Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOODYS CORP /DE/MCO · Entity 386 | SVP-Corporate Controller | May 11, 2018 | May 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOODYS CORP /DE/
Report date May 11, 2018 · Filed May 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,968 |
Reported balance
After 2018-05-11 transaction · row 1
1 source rowRow 1 · 2018-05-11 · Sale · Disposed 898 · Balance 2,968 F1: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $173.44 to $173.46. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $173.44 to $173.46. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
3D SYSTEMS CORP
Report date June 15, 2022 · Filed December 30, 2022
Section 16 reporting ended · disclosed 2022-12-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,831 |
Reported balance
After 2022-06-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-06-15 · Grant · Disposed 9,578 · Balance 12,831 F1: Inadvertently filed late due to administrative error. F2: The Reporting Person has been awarded 9,578 shares of restricted stock under the Issuer's 2015 Incentive Plan. All shares awarded vest in full on June 15, 2023. The Reporting Person voluntarily terminated his employment with the Issuer on September 23, 2022, and forfeited these shares of restricted stock pursuant to the terms of the Issuer's 2015 Incentive Plan. F3: Pursuant to the terms of the Issuer's 2015 Incentive Plan, all unvested awards were cancelled upon the separation of the Reporting Person as an employee of the Issuer, effective September 23, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Inadvertently filed late due to administrative error.
F2: The Reporting Person has been awarded 9,578 shares of restricted stock under the Issuer's 2015 Incentive Plan. All shares awarded vest in full on June 15, 2023. The Reporting Person voluntarily terminated his employment with the Issuer on September 23, 2022, and forfeited these shares of restricted stock pursuant to the terms of the Issuer's 2015 Incentive Plan.
F3: Pursuant to the terms of the Issuer's 2015 Incentive Plan, all unvested awards were cancelled upon the separation of the Reporting Person as an employee of the Issuer, effective September 23, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2022 Filed Dec 30, 2022 21:19 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GrantCommon Stock | 9,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062984 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · Former SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,831 F1 · date: Inadvertently filed late due to administrative error. F2 · shares: The Reporting Person has been awarded 9,578 shares of restricted stock under the Issuer's 2015 Incentive Plan. All shares awarded vest in full on June 15, 2023. The Reporting Person voluntarily terminated his employment with the Issuer on September 23, 2022, and forfeited these shares of restricted stock pursuant to the terms of the Issuer's 2015 Incentive Plan. F3 · balance_after: Pursuant to the terms of the Issuer's 2015 Incentive Plan, all unvested awards were cancelled upon the separation of the Reporting Person as an employee of the Issuer, effective September 23, 2022. Read SEC document |
| May 24, 2022 Filed May 26, 2022 20:34 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | Tax withholdingCommon Stock | 953 | $9.99 | $9,520.47 |
DisclosureSEC source: 0001209191-22-032215 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,409 F1 · shares: Shares reported were withheld to satisfy tax withholdings with respect to vesting of a grant of restricted stock originally made on May 24, 2021. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:53 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GrantCommon Stock | 9,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019635 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,362 F1 · shares: The Reporting Person has been awarded 9,068 shares of restricted stock under the Issuer's 2015 Incentive Plan. One-third of the total shares awarded vest on March 15, 2023, an additional one-third of the total shares awarded vest on March 15, 2024, and the remaining shares awarded vest on March 15, 2025. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:39 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | Tax withholdingCommon Stock | 2,862 | $15.81 | $45,248.22 |
DisclosureSEC source: 0001209191-22-016770 · doc4.xml · nonDerivative · entry 2 Crimmins Michael S · CIK 0001676157 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,294 F2 · shares: Shares reported were withheld to satisfy tax withholding obligations with respect to the vesting of a grant of restricted stock issued on March 3, 2022. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:39 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GrantCommon Stock | 8,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016770 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,156 F1 · shares: The Reporting Person has been awarded 8,042 shares of restricted stock under the Issuer's 2015 Incentive Plan as payout under the 2021 Bonus Plan. These shares vested in full upon grant. Read SEC document |
| May 24, 2021 Filed May 24, 2021 20:41 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GrantCommon Stock | 9,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-035342 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,114 F1 · shares: The Reporting Person has been awarded 9,114 shares of restricted stock under the Issuer's 2015 Incentive Plan. One-third of the total shares awarded vest on May 24, 2022, an additional one-third of the total shares awarded vest on May 24, 2023, and the remaining shares awarded vest on May 24, 2024. Read SEC document |
| May 11, 2018 Filed May 14, 2018 20:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 898 | $173.46 | $155,763.49 |
DisclosureSEC source: 0001209191-18-029812 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,968 F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $173.44 to $173.46. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 486 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001209191-18-017190 · doc4.xml · derivative · entry 3 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 486 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 486 | $167.12 | $81,217.89 |
DisclosureSEC source: 0001209191-18-017190 · doc4.xml · nonDerivative · entry 2 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,866 Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 486 | $113.34 | $55,083.24 |
DisclosureSEC source: 0001209191-18-017190 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 300 | $166.04 | $49,810.50 |
DisclosureSEC source: 0001209191-18-016368 · doc4.xml · nonDerivative · entry 2 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,866 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 620 | $166.82 | $103,428.40 |
DisclosureSEC source: 0001209191-18-016368 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,166 F1 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 1,281 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001209191-18-011993 · doc4.xml · derivative · entry 2 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,281 Underlying: Common Stock · 1,281 shares Expires 2028-02-16 F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 351 | $167.50 | $58,792.50 |
DisclosureSEC source: 0001209191-18-011993 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,786 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,000 | $112.05 | $112,052.00 |
DisclosureSEC source: 0001209191-17-017418 · doc4.xml · nonDerivative · entry 2 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,435 F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $112.05 to $112.06. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 499 | $112.19 | $55,980.81 |
DisclosureSEC source: 0001209191-17-017418 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,435 Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 825 | $112.91 | $93,150.75 |
DisclosureSEC source: 0001209191-17-016500 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,934 F1 · shares: Disposition of vested performance accelerated restricted stock. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:20 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 1,946 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001209191-17-014743 · doc4.xml · derivative · entry 2 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,946 Underlying: Common Stock · 1,946 shares Expires 2027-02-23 F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:20 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 513 | $113.34 | $58,143.42 |
DisclosureSEC source: 0001209191-17-014743 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,759 F1 · shares: Exempt grant of performance accelerated restricted stock. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 978 | $108.39 | $106,005.42 |
DisclosureSEC source: 0001209191-16-144124 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,246 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.