Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOODYS CORP /DE/MCO · Entity 386 | EVP and General Counsel | March 06, 2023 | March 07, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOODYS CORP /DE/
Report date March 06, 2023 · Filed March 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,587 |
Reported balance
After 2023-03-06 transaction · row 1
1 source rowRow 1 · 2023-03-06 · Sale · Disposed 8,400 · Balance 8,587 F1: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $302.52 to $302.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $302.52 to $302.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2023 Filed Mar 7, 2023 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 8,400 | $302.62 | $2,541,987.00 |
DisclosureSEC source: 0001209191-23-016677 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,587 F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $302.52 to $302.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 1,483 | $290.63 | $431,004.29 |
DisclosureSEC source: 0001209191-23-015382 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,987 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015382 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,470 F1 · shares: Receipt of shares acquired upon settlement of 2020-2022 Performance Shares. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 2,560 | $0.00 Strike: $295.33 | $0.00 |
DisclosureSEC source: 0001209191-23-012254 · doc4.xml · derivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,560 Underlying: Common Stock · 2,560 shares Expires 2033-02-21 F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 821 | $295.33 | $242,465.93 |
DisclosureSEC source: 0001209191-23-012254 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,895 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 3,417 | $323.88 | $1,106,697.96 |
DisclosureSEC source: 0001209191-22-014654 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,074 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 5,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014654 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,491 F1 · shares: Receipt of shares acquired upon settlement of 2019-2021 Performance Shares. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 2,881 | $0.00 Strike: $325.99 | $0.00 |
DisclosureSEC source: 0001209191-22-011605 · doc4.xml · derivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,881 Underlying: Common Stock · 2,881 shares Expires 2032-02-17 F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 744 | $325.99 | $242,536.56 |
DisclosureSEC source: 0001209191-22-011605 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,605 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 4,520 | $334.38 | $1,511,397.60 |
DisclosureSEC source: 0001209191-21-038175 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,861 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| May 24, 2021 Filed May 25, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,434 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001209191-21-035682 · doc4.xml · derivative · entry 3 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,434 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated. Read SEC document |
| May 24, 2021 Filed May 25, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 8,434 | $331.11 | $2,792,581.74 |
DisclosureSEC source: 0001209191-21-035682 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,381 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| May 24, 2021 Filed May 25, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 8,434 | $80.81 | $681,551.54 |
DisclosureSEC source: 0001209191-21-035682 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,216 | $0.00 Strike: $98.01 | $0.00 |
DisclosureSEC source: 0001209191-21-032010 · doc4.xml · derivative · entry 3 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,216 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 10,216 | $334.85 | $3,420,827.60 |
DisclosureSEC source: 0001209191-21-032010 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,381 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 10,216 | $98.01 | $1,001,270.16 |
DisclosureSEC source: 0001209191-21-032010 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 21:32 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,435 | $0.00 Strike: $80.81 | $0.00 |
DisclosureSEC source: 0001209191-21-022142 · doc4.xml · derivative · entry 8 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,435 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 21:32 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,908 | $0.00 Strike: $79.55 | $0.00 |
DisclosureSEC source: 0001209191-21-022142 · doc4.xml · derivative · entry 7 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,908 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 21:32 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 51 | $295.40 | $15,065.15 |
DisclosureSEC source: 0001209191-21-022142 · doc4.xml · nonDerivative · entry 6 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,381 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 21:32 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,460 | $294.31 | $429,696.98 |
DisclosureSEC source: 0001209191-21-022142 · doc4.xml · nonDerivative · entry 5 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,432 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $294.08 to $294.78. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 21:32 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,800 | $292.84 | $1,112,792.00 |
DisclosureSEC source: 0001209191-21-022142 · doc4.xml · nonDerivative · entry 4 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,892 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 21:32 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 8,435 | $80.81 | $681,632.35 |
DisclosureSEC source: 0001209191-21-022142 · doc4.xml · nonDerivative · entry 3 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 21:32 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 6,216 | $294.27 | $1,829,188.54 |
DisclosureSEC source: 0001209191-21-022142 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,257 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 21:32 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 9,908 | $79.55 | $788,181.40 |
DisclosureSEC source: 0001209191-21-022142 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 1,972 | $280.63 | $553,402.36 |
DisclosureSEC source: 0001209191-21-016775 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,565 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 3,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016775 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,537 F1 · shares: Receipt of shares acquired upon settlement of 2018-2020 Performance Shares. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 3,596 | $0.00 Strike: $276.84 | $0.00 |
DisclosureSEC source: 0001209191-21-013748 · doc4.xml · derivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,596 Underlying: Common Stock · 3,596 shares Expires 2031-02-22 F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 876 | $276.84 | $242,511.84 |
DisclosureSEC source: 0001209191-21-013748 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,394 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 16,223 | $0.00 Strike: $46.43 | $0.00 |
DisclosureSEC source: 0001209191-20-064377 · doc4.xml · derivative · entry 7 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,223 shares Expires 2023-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F7 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,288 | $280.98 | $361,904.82 |
DisclosureSEC source: 0001209191-20-064377 · doc4.xml · nonDerivative · entry 6 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,518 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $280.63 to $281.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,634 | $280.25 | $1,018,435.77 |
DisclosureSEC source: 0001209191-20-064377 · doc4.xml · nonDerivative · entry 5 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,806 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $279.62 to $280.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,200 | $278.99 | $892,771.20 |
DisclosureSEC source: 0001209191-20-064377 · doc4.xml · nonDerivative · entry 4 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,440 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $278.55 to $279.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,743 | $277.79 | $1,039,753.00 |
DisclosureSEC source: 0001209191-20-064377 · doc4.xml · nonDerivative · entry 3 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,640 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $277.37 to $278.26. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 4,358 | $276.85 | $1,206,529.73 |
DisclosureSEC source: 0001209191-20-064377 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,383 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $276.33 to $277.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 16,223 | $46.43 | $753,233.89 |
DisclosureSEC source: 0001209191-20-064377 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 10,900 | $276.00 | $3,008,400.00 |
DisclosureSEC source: 0001209191-20-059623 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,518 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| August 10, 2020 Filed Aug 11, 2020 20:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 11,700 | $274.14 | $3,207,438.00 |
DisclosureSEC source: 0001209191-20-046100 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,418 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:21 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 12,000 | $282.20 | $3,386,400.00 |
DisclosureSEC source: 0001209191-20-041751 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,118 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 21:58 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 12,300 | $279.59 | $3,438,957.00 |
DisclosureSEC source: 0001209191-20-034763 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,118 F2 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| May 20, 2020 Filed Jun 5, 2020 21:58 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034763 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,418 F1 · kind: Gift of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| May 18, 2020 Filed May 20, 2020 20:30 UTC | MOODYS CORP /DE/ MCO · Entity 386 | OtherCommon Stock | 1,607 | $190.93 | $306,824.51 |
DisclosureSEC source: 0001209191-20-030892 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · 401-K Disclosed balance after: 0 F1 · kind: Exempt discretionary transaction pursuant to Rule 16b-3(f). Read SEC document |
| May 18, 2020 Filed May 21, 2020 20:10 UTC Amendment | MOODYS CORP /DE/ MCO · Entity 386 | OtherCommon Stock | 1,607 | $259.81 | $417,514.67 |
DisclosureSEC source: 0001209191-20-031243 · doc4a.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · 401-K Disclosed balance after: 0 F1 · kind: Exempt discretionary transaction pursuant to Rule 16b-3(f). F2 · price: This amendment on Form 4/A is being filed to amend the Form 4 filed by the reporting person on May 20, 2020, solely to correct the price per share reported in Column 4 of Table I, which incorrectly reported the effective price per share attributed to the transaction due to administrative error. Except as amended herein, the information set forth in the original Form 4 remains unchanged. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:23 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 17,927 | $0.00 Strike: $38.61 | $0.00 |
DisclosureSEC source: 0001209191-20-029740 · doc4.xml · derivative · entry 6 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,927 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:23 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 8,927 | $252.48 | $2,253,853.25 |
DisclosureSEC source: 0001209191-20-029740 · doc4.xml · nonDerivative · entry 4 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,718 F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $252.29 to $252.64. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:23 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 8,927 | $38.61 | $344,671.47 |
DisclosureSEC source: 0001209191-20-029740 · doc4.xml · nonDerivative · entry 3 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:23 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 9,000 | $251.42 | $2,262,735.00 |
DisclosureSEC source: 0001209191-20-029740 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,718 F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $251.41 to $251.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:23 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 9,000 | $38.61 | $347,490.00 |
DisclosureSEC source: 0001209191-20-029740 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 4,638 | $251.20 | $1,165,065.60 |
DisclosureSEC source: 0001209191-20-015065 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,718 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015065 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,356 F1 · shares: Receipt of shares acquired upon settlement of 2017-2019 Performance Shares. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 4,005 | $0.00 Strike: $280.42 | $0.00 |
DisclosureSEC source: 0001209191-20-011930 · doc4.xml · derivative · entry 3 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,005 Underlying: Common Stock · 4,005 shares Expires 2030-02-20 F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.