Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOODYS CORP /DE/MCO · Entity 386 | Director | April 02, 2018 | April 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOODYS CORP /DE/
Report date April 02, 2018 · Filed April 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,944 |
Reported balance
After 2018-04-02 transaction · row 1
1 source rowRow 1 · 2018-04-02 · Sale · Disposed 500 · Balance 21,944 F1: Sale of shares pursuant to a Rule 10b5-1 Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to a Rule 10b5-1 Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 02, 2018 Filed Apr 3, 2018 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 500 | $160.96 | $80,480.00 |
DisclosureSEC source: 0001209191-18-022836 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,944 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 33 | $170.25 | $5,618.25 |
DisclosureSEC source: 0001209191-18-019154 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,444 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011267 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,411 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 500 | $147.93 | $73,965.00 |
DisclosureSEC source: 0001209191-18-000150 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,336 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 32 | $153.05 | $4,897.60 |
DisclosureSEC source: 0001209191-17-065409 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,836 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 500 | $138.41 | $69,205.00 |
DisclosureSEC source: 0001209191-17-054578 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,804 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 36 | $135.52 | $4,878.72 |
DisclosureSEC source: 0001209191-17-052578 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,304 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 500 | $121.64 | $60,820.00 |
DisclosureSEC source: 0001209191-17-043223 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,268 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 42 | $116.95 | $4,911.90 |
DisclosureSEC source: 0001209191-17-039424 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,768 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 38 | $112.18 | $4,262.84 |
DisclosureSEC source: 0001209191-17-020136 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,726 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015218 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,688 F1 · shares: Exempt grant of restricted stock. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 500 | $94.64 | $47,320.00 |
DisclosureSEC source: 0001209191-17-000168 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,171 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 21:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 42 | $98.21 | $4,124.82 |
DisclosureSEC source: 0001209191-16-154883 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,671 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 500 | $108.37 | $54,185.00 |
DisclosureSEC source: 0001209191-16-143585 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,629 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 12, 2016 Filed Sep 12, 2016 20:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 39 | $106.48 | $4,152.72 |
DisclosureSEC source: 0001209191-16-140924 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,129 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.