company Limited ("Parent"), and Jupiter Merger Sub Limited ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Parent and changing its name to "Janus Henderson Group Ltd." At the effective time of the Merger (the "Effective Time"), each ordinary share of the Issuer (except for ordinary shares held by Parent and as otherwise provided in the Merger Agreement) was converted into the right to receive $52.00 per share in cash, without interest (the "Merger Consideration"). F2: Includes 3,288 outstanding restricted stock units ("RSUs") held by the Reporting Person that were cancelled as of immediately prior to the Effective Time and were exchanged for the right to receive a lump sum cash payment equal to (a)(1) the Merger Consideration, multiplied by (2) the number of shares of the Issuer's common stock subject to such RSUs immediately prior to the Effective Time, plus (b) the amount of any accrued but unpaid dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 30, 2026, pursuant to that certain Agreement and Plan of Merger, dated as of December 21, 2025 (as amended, including by Amendment No. 1 dated March 24, 2026, and a side letter dated June 16, 2026, the "Merger Agreement"), among the Issuer, Jupiter Company Limited ("Parent"), and Jupiter Merger Sub Limited ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Parent and changing its name to "Janus Henderson Group Ltd." At the effective time of the Merger (the "Effective Time"), each ordinary share of the Issuer (except for ordinary shares held by Parent and as otherwise provided in the Merger Agreement) was converted into the right to receive $52.00 per share in cash, without interest (the "Merger Consideration").
F2: Includes 3,288 outstanding restricted stock units ("RSUs") held by the Reporting Person that were cancelled as of immediately prior to the Effective Time and were exchanged for the right to receive a lump sum cash payment equal to (a)(1) the Merger Consideration, multiplied by (2) the number of shares of the Issuer's common stock subject to such RSUs immediately prior to the Effective Time, plus (b) the amount of any accrued but unpaid dividend equivalent rights.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2026 Filed Sep 8, 2026 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2.118 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-060894 · wk-form4_1788897694.xml · nonDerivative · entry 2 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,207.115 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| September 04, 2026 Filed Sep 8, 2026 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-060894 · wk-form4_1788897694.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,204.997 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 30, 2026 Filed Jul 3, 2026 00:16 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | Disposition to issuerCommon Stock | 15,756 | $52.00 | $819,312.00 |
DisclosureSEC source: 0001437749-26-022656 · rdgdoc.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: On June 30, 2026, pursuant to that certain Agreement and Plan of Merger, dated as of December 21, 2025 (as amended, including by Amendment No. 1 dated March 24, 2026, and a side letter dated June 16, 2026, the "Merger Agreement"), among the Issuer, Jupiter Company Limited ("Parent"), and Jupiter Merger Sub Limited ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Parent and changing its name to "Janus Henderson Group Ltd." At the effective time of the Merger (the "Effective Time"), each ordinary share of the Issuer (except for ordinary shares held by Parent and as otherwise provided in the Merger Agreement) was converted into the right to receive $52.00 per share in cash, without interest (the "Merger Consideration"). F2 · shares: Includes 3,288 outstanding restricted stock units ("RSUs") held by the Reporting Person that were cancelled as of immediately prior to the Effective Time and were exchanged for the right to receive a lump sum cash payment equal to (a)(1) the Merger Consideration, multiplied by (2) the number of shares of the Issuer's common stock subject to such RSUs immediately prior to the Effective Time, plus (b) the amount of any accrued but unpaid dividend equivalent rights. Read SEC document |
| June 05, 2026 Filed Jun 8, 2026 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2.308 | $0.00 | $0.00 |
DisclosureSEC source: 0001595268-26-000007 · wk-form4_1780949128.xml · nonDerivative · entry 2 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,190.997 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| June 05, 2026 Filed Jun 8, 2026 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001595268-26-000007 · wk-form4_1780949128.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,188.689 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| May 12, 2026 Filed May 13, 2026 21:38 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | Tax withholdingCommon Stock | 417 | $51.61 | $21,521.37 |
DisclosureSEC source: 0001437749-26-016797 · rdgdoc.xml · nonDerivative · entry 2 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,756 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units granted on May 2, 2025. Read SEC document |
| May 11, 2026 Filed May 13, 2026 21:38 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | GrantCommon Stock | 3,288 | $51.71 | $170,022.48 |
DisclosureSEC source: 0001437749-26-016797 · rdgdoc.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,173 F1 · shares: Represents a grant of restricted stock units which vests one year after the date of grant. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:14 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 5.838 | $0.00 | $0.00 |
DisclosureSEC source: 0001595268-26-000005 · wk-form4_1773778450.xml · nonDerivative · entry 2 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,172.689 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:14 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 17 | $0.00 | $0.00 |
DisclosureSEC source: 0001595268-26-000005 · wk-form4_1773778450.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,166.851 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| February 25, 2026 Filed Feb 26, 2026 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001595268-26-000003 · wk-form4_1772139971.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,149.851 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 21:47 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 0.845 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-057418 · wk-form4_1765921674.xml · derivative · entry 3 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3.423 Underlying: Common Stock · 0.845 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 21:47 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1.098 | $486.75 | $534.45 |
DisclosureSEC source: 0001628280-25-057418 · wk-form4_1765921674.xml · nonDerivative · entry 2 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,649.851 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 21:47 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 14 | $486.16 | $6,806.24 |
DisclosureSEC source: 0001628280-25-057418 · wk-form4_1765921674.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,648.753 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 05, 2025 Filed Sep 8, 2025 20:14 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 0.824 | $0.00 | $0.00 |
DisclosureSEC source: 0001595268-25-000004 · wk-form4_1757362457.xml · derivative · entry 3 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2.578 Underlying: Common Stock · 0.824 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 05, 2025 Filed Sep 8, 2025 20:14 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1.071 | $498.37 | $533.75 |
DisclosureSEC source: 0001595268-25-000004 · wk-form4_1757362457.xml · nonDerivative · entry 2 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,634.753 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| September 05, 2025 Filed Sep 8, 2025 20:14 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 14 | $502.22 | $7,031.08 |
DisclosureSEC source: 0001595268-25-000004 · wk-form4_1757362457.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,633.682 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 06, 2025 Filed Jun 9, 2025 20:31 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 0.835 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-25-000132 · wk-form4_1749501103.xml · derivative · entry 3 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1.754 Underlying: Common Stock · 0.835 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| June 06, 2025 Filed Jun 9, 2025 20:31 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1.086 | $490.52 | $532.70 |
DisclosureSEC source: 0001059556-25-000132 · wk-form4_1749501103.xml · nonDerivative · entry 2 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,619.682 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| June 06, 2025 Filed Jun 9, 2025 20:31 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 14 | $490.78 | $6,870.92 |
DisclosureSEC source: 0001059556-25-000132 · wk-form4_1749501103.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,618.596 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| May 02, 2025 Filed May 14, 2025 21:35 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | GrantCommon Stock | 4,238 | $35.40 | $150,025.20 |
DisclosureSEC source: 0001437749-25-016932 · rdgdoc.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,885 F1 · shares: Represents a grant of restricted stock units which vest one year after the date of grant. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 20:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 0.919 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-25-000093 · wk-form4_1742242378.xml · derivative · entry 3 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0.919 Underlying: Common Stock · 0.919 shares Expires not disclosed F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 20:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 5.596 | $445.10 | $2,490.78 |
DisclosureSEC source: 0001059556-25-000093 · wk-form4_1742242378.xml · nonDerivative · entry 2 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,604.596 F2 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 20:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 16 | $442.55 | $7,080.80 |
DisclosureSEC source: 0001059556-25-000093 · wk-form4_1742242378.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,599 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| February 21, 2025 Filed Feb 24, 2025 21:16 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 435 | $505.31 | $219,809.85 |
DisclosureSEC source: 0001059556-25-000053 · wk-form4_1740431799.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,583 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 0.976 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-24-000198 · wk-form4_1734469597.xml · derivative · entry 2 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4.402 Underlying: Common Stock · 0.976 shares Expires not disclosed F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 12 | $496.04 | $5,952.48 |
DisclosureSEC source: 0001059556-24-000198 · wk-form4_1734469597.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,148 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 06, 2024 Filed Sep 10, 2024 20:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 0.997 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-24-000161 · wk-form4_1725999561.xml · derivative · entry 2 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3.426 Underlying: Common Stock · 0.997 shares Expires not disclosed F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 06, 2024 Filed Sep 10, 2024 20:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 13 | $484.55 | $6,299.15 |
DisclosureSEC source: 0001059556-24-000161 · wk-form4_1725999561.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,136 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:58 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.182 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-24-000106 · wk-form4_1718139525.xml · derivative · entry 2 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2.429 Underlying: Common Stock · 1.182 shares Expires not disclosed F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:58 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 15 | $403.57 | $6,053.55 |
DisclosureSEC source: 0001059556-24-000106 · wk-form4_1718139525.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,123 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| May 03, 2024 Filed May 6, 2024 16:43 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | GrantCommon Stock | 4,579 | $32.76 | $150,008.04 |
DisclosureSEC source: 0001437749-24-014761 · rdgdoc.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,647 F1 · shares: Represents a grant of restricted stock units which vests one year after the date of grant. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 20:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.247 | $0.00 | $0.00 |
DisclosureSEC source: 0001059556-24-000073 · wk-form4_1710792919.xml · derivative · entry 2 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1.247 Underlying: Common Stock · 1.247 shares Expires not disclosed F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 20:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 16 | $378.72 | $6,059.52 |
DisclosureSEC source: 0001059556-24-000073 · wk-form4_1710792919.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,108 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| February 21, 2024 Filed Feb 22, 2024 22:55 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 561 | $374.40 | $210,038.40 |
DisclosureSEC source: 0001059556-24-000032 · wk-form4_1708642536.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,092 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 21:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 14 | $391.62 | $5,482.68 |
DisclosureSEC source: 0001059556-23-000127 · wk-form4_1702934095.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,531 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 21:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 16 | $342.50 | $5,480.00 |
DisclosureSEC source: 0001059556-23-000072 · wk-form4_1694466912.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,517 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 23, 2023 Filed Jun 23, 2023 15:55 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | GrantCommon Stock | 4,068 | $26.82 | $109,103.76 |
DisclosureSEC source: 0001209191-23-039264 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,068 Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 17 | $333.87 | $5,675.79 |
DisclosureSEC source: 0001209191-23-036232 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,501 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:39 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 511 | $91.00 | $46,501.00 |
DisclosureSEC source: 0000040545-23-000120 · wf-form4_168064073571292.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,099 Underlying: Common Stock · 511 shares Expires not disclosed F1 · security: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 18 | $299.39 | $5,389.02 |
DisclosureSEC source: 0001209191-23-020215 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,484 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 621 | $314.22 | $195,130.62 |
DisclosureSEC source: 0001209191-23-007755 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,466 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 564 | $82.41 | $46,479.24 |
DisclosureSEC source: 0000040545-23-000012 · wf-form4_167295690105692.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,573 Underlying: Common Stock · 564 shares Expires not disclosed F1 · security: Acquired at a price of $82.41 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 17 | $300.20 | $5,103.40 |
DisclosureSEC source: 0001209191-22-061405 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,845 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 21:08 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 682 | $68.21 | $46,519.22 |
DisclosureSEC source: 0001062993-22-020368 · form4.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,993 Underlying: Common Stock · 682 shares Expires not disclosed F1 · security: Acquired at a price of $68.21 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| September 09, 2022 Filed Sep 12, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 17 | $298.01 | $5,066.17 |
DisclosureSEC source: 0001209191-22-049485 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,828 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 21:06 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 669 | $69.53 | $46,515.57 |
DisclosureSEC source: 0001062993-22-016089 · form4.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,295 Underlying: Common Stock · 669 shares Expires not disclosed F1 · security: Acquired at a price of $69.53 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 18 | $273.53 | $4,923.54 |
DisclosureSEC source: 0001209191-22-036266 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,811 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 21:05 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 502 | $92.62 | $46,495.24 |
DisclosureSEC source: 0001062993-22-009494 · form4.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,615 Underlying: Common Stock · 502 shares Expires not disclosed F1 · security: Acquired at a price of $92.62 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| March 18, 2022 Filed Mar 21, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 15 | $326.09 | $4,891.35 |
DisclosureSEC source: 0001209191-22-020242 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,793 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 598 | $325.99 | $194,942.02 |
DisclosureSEC source: 0001209191-22-011202 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,778 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.