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person · Reporting owner

MCDANIEL RAYMOND W

Disclosed activity across 3 companies

Tapewire entity
28874
SEC CIK
0001195306

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
JOHN WILEY & SONS, INC.WLY, WLYB · Entity 4304DirectorSeptember 24, 2026September 25, 2026
MOODYS CORP /DE/MCO · Entity 386DirectorMarch 02, 2023March 24, 2023
RAYMOND JAMES FINANCIAL INCRJF · Entity 3126DirectorFebruary 19, 2026February 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

JOHN WILEY & SONS, INC.

Report date September 24, 2026 · Filed September 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect66,287 Reported balance After 2026-09-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-24 · Grant · Acquired 2,880 · Balance 66,287

F1: 1-for-1.

F2: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, or (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.

Filing footnotes · ownership attribution and instrument terms

F1: 1-for-1.

F2: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, or (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.

MOODYS CORP /DE/

Report date March 02, 2023 · Filed March 24, 2023 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectFamily Trust 10 Reported balance After 2023-03-02 transaction · row 7 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 7 · 2023-03-02 · Sale · Disposed 5,562 · Balance 0

F1: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023.

Common StockSEC Table I · non-derivativeIndirectFamily Trust 20 Reported balance After 2023-03-02 transaction · row 8 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 8 · 2023-03-02 · Sale · Disposed 5,562 · Balance 0

F1: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023.

Common StockSEC Table I · non-derivativeDirect92,858.794 Reported balance Holding disclosure · report date 2023-03-02 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance 92,858.794

Common StockSEC Table I · non-derivativeIndirectTrust I10,818 Reported balance Holding disclosure · report date 2023-03-02 · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · Balance 10,818

Common StockSEC Table I · non-derivativeIndirectTrust II0 Reported balance Holding disclosure · report date 2023-03-02 · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · Balance 0

Common StockSEC Table I · non-derivativeIndirectTrust III24,599 Reported balance Holding disclosure · report date 2023-03-02 · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · Balance 24,599

Common StockSEC Table I · non-derivativeIndirectTrust IV42,226 Reported balance Holding disclosure · report date 2023-03-02 · row 5 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 5 · Balance 42,226

Common StockSEC Table I · non-derivativeIndirectTrust V33,222 Reported balance Holding disclosure · report date 2023-03-02 · row 6 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 6 · Balance 33,222

Common StockSEC Table I · non-derivativeIndirect401-K1,645 Reported balance Holding disclosure · report date 2023-03-02 · row 9 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 9 · Balance 1,645

F2: As of the last statement dated December 31, 2022.

Common StockSEC Table I · non-derivativeIndirectSpouse2,000 Reported balance Holding disclosure · report date 2023-03-02 · row 10 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 10 · Balance 2,000

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023.

F2: As of the last statement dated December 31, 2022.

RAYMOND JAMES FINANCIAL INC

Report date February 19, 2026 · Filed February 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,113 Reported balance After 2026-02-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-19 · Grant · Acquired 1,303 · Balance 6,113

F1: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the date the reporting person terminates his or her service on the Board of Directors.

F2: Includes DRSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the date the reporting person terminates his or her service on the Board of Directors.

F2: Includes DRSUs.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 24, 2026 Filed Sep 25, 2026 19:16 UTC JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 GrantPhantom Stock Units · Derivative 2,880 $48.61 $139,996.80
Disclosure

SEC source: 0001195306-26-000003 · wk-form4_1790363808.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,287

Underlying: Class A Common · 2,880 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, or (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.

F2 · derivative.expiration_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, or (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.

Read SEC document
July 23, 2026 Filed Jul 24, 2026 13:16 UTC JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 GrantPhantom Stock Units · Derivative 462 $48.72 $22,508.64
Disclosure

SEC source: 0001195306-26-000002 · wk-form4_1784898960.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,407

Underlying: Class A Common · 462 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.

Read SEC document
April 23, 2026 Filed Apr 24, 2026 20:11 UTC JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 GrantPhantom Stock Units · Derivative 536 $41.32 $22,147.52
Disclosure

SEC source: 0000107140-26-000023 · wk-form4_1777061470.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,945

Underlying: Class A Common · 536 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.

Read SEC document
February 19, 2026 Filed Feb 23, 2026 20:56 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantCommon Stock 1,303 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-002384 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,113

F1 · shares: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the date the reporting person terminates his or her service on the Board of Directors.

F2 · balance_after: Includes DRSUs.

Read SEC document
January 15, 2026 Filed Jan 16, 2026 21:52 UTC JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 GrantPhantom Stock Units · Derivative 706 $31.01 $21,893.06
Disclosure

SEC source: 0000107140-26-000006 · wk-form4_1768600355.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,409

Underlying: Class A Common · 706 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, or (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.

F2 · derivative.expiration_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, or (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock.

Read SEC document
October 23, 2025 Filed Oct 24, 2025 17:47 UTC JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 GrantPhantom Stock Units · Derivative 587 $36.98 $21,707.26
Disclosure

SEC source: 0000107140-25-000189 · wk-form4_1761328026.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,703

Underlying: Class A Common · 587 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.

Read SEC document
September 25, 2025 Filed Sep 26, 2025 21:00 UTC JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 GrantPhantom Stock Units · Derivative 3,275 $39.69 $129,984.75
Disclosure

SEC source: 0000107140-25-000161 · wk-form4_1758920403.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,116

Underlying: Class A Common · 3,275 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settle upon separation of service from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the reporting person will receive distribution of their deferred compensation in accordance with their distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

F2 · derivative.expiration_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settle upon separation of service from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the reporting person will receive distribution of their deferred compensation in accordance with their distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

Read SEC document
July 24, 2025 Filed Jul 25, 2025 20:16 UTC JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 GrantPhantom Stock Units · Derivative 516 $39.43 $20,345.88
Disclosure

SEC source: 0000107140-25-000130 · wk-form4_1753474590.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,841

Underlying: Class A Common · 516 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.

Read SEC document
April 24, 2025 Filed Apr 28, 2025 20:47 UTC JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 GrantPhantom Stock Units · Derivative 459 $43.63 $20,026.17
Disclosure

SEC source: 0000107140-25-000036 · wk-form4_1745873273.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,324

Underlying: Class A Common · 459 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 16:56 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 1,711 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-002211 · doc4.xml · derivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.

F4 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 16:56 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantCommon Stock 1,253 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-002211 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,810

F2 · shares: Consists of a grant of Deferred Restricted Stock Units ("DRSUs") as part of compensation for service on the registrant's Board of Directors. Upon vesting, the DRSUs convert to the right to receive shares of common stock on a one-to-one basis, together with accrued cash in lieu of dividends. The DRSUs vest at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Pursuant to an irrevocable election by the reporting person, settlement of the DRSUs will be deferred following vesting until the date the reporting person terminates his or her service on the Board of Directors.

F3 · balance_after: Includes DRSUs.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 16:56 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 1,711 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-002211 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
January 10, 2025 Filed Jan 13, 2025 23:13 UTC JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 GrantPhantom Stock Units · Derivative 472 $42.10 $19,871.20
Disclosure

SEC source: 0000107140-25-000010 · wk-form4_1736809994.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,865

Underlying: Class A Common · 472 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · date: The shares were acquired as a result of a quarterly dividend payable on Thursday, January 9, 2024, which was a federal holiday. As such, the shares were acquired the following business day utilizing the January 10, 2024 closing price of the Company's Class A Common Stock.

F3 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.

F3 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.

Read SEC document
October 24, 2024 Filed Oct 28, 2024 13:59 UTC JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 GrantPhantom Stock Units · Derivative 400 $49.37 $19,748.00
Disclosure

SEC source: 0000107140-24-000225 · wk-form4_1730123953.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,393

Underlying: Class A Common · 400 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.

Read SEC document
September 26, 2024 Filed Sep 27, 2024 22:04 UTC JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 GrantPhantom Stock Units · Derivative 2,758 $47.13 $129,984.54
Disclosure

SEC source: 0000107140-24-000201 · wk-form4_1727474650.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,993

Underlying: Class A Common · 2,758 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Pursuant to the Deferred Compensation Plan, the reporting person will receive distribution of their deferred compensation in accordance with their distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

F2 · derivative.expiration_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Pursuant to the Deferred Compensation Plan, the reporting person will receive distribution of their deferred compensation in accordance with their distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:24 UTC JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 GrantPhantom Stock Units · Derivative 399 $46.68 $18,625.32
Disclosure

SEC source: 0000107140-24-000158 · wk-form4_1722284641.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,235

Underlying: Class A Common · 399 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock.

Read SEC document
April 25, 2024 Filed Apr 26, 2024 21:03 UTC JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 GrantPhantom Stock Units · Derivative 483 $37.95 $18,329.85
Disclosure

SEC source: 0000107140-24-000044 · wk-form4_1714165386.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,836

Underlying: Class A Common · 483 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Plan, the reporting person will receive distribution of their deferred compensation in accordance with their distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Plan, the reporting person will receive distribution of their deferred compensation in accordance with their distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

Read SEC document
April 10, 2024 Filed Apr 12, 2024 20:04 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 1,846 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005047 · doc4.xml · derivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,846 shares

Expires 2024-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

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April 10, 2024 Filed Apr 12, 2024 20:04 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 1,846 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005047 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 20:23 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 1,711 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-002923 · doc4.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,711

Underlying: Common Stock · 1,711 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2025.

F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2025.

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January 11, 2024 Filed Jan 12, 2024 22:17 UTC JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 GrantPhantom Stock Units · Derivative 572 $31.71 $18,138.12
Disclosure

SEC source: 0000107140-24-000018 · wk-form4_1705097817.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,353

Underlying: Class A Common · 572 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Plan, the reporting person will receive distribution of their deferred compensation in accordance with their distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend and deferred under the John Wiley & Sons, Inc. Deferred Compensation Plan for Directors (the "Plan"). Shares settle upon separation of service from the Board in 100% John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Plan, the reporting person will receive distribution of their deferred compensation in accordance with their distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

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October 25, 2023 Filed Oct 27, 2023 19:39 UTC JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 GrantPhantom Stock Units · Derivative 590 $30.38 $17,924.20
Disclosure

SEC source: 0000107140-23-000210 · wk-form4_1698435584.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,781

Underlying: Class A Common · 590 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

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September 28, 2023 Filed Sep 29, 2023 21:59 UTC JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 GrantPhantom Stock Units · Derivative 3,218 $37.29 $119,999.22
Disclosure

SEC source: 0000107140-23-000179 · wk-form4_1696024784.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,192

Underlying: Class A Common · 3,218 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

F2 · derivative.expiration_date: Annual director stock award issued pursuant to the John Wiley and Sons, Inc. 2022 Omnibus Stock and Long-Term Incentive Plan and deferred under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board in 100% of John Wiley & Sons, Inc. Class A Common stock. Pursuant to the Deferred Compensation Plan, the director will receive distribution of his/her deferred compensation in accordance with his/her distribution election in either a lump sum or in ratable installments over a period not to exceed 10 years.

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July 20, 2023 Filed Jul 21, 2023 18:56 UTC JOHN WILEY & SONS, INC. WLY, WLYB · Entity 4304 GrantPhantom Stock Units · Derivative 491 $33.82 $16,605.62
Disclosure

SEC source: 0000107140-23-000150 · wf-form4_168996575638602.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,974

Underlying: Class A Common · 491 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 14:27 UTC JOHN WILEY & SONS, INC. WLY · Entity 4304 GrantPhantom Stock Units · Derivative 436 $37.51 $16,354.36
Disclosure

SEC source: 0000107140-23-000048 · wf-form4_168260563936206.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,482

Underlying: Class A Common · 436 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

F2 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock.

Read SEC document
April 10, 2023 Filed Apr 11, 2023 15:55 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 1,846 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004803 · doc4.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,846

Underlying: Common Stock · 1,846 shares

Expires 2024-04-10

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:00 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 12.134 $295.41 $3,584.50
Disclosure

SEC source: 0001209191-23-020217 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,870.928

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 10,000 $295.00 $2,950,000.00
Disclosure

SEC source: 0001209191-23-016223 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,858.794

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 21:02 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 5,562 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015392 · doc4.xml · nonDerivative · entry 9

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust 2

Disclosed balance after: 0

F3 · kind: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4.

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March 02, 2023 Filed Mar 3, 2023 21:02 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 5,562 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015392 · doc4.xml · nonDerivative · entry 8

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust 1

Disclosed balance after: 0

F3 · kind: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4.

Read SEC document
March 02, 2023 Filed Mar 24, 2023 20:00 UTC Amendment MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 5,562 $297.09 $1,652,414.58
Disclosure

SEC source: 0001209191-23-021051 · doc4a.xml · nonDerivative · entry 8

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust 2

Disclosed balance after: 0

F1 · kind: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023.

F1 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023.

Read SEC document
March 02, 2023 Filed Mar 24, 2023 20:00 UTC Amendment MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 5,562 $297.09 $1,652,414.58
Disclosure

SEC source: 0001209191-23-021051 · doc4a.xml · nonDerivative · entry 7

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust 1

Disclosed balance after: 0

F1 · kind: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023.

F1 · price: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 21, 2023 with a valuation of $297.09 per share, which was reported to the reporting person on March 22, 2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:02 UTC MOODYS CORP /DE/ MCO · Entity 386 Tax withholdingCommon Stock 14,119 $290.63 $4,103,404.97
Disclosure

SEC source: 0001209191-23-015392 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,858.794

F2 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:02 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 25,531 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015392 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,977.794

F1 · shares: Receipt of shares acquired upon settlement of 2020 Performance Shares.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 21:01 UTC MOODYS CORP /DE/ MCO · Entity 386 GrantCommon Stock 843 $314.22 $264,887.46
Disclosure

SEC source: 0001209191-23-007757 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,117.794

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 38,454 $0.00 Strike: $98.01 $0.00
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · derivative · entry 20

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,454

Underlying: Common Stock · 38,454 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 2,848 $335.46 $955,399.19
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 10

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,274.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F10 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $$335.345 to $335.730. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 8,522 $334.66 $2,851,983.60
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 9

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,122.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F9 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $334.340 to $335.335. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 4,368 $333.99 $1,458,856.09
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 8

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,644.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F8 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $333.335 to $334.330. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 1,100 $332.76 $366,035.45
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 7

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,012.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F7 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $332.230 to $333.130. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 2,300 $331.64 $762,763.49
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 6

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,112.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $331.230 to $332.120. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 1,845 $330.58 $609,924.53
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 5

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,412.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $330.230 to $331.220. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 11,804 $329.81 $3,893,024.12
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 4

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,257.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $329.170 to $330.140. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 4,450 $328.61 $1,462,325.63
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,061.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $328.170 to $329.165. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 1,217 $327.26 $398,274.57
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,511.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $326.985 to $327.900. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 38,454 $98.01 $3,768,876.54
Disclosure

SEC source: 0001209191-23-006752 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,728.794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 17,009 $0.00 Strike: $98.01 $0.00
Disclosure

SEC source: 0001209191-23-006175 · doc4.xml · derivative · entry 13

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,009

Underlying: Common Stock · 17,009 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 600 $326.08 $195,650.52
Disclosure

SEC source: 0001209191-23-006175 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,274.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $326.01 to $326.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 SaleCommon Stock 16,409 $325.27 $5,337,370.20
Disclosure

SEC source: 0001209191-23-006175 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,874.794

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $325.00 to $325.880. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 21:00 UTC MOODYS CORP /DE/ MCO · Entity 386 Exercise / conversionCommon Stock 17,009 $98.01 $1,667,052.09
Disclosure

SEC source: 0001209191-23-006175 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,283.794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.