Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOODYS CORP /DE/MCO · Entity 386 | SVP & Chief HR Officer | March 01, 2017 | March 02, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOODYS CORP /DE/
Report date March 01, 2017 · Filed March 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,697 |
Ending reported balance
After 2017-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-03-01 · Grant · Acquired 4,816 · Balance 26,478 F1: Receipt of shares acquired upon settlement of 2014-2016 Performance Shares. Row 2 · 2017-03-01 · Tax withholding · Disposed 1,781 · Balance 24,697 F2: Disposition of vested performance shares. |
| Common StockSEC Table I · non-derivative | Indirect401-K | 46 |
Reported balance
Holding disclosure · report date 2017-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 46 F3: As of last statement dated December 31, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Receipt of shares acquired upon settlement of 2014-2016 Performance Shares.
F2: Disposition of vested performance shares.
F3: As of last statement dated December 31, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2017 Filed Mar 2, 2017 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 1,781 | $112.91 | $201,092.71 |
DisclosureSEC source: 0001209191-17-016514 · doc4.xml · nonDerivative · entry 2 Westlake Lisa · CIK 0001451047 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,697 F2 · shares: Disposition of vested performance shares. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 4,816 | $112.91 | $543,774.56 |
DisclosureSEC source: 0001209191-17-016514 · doc4.xml · nonDerivative · entry 1 Westlake Lisa · CIK 0001451047 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,478 F1 · shares: Receipt of shares acquired upon settlement of 2014-2016 Performance Shares. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:29 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 5,355 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001209191-17-014768 · doc4.xml · derivative · entry 3 Westlake Lisa · CIK 0001451047 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,355 Underlying: Common Stock · 5,355 shares Expires 2027-02-23 F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:29 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,412 | $113.34 | $160,036.08 |
DisclosureSEC source: 0001209191-17-014768 · doc4.xml · nonDerivative · entry 1 Westlake Lisa · CIK 0001451047 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,662 F1 · shares: Exempt grant of performance accelerated restricted stock. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 730 | $103.51 | $75,562.30 |
DisclosureSEC source: 0001209191-17-006646 · doc4.xml · nonDerivative · entry 1 Westlake Lisa · CIK 0001451047 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,250 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 730 | $95.01 | $69,357.30 |
DisclosureSEC source: 0001209191-17-000803 · doc4.xml · nonDerivative · entry 1 Westlake Lisa · CIK 0001451047 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,980 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 730 | $101.65 | $74,204.50 |
DisclosureSEC source: 0001209191-16-152666 · doc4.xml · nonDerivative · entry 1 Westlake Lisa · CIK 0001451047 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,710 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:18 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 730 | $101.35 | $73,985.50 |
DisclosureSEC source: 0001209191-16-147634 · doc4.xml · nonDerivative · entry 1 Westlake Lisa · CIK 0001451047 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,440 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,095 | $108.37 | $118,665.15 |
DisclosureSEC source: 0001209191-16-143590 · doc4.xml · nonDerivative · entry 1 Westlake Lisa · CIK 0001451047 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,170 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.