Last 12 months
Inside the activity.
0 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2017 Filed Jun 12, 2017 20:17 UTC |
MCDANIEL RAYMOND WDirector · President and CEO
|
Exercise / conversionCommon Stock | 61,667 | $38.07 | $2,347,662.69 |
DisclosureSEC source: 0001209191-17-039144 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 21:28 UTC |
GOGGINS JOHN JEVP and General Counsel
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-17-036865 · doc4.xml · derivative · entry 4 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F4 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 21:28 UTC |
GOGGINS JOHN JEVP and General Counsel
|
SaleCommon Stock | 50,000 | $116.79 | $5,839,550.00 |
DisclosureSEC source: 0001209191-17-036865 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,221 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $116.55 to $117.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 21:28 UTC |
GOGGINS JOHN JEVP and General Counsel
|
Exercise / conversionCommon Stock | 50,000 | $38.07 | $1,903,500.00 |
DisclosureSEC source: 0001209191-17-036865 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:09 UTC |
Worrall BlairSVP-Ratings Delivery and Data
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 5,575 | $0.00 Strike: $46.43 | $0.00 |
DisclosureSEC source: 0001209191-17-034263 · doc4.xml · derivative · entry 7 Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,575 shares Expires 2023-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:09 UTC |
Worrall BlairSVP-Ratings Delivery and Data
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 5,809 | $0.00 Strike: $38.61 | $0.00 |
DisclosureSEC source: 0001209191-17-034263 · doc4.xml · derivative · entry 6 Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,809 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:09 UTC |
Worrall BlairSVP-Ratings Delivery and Data
|
SaleCommon Stock | 5,575 | $114.78 | $639,870.63 |
DisclosureSEC source: 0001209191-17-034263 · doc4.xml · nonDerivative · entry 4 Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,550 F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $114.67 to $114.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:09 UTC |
Worrall BlairSVP-Ratings Delivery and Data
|
Exercise / conversionCommon Stock | 5,575 | $46.43 | $258,847.25 |
DisclosureSEC source: 0001209191-17-034263 · doc4.xml · nonDerivative · entry 3 Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:09 UTC |
Worrall BlairSVP-Ratings Delivery and Data
|
SaleCommon Stock | 5,809 | $114.74 | $666,518.85 |
DisclosureSEC source: 0001209191-17-034263 · doc4.xml · nonDerivative · entry 2 Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,550 F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $114.67 to $114.81. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:09 UTC |
Worrall BlairSVP-Ratings Delivery and Data
|
Exercise / conversionCommon Stock | 5,809 | $38.61 | $224,285.49 |
DisclosureSEC source: 0001209191-17-034263 · doc4.xml · nonDerivative · entry 1 Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2017 Filed May 19, 2017 20:12 UTC |
MCDANIEL RAYMOND WDirector · President and CEO
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 61,667 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-17-033921 · doc4.xml · derivative · entry 6 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,667 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated. Read SEC document |
| May 17, 2017 Filed May 19, 2017 20:12 UTC |
MCDANIEL RAYMOND WDirector · President and CEO
|
SaleCommon Stock | 22,105 | $113.81 | $2,515,814.26 |
DisclosureSEC source: 0001209191-17-033921 · doc4.xml · nonDerivative · entry 3 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,094 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $113.60 to $114.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 17, 2017 Filed May 19, 2017 20:12 UTC |
MCDANIEL RAYMOND WDirector · President and CEO
|
SaleCommon Stock | 39,562 | $113.09 | $4,473,868.77 |
DisclosureSEC source: 0001209191-17-033921 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,199 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $112.60 to $113.59. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 17, 2017 Filed May 19, 2017 20:12 UTC |
MCDANIEL RAYMOND WDirector · President and CEO
|
Exercise / conversionCommon Stock | 61,667 | $38.07 | $2,347,662.69 |
DisclosureSEC source: 0001209191-17-033921 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 20:06 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,340 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-17-024118 · doc4.xml · derivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,340 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 20:06 UTC |
Fauber RobertPresident-MIS
|
SaleCommon Stock | 1,340 | $111.16 | $148,954.40 |
DisclosureSEC source: 0001209191-17-024118 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,210 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 20:06 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionCommon Stock | 1,340 | $38.07 | $51,013.80 |
DisclosureSEC source: 0001209191-17-024118 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:03 UTC |
Bermudez Jorge A.Director
|
GrantCommon Stock | 21 | $112.18 | $2,355.78 |
DisclosureSEC source: 0001209191-17-020135 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,126 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:06 UTC |
VAN SAUN BRUCEDirector
|
GrantCommon Stock | 4 | $112.18 | $448.72 |
DisclosureSEC source: 0001209191-17-020142 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,231 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:05 UTC |
Seidman LeslieDirector
|
GrantCommon Stock | 17 | $112.18 | $1,907.06 |
DisclosureSEC source: 0001209191-17-020139 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,981 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:04 UTC |
MCKINNELL HENRY ADirector
|
GrantPhantom Stock Units (Deferred Performance Shares) · Derivative | 6.128 | $111.93 | $685.91 |
DisclosureSEC source: 0001209191-17-020137 · doc4.xml · derivative · entry 2 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,811.025 Underlying: Common Stock · 6.128 shares Expires not disclosed F2 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:04 UTC |
MCKINNELL HENRY ADirector
|
GrantCommon Stock | 161 | $112.18 | $18,060.98 |
DisclosureSEC source: 0001209191-17-020137 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,903 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:04 UTC |
Duffie DarrellDirector
|
GrantCommon Stock | 38 | $112.18 | $4,262.84 |
DisclosureSEC source: 0001209191-17-020136 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,726 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:02 UTC |
ANDERSON BASILDirector
|
GrantPhantom Stock Units (Deferred Compensation) · Derivative | 39.52 | $111.93 | $4,423.47 |
DisclosureSEC source: 0001209191-17-020131 · doc4.xml · derivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,884.58 Underlying: Common Stock · 39.52 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:02 UTC |
ANDERSON BASILDirector
|
GrantCommon Stock | 129 | $112.18 | $14,471.22 |
DisclosureSEC source: 0001209191-17-020131 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,452 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 21:01 UTC |
Cantor RichardChief Risk Officer
|
SaleCommon Stock | 5,076 | $112.66 | $571,872.31 |
DisclosureSEC source: 0001209191-17-019211 · doc4.xml · nonDerivative · entry 1 Cantor Richard · CIK 0001453619 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,222 F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $112.65 to $112.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:05 UTC |
Crimmins Michael SSVP-Corporate Controller
|
SaleCommon Stock | 1,000 | $112.05 | $112,052.00 |
DisclosureSEC source: 0001209191-17-017418 · doc4.xml · nonDerivative · entry 2 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,435 F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $112.05 to $112.06. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:05 UTC |
Crimmins Michael SSVP-Corporate Controller
|
SaleCommon Stock | 499 | $112.19 | $55,980.81 |
DisclosureSEC source: 0001209191-17-017418 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,435 Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:06 UTC |
Westlake LisaSVP & Chief HR Officer
|
Tax withholdingCommon Stock | 1,781 | $112.91 | $201,092.71 |
DisclosureSEC source: 0001209191-17-016514 · doc4.xml · nonDerivative · entry 2 Westlake Lisa · CIK 0001451047 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,697 F2 · shares: Disposition of vested performance shares. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:06 UTC |
Westlake LisaSVP & Chief HR Officer
|
GrantCommon Stock | 4,816 | $112.91 | $543,774.56 |
DisclosureSEC source: 0001209191-17-016514 · doc4.xml · nonDerivative · entry 1 Westlake Lisa · CIK 0001451047 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,478 F1 · shares: Receipt of shares acquired upon settlement of 2014-2016 Performance Shares. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:07 UTC |
Worrall BlairSVP-Ratings Delivery and Data
|
Tax withholdingCommon Stock | 757 | $112.91 | $85,472.87 |
DisclosureSEC source: 0001209191-17-016518 · doc4.xml · nonDerivative · entry 2 Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,550 F2 · shares: Disposition of vested performance shares. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:07 UTC |
Worrall BlairSVP-Ratings Delivery and Data
|
GrantCommon Stock | 2,047 | $112.91 | $231,126.77 |
DisclosureSEC source: 0001209191-17-016518 · doc4.xml · nonDerivative · entry 1 Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,307 F1 · shares: Receipt of shares acquired upon settlement of 2014-2016 Performance Shares. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:05 UTC |
MCDANIEL RAYMOND WDirector · President and CEO
|
Tax withholdingCommon Stock | 17,090 | $112.91 | $1,929,631.90 |
DisclosureSEC source: 0001209191-17-016512 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,094 F2 · shares: Disposition of vested performance shares. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:05 UTC |
MCDANIEL RAYMOND WDirector · President and CEO
|
GrantCommon Stock | 30,615 | $112.91 | $3,456,739.65 |
DisclosureSEC source: 0001209191-17-016512 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,184 F1 · shares: Receipt of shares acquired upon settlement of 2014-2016 Performance Shares. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:04 UTC |
GOGGINS JOHN JEVP and General Counsel
|
Tax withholdingCommon Stock | 2,435 | $112.91 | $274,935.85 |
DisclosureSEC source: 0001209191-17-016508 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,221 F2 · shares: Disposition of vested performance shares. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:04 UTC |
GOGGINS JOHN JEVP and General Counsel
|
GrantCommon Stock | 5,824 | $112.91 | $657,587.84 |
DisclosureSEC source: 0001209191-17-016508 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,656 F1 · shares: Receipt of shares acquired upon settlement of 2014-2016 Performance Shares. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:05 UTC |
Huber LindaExecutive VP and CFO
|
Tax withholdingCommon Stock | 5,224 | $112.91 | $589,841.84 |
DisclosureSEC source: 0001209191-17-016510 · doc4.xml · nonDerivative · entry 2 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,138 F2 · shares: Disposition of vested performance shares. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:05 UTC |
Huber LindaExecutive VP and CFO
|
GrantCommon Stock | 9,939 | $112.91 | $1,122,212.49 |
DisclosureSEC source: 0001209191-17-016510 · doc4.xml · nonDerivative · entry 1 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,362 F1 · shares: Receipt of shares acquired upon settlement of 2014-2016 Performance Shares. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:03 UTC |
Fauber RobertPresident-MIS
|
Tax withholdingCommon Stock | 3,292 | $112.91 | $371,699.72 |
DisclosureSEC source: 0001209191-17-016502 · doc4.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,210 F3 · shares: Disposition of vested performance accelerated restricted stock and vested performance shares. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:03 UTC |
Fauber RobertPresident-MIS
|
GrantCommon Stock | 3,537 | $112.91 | $399,362.67 |
DisclosureSEC source: 0001209191-17-016502 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,502 F2 · shares: Receipt of shares acquired upon settlement of 2014-2016 Performance Shares. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:02 UTC |
Crimmins Michael SSVP-Corporate Controller
|
Tax withholdingCommon Stock | 825 | $112.91 | $93,150.75 |
DisclosureSEC source: 0001209191-17-016500 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,934 F1 · shares: Disposition of vested performance accelerated restricted stock. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:02 UTC |
Cantor RichardChief Risk Officer
|
Tax withholdingCommon Stock | 4,997 | $112.91 | $564,211.27 |
DisclosureSEC source: 0001209191-17-016498 · doc4.xml · nonDerivative · entry 1 Cantor Richard · CIK 0001453619 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,298 F1 · shares: Disposition of vested performance accelerated restricted stock. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:01 UTC |
Almeida MarkPresident, Moody's Analytics
|
Tax withholdingCommon Stock | 4,237 | $112.91 | $478,399.67 |
DisclosureSEC source: 0001209191-17-016496 · doc4.xml · nonDerivative · entry 2 Almeida Mark · CIK 0001409155 · President, Moody's Analytics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,610 F2 · shares: Disposition of vested performance shares. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:01 UTC |
Almeida MarkPresident, Moody's Analytics
|
GrantCommon Stock | 7,589 | $112.91 | $856,873.99 |
DisclosureSEC source: 0001209191-17-016496 · doc4.xml · nonDerivative · entry 1 Almeida Mark · CIK 0001409155 · President, Moody's Analytics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,847 F1 · shares: Receipt of shares acquired upon settlement of 2014-2016 Performance Shares. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:03 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,345 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-17-016502 · doc4.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,345 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F4 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:03 UTC |
Fauber RobertPresident-MIS
|
SaleCommon Stock | 1,345 | $111.91 | $150,518.95 |
DisclosureSEC source: 0001209191-17-016502 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,965 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:03 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionCommon Stock | 1,345 | $38.07 | $51,204.15 |
DisclosureSEC source: 0001209191-17-016502 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:05 UTC |
VAN SAUN BRUCEDirector
|
GrantCommon Stock | 1,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015228 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,227 F1 · shares: Exempt grant of restricted stock. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:05 UTC |
Seidman LeslieDirector
|
GrantCommon Stock | 1,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015226 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,964 F1 · shares: Exempt grant of restricted stock. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:04 UTC |
MCKINNELL HENRY ADirector
|
GrantCommon Stock | 2,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015225 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,742 F1 · shares: Exempt grant of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.