Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOODYS CORP /DE/MCO · Entity 386 | Chief Risk Officer | May 13, 2019 | May 14, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOODYS CORP /DE/
Report date May 13, 2019 · Filed May 14, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,004 |
Reported balance
After 2019-05-13 transaction · row 1
1 source rowRow 1 · 2019-05-13 · Sale · Disposed 3,959 · Balance 50,004 F1: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $184.00 to $184.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Indirect401-K | 0.3488 |
Reported balance
Holding disclosure · report date 2019-05-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 0.3488 F2: As of last statement dated March 31, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $184.00 to $184.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: As of last statement dated March 31, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2019 Filed May 14, 2019 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,959 | $184.04 | $728,630.20 |
DisclosureSEC source: 0001209191-19-029588 · doc4.xml · nonDerivative · entry 1 Cantor Richard · CIK 0001453619 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,004 F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $184.00 to $184.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 3,608 | $175.32 | $632,554.56 |
DisclosureSEC source: 0001209191-19-016376 · doc4.xml · nonDerivative · entry 1 Cantor Richard · CIK 0001453619 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,963 F1 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:16 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 5,099 | $173.58 | $885,084.42 |
DisclosureSEC source: 0001209191-19-014193 · doc4.xml · nonDerivative · entry 1 Cantor Richard · CIK 0001453619 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,571 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| May 09, 2018 Filed May 10, 2018 20:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GiftCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029238 · doc4.xml · nonDerivative · entry 2 Cantor Richard · CIK 0001453619 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,472 Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 4,344 | $167.42 | $727,259.45 |
DisclosureSEC source: 0001209191-18-029238 · doc4.xml · nonDerivative · entry 1 Cantor Richard · CIK 0001453619 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,072 F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $167.34 to $167.46. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 4,090 | $166.82 | $682,293.80 |
DisclosureSEC source: 0001209191-18-016364 · doc4.xml · nonDerivative · entry 1 Cantor Richard · CIK 0001453619 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,416 F1 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 5,284 | $167.50 | $885,070.00 |
DisclosureSEC source: 0001209191-18-011992 · doc4.xml · nonDerivative · entry 1 Cantor Richard · CIK 0001453619 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,506 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 5,076 | $112.66 | $571,872.31 |
DisclosureSEC source: 0001209191-17-019211 · doc4.xml · nonDerivative · entry 1 Cantor Richard · CIK 0001453619 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,222 F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $112.65 to $112.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 4,997 | $112.91 | $564,211.27 |
DisclosureSEC source: 0001209191-17-016498 · doc4.xml · nonDerivative · entry 1 Cantor Richard · CIK 0001453619 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,298 F1 · shares: Disposition of vested performance accelerated restricted stock. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 7,420 | $113.34 | $840,982.80 |
DisclosureSEC source: 0001209191-17-014741 · doc4.xml · nonDerivative · entry 1 Cantor Richard · CIK 0001453619 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,295 F1 · shares: Exempt grant of performance accelerated restricted stock Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.