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person · Reporting owner

Bermudez Jorge A.

Disclosed activity across 5 companies

Tapewire entity
17204
SEC CIK
0001419202

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AB Multi-Manager Alternative FundN/A · Entity 1485DirectorJanuary 01, 2025January 02, 2025
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INCAWF · Entity 5051DirectorJanuary 14, 2021January 15, 2021
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAFB · Entity 8874DirectorJanuary 01, 2020April 03, 2020
CITIGROUP INCC · Entity 2837Chief Risk OfficerJanuary 22, 2008January 25, 2008
MOODYS CORP /DE/MCO · Entity 386DirectorSeptember 04, 2026September 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AB Multi-Manager Alternative Fund

Report date January 01, 2025 · Filed January 02, 2025

This filing explicitly reported no securities owned.

ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC

Report date January 14, 2021 · Filed January 15, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,915 Reported balance After 2021-01-14 transaction · row 1
1 source row

Row 1 · 2021-01-14 · Purchase · Acquired 2,915 · Balance 2,915

F1: This constitutes the weighted average purchase price. The prices range from $11.65 to $11.67. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: This constitutes the weighted average purchase price. The prices range from $11.65 to $11.67. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND

Report date January 01, 2020 · Filed April 03, 2020

This filing explicitly reported no securities owned.

CITIGROUP INC

Report date January 22, 2008 · Filed January 25, 2008

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect146,083.7 Ending reported balance After 2008-01-22 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2008-01-22 · Grant · Acquired 23,927.1 · Balance 147,191.6

F1: Award of shares pursuant to the Issuer's 1999 Stock Incentive Plan.

Row 2 · 2008-01-22 · Tax withholding · Disposed 1,107.9 · Balance 146,083.7

F2: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Filing footnotes · ownership attribution and instrument terms

F1: Award of shares pursuant to the Issuer's 1999 Stock Incentive Plan.

F2: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

MOODYS CORP /DE/

Report date September 04, 2026 · Filed September 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,955.968 Ending reported balance After 2026-09-04 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-04 · Grant · Acquired 16 · Balance 22,954.668

F1: Restricted Stock deferred dividend reinvestment accrual.

Row 2 · 2026-09-04 · Grant · Acquired 1.3 · Balance 22,955.968

F2: RSU deferred dividend reinvestment accrual.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock deferred dividend reinvestment accrual.

F2: RSU deferred dividend reinvestment accrual.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2026 Filed Sep 8, 2026 20:01 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1.3 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-060893 · wk-form4_1788897668.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,955.968

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 04, 2026 Filed Sep 8, 2026 20:01 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 16 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-060893 · wk-form4_1788897668.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,954.668

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
June 05, 2026 Filed Jun 8, 2026 20:04 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1.416 $0.00 $0.00
Disclosure

SEC source: 0001419202-26-000008 · wk-form4_1780949045.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,938.668

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
June 05, 2026 Filed Jun 8, 2026 20:04 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 19 $0.00 $0.00
Disclosure

SEC source: 0001419202-26-000008 · wk-form4_1780949045.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,937.252

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 20:10 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1.482 $0.00 $0.00
Disclosure

SEC source: 0001419202-26-000006 · wk-form4_1773778241.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,918.252

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 20:10 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001419202-26-000006 · wk-form4_1773778241.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,916.77

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
February 25, 2026 Filed Feb 26, 2026 21:13 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001419202-26-000003 · wk-form4_1772140417.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,896.77

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 21:45 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1.193 $486.75 $580.69
Disclosure

SEC source: 0001628280-25-057413 · wk-form4_1765921517.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,396.77

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 21:45 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 16 $486.16 $7,778.56
Disclosure

SEC source: 0001628280-25-057413 · wk-form4_1765921517.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,395.577

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
September 05, 2025 Filed Sep 8, 2025 20:13 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1.163 $498.37 $579.60
Disclosure

SEC source: 0001419202-25-000005 · wk-form4_1757362413.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,379.577

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 05, 2025 Filed Sep 8, 2025 20:13 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 16 $502.22 $8,035.52
Disclosure

SEC source: 0001419202-25-000005 · wk-form4_1757362413.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,378.414

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 20:40 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1.179 $490.52 $578.32
Disclosure

SEC source: 0001059556-25-000136 · wk-form4_1749501555.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,362.414

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 20:40 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 16 $490.78 $7,852.48
Disclosure

SEC source: 0001059556-25-000136 · wk-form4_1749501555.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,361.235

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 20:04 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1.297 $445.10 $577.29
Disclosure

SEC source: 0001059556-25-000082 · wk-form4_1742241863.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,345.235

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 20:04 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 18 $442.55 $7,965.90
Disclosure

SEC source: 0001059556-25-000082 · wk-form4_1742241863.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,343.938

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:06 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 435 $505.31 $219,809.85
Disclosure

SEC source: 0001059556-25-000041 · wk-form4_1740431195.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,325.938

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:10 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1.06 $491.67 $521.17
Disclosure

SEC source: 0001059556-24-000202 · wk-form4_1734469793.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,890.938

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:10 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 14 $496.04 $6,944.56
Disclosure

SEC source: 0001059556-24-000202 · wk-form4_1734469793.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,889.878

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:08 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1.082 $480.40 $519.79
Disclosure

SEC source: 0001059556-24-000147 · wk-form4_1725998906.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,875.878

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:08 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 15 $484.55 $7,268.25
Disclosure

SEC source: 0001059556-24-000147 · wk-form4_1725998906.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,874.796

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:53 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1.283 $404.47 $518.94
Disclosure

SEC source: 0001059556-24-000096 · wk-form4_1718139206.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,859.796

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:53 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 17 $403.57 $6,860.69
Disclosure

SEC source: 0001059556-24-000096 · wk-form4_1718139206.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,858.513

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:05 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1.354 $382.31 $517.65
Disclosure

SEC source: 0001059556-24-000061 · wk-form4_1710792320.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,841.513

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:05 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 18 $378.72 $6,816.96
Disclosure

SEC source: 0001059556-24-000061 · wk-form4_1710792320.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,840.159

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
February 21, 2024 Filed Feb 22, 2024 22:58 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 561 $374.40 $210,038.40
Disclosure

SEC source: 0001059556-24-000034 · wk-form4_1708642648.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,822.159

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:22 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1.201 $389.88 $468.25
Disclosure

SEC source: 0001059556-23-000137 · wk-form4_1702934552.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,261.159

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:22 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 16 $391.62 $6,265.92
Disclosure

SEC source: 0001059556-23-000137 · wk-form4_1702934552.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,259.958

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:08 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1.369 $341.21 $467.12
Disclosure

SEC source: 0001059556-23-000064 · wk-form4_1694466483.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,243.958

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:08 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 19 $342.50 $6,507.50
Disclosure

SEC source: 0001059556-23-000064 · wk-form4_1694466483.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,242.589

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 20:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 1.389 $335.45 $465.94
Disclosure

SEC source: 0001209191-23-036233 · doc4.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,223.589

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 20:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 19 $333.87 $6,343.53
Disclosure

SEC source: 0001209191-23-036233 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,222.2

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 7.2 $295.41 $2,126.95
Disclosure

SEC source: 0001209191-23-020216 · doc4.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,203.2

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 21 $299.39 $6,287.19
Disclosure

SEC source: 0001209191-23-020216 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,196

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 621 $314.22 $195,130.62
Disclosure

SEC source: 0001209191-23-007748 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,175

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock · Derivative 1.405 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061403 · doc4.xml · derivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5.627

Underlying: Common Stock · 1.405 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 19 $300.20 $5,703.80
Disclosure

SEC source: 0001209191-22-061403 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,554

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 20:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock · Derivative 1.409 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049482 · doc4.xml · derivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4.222

Underlying: Common Stock · 1.409 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 20:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 20 $298.01 $5,960.20
Disclosure

SEC source: 0001209191-22-049482 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,535

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 20:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock · Derivative 1.532 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036264 · doc4.xml · derivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.813

Underlying: Common Stock · 1.532 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 20:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 21 $273.53 $5,744.13
Disclosure

SEC source: 0001209191-22-036264 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,515

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock · Derivative 1.281 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020245 · doc4.xml · derivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1.281

Underlying: Common Stock · 1.281 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 20:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 18 $326.09 $5,869.62
Disclosure

SEC source: 0001209191-22-020245 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,494

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:01 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 598 $325.99 $194,942.02
Disclosure

SEC source: 0001209191-22-011207 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,476

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 13 $396.51 $5,154.63
Disclosure

SEC source: 0001209191-21-069938 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,878

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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September 10, 2021 Filed Sep 13, 2021 20:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 13 $381.85 $4,964.05
Disclosure

SEC source: 0001209191-21-055655 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,865

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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June 10, 2021 Filed Jun 11, 2021 20:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 14 $336.76 $4,714.64
Disclosure

SEC source: 0001209191-21-039800 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,852

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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March 18, 2021 Filed Mar 19, 2021 20:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 16 $287.23 $4,595.68
Disclosure

SEC source: 0001209191-21-022044 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,838

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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February 22, 2021 Filed Feb 23, 2021 21:14 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 650 $276.84 $179,946.00
Disclosure

SEC source: 0001209191-21-013159 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,822

F1 · shares: Exempt grant of restricted stock units.

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January 14, 2021 Filed Jan 15, 2021 20:50 UTC ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC AWF · Entity 5051 PurchaseCommon Stock 2,915 $11.66 $33,988.90
Disclosure

SEC source: 0000919574-21-000342 · ownership.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,915

F1 · price: This constitutes the weighted average purchase price. The prices range from $11.65 to $11.67. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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December 14, 2020 Filed Dec 16, 2020 21:02 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 16 $279.06 $4,464.96
Disclosure

SEC source: 0001209191-20-063765 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,172

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.