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KROGER CO

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100
SEC CIK
0000056873
Parsed reports
1,050

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 12, 2019 Filed Sep 16, 2019 16:04 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
SaleCommon Stock 1,574 $26.46 $41,640.17
Disclosure

SEC source: 0001209191-19-049560 · doc4.xml · nonDerivative · entry 2

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,635.2268

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2019.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.18 to $26.70, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
September 12, 2019 Filed Sep 16, 2019 16:04 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Exercise / conversionCommon Stock 1,574 $10.08 $15,865.92
Disclosure

SEC source: 0001209191-19-049560 · doc4.xml · nonDerivative · entry 1

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,209.2268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 18:08 UTC GrantPhantom Stock - Incentive Shares · Derivative 42.571 $24.01 Strike: $0.00 $1,022.13
Disclosure

SEC source: 0001209191-19-048104 · doc4.xml · derivative · entry 2

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,430.917

Underlying: Common Stock · 42.571 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 18:07 UTC GrantPhantom Stock - Incentive Shares · Derivative 256.161 $24.01 Strike: $0.00 $6,150.43
Disclosure

SEC source: 0001209191-19-048103 · doc4.xml · derivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,696.296

Underlying: Common Stock · 256.161 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 18:05 UTC
Gates AnneDirector
GrantPhantom Stock - Incentive Shares · Derivative 50.205 $24.01 Strike: $0.00 $1,205.42
Disclosure

SEC source: 0001209191-19-048100 · doc4.xml · derivative · entry 2

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,584.062

Underlying: Common Stock · 50.205 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 18:06 UTC GrantPhantom Stock - Incentive Shares · Derivative 256.161 $24.01 Strike: $0.00 $6,150.43
Disclosure

SEC source: 0001209191-19-048102 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,696.296

Underlying: Common Stock · 256.161 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 18:04 UTC GrantPhantom Stock - Incentive Shares · Derivative 61.846 $24.01 Strike: $0.00 $1,484.92
Disclosure

SEC source: 0001209191-19-048098 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,342.663

Underlying: Common Stock · 61.846 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
August 26, 2019 Filed Aug 28, 2019 14:05 UTC
SCHLOTMAN J MICHAELExecutive Vice President
GiftCommon Stock 4,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047578 · doc4.xml · nonDerivative · entry 1

SCHLOTMAN J MICHAEL · CIK 0001187561 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,160.4821

F1 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:44 UTC
SCHLOTMAN J MICHAELExecutive Vice President
SaleCommon Stock 15,000 $22.01 $330,150.00
Disclosure

SEC source: 0001209191-19-042246 · doc4.xml · nonDerivative · entry 3

SCHLOTMAN J MICHAEL · CIK 0001187561 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,410.4821

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.010 to $22.015, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Between January 1, 2019 and June 30, 2019, the reporting person acquired 388.3172 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:44 UTC
SCHLOTMAN J MICHAELExecutive Vice President
Tax withholdingCommon Stock 6,245 $22.08 $137,889.60
Disclosure

SEC source: 0001209191-19-042246 · doc4.xml · nonDerivative · entry 2

SCHLOTMAN J MICHAEL · CIK 0001187561 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,410.4821

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:30 UTC
Kaufman Calvin JSenior Vice President
Tax withholdingCommon Stock 2,090 $22.08 $46,147.20
Disclosure

SEC source: 0001209191-19-042233 · doc4.xml · nonDerivative · entry 2

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,687.7682

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between January 1, 2019 and June 30, 2019, the reporting person acquired 25.1927 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:37 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 17,554 $22.08 $387,592.32
Disclosure

SEC source: 0001209191-19-042238 · doc4.xml · nonDerivative · entry 1

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,814,086.8473

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between April 1, 2019 and June 30, 2019, the reporting person acquired 935.7392 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:24 UTC
FIKE CARIN LVice President and Treasurer
GrantCommon Stock 4,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042225 · doc4.xml · nonDerivative · entry 5

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 10,732

F3 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:24 UTC
FIKE CARIN LVice President and Treasurer
Tax withholdingCommon Stock 74 $22.08 $1,633.92
Disclosure

SEC source: 0001209191-19-042225 · doc4.xml · nonDerivative · entry 4

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 6,261

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:24 UTC
FIKE CARIN LVice President and Treasurer
Tax withholdingCommon Stock 267 $22.08 $5,895.36
Disclosure

SEC source: 0001209191-19-042225 · doc4.xml · nonDerivative · entry 2

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,795.918

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between January 1, 2019 and June 30, 2019, the reporting person acquired 66.5932 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:51 UTC
Wheatley Christine SGroup Vice President
Tax withholdingCommon Stock 2,231 $22.08 $49,260.48
Disclosure

SEC source: 0001209191-19-042254 · doc4.xml · nonDerivative · entry 2

Wheatley Christine S · CIK 0001604588 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,831

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:50 UTC
Vemuri AshokDirector
GrantCommon Stock 7,995 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042253 · doc4.xml · nonDerivative · entry 1

Vemuri Ashok · CIK 0001586651 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,043

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:49 UTC
Tuffin Mark CSenior Vice President
Tax withholdingCommon Stock 2,838 $22.08 $62,663.04
Disclosure

SEC source: 0001209191-19-042252 · doc4.xml · nonDerivative · entry 2

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,705

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:48 UTC
Tosolini AlessandroSenior Vice President
Tax withholdingCommon Stock 1,101 $22.08 $24,310.08
Disclosure

SEC source: 0001209191-19-042251 · doc4.xml · nonDerivative · entry 2

Tosolini Alessandro · CIK 0001626784 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,921

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:47 UTC GrantCommon Stock 7,995 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042250 · doc4.xml · nonDerivative · entry 1

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,686

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:46 UTC
Sharp Erin SGroup Vice President
Tax withholdingCommon Stock 1,996 $22.08 $44,071.68
Disclosure

SEC source: 0001209191-19-042249 · doc4.xml · nonDerivative · entry 2

Sharp Erin S · CIK 0001580224 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,503.3405

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between January 1, 2019 and June 30, 2019, the reporting person acquired 361.7374 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:45 UTC GrantPhantom Stock - Incentive Shares · Derivative 7,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042248 · doc4.xml · derivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,440.135

Underlying: Common Stock · 7,995 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F2 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:43 UTC GrantCommon Stock 7,995 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042243 · doc4.xml · nonDerivative · entry 1

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,633

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:41 UTC GrantCommon Stock 7,995 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042242 · doc4.xml · nonDerivative · entry 1

RUNDE JAMES A · CIK 0001277020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,578

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:40 UTC GrantCommon Stock 7,995 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042241 · doc4.xml · nonDerivative · entry 1

MOORE CLYDE R · CIK 0001190767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,566

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:39 UTC Tax withholdingCommon Stock 2,399 $21.89 $52,514.11
Disclosure

SEC source: 0001209191-19-042240 · doc4.xml · nonDerivative · entry 2

Montoya Jorge P · CIK 0001180790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,675

F2 · shares: Payment of tax liability associated with share award.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:39 UTC GrantCommon Stock 7,995 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042240 · doc4.xml · nonDerivative · entry 1

Montoya Jorge P · CIK 0001180790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,074

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:38 UTC
MILLERCHIP GARYSenior Vice President and CFO
GrantNon-Qualified Stock Option · Derivative 51,116 $0.00 Strike: $22.08 $0.00
Disclosure

SEC source: 0001209191-19-042239 · doc4.xml · derivative · entry 4

MILLERCHIP GARY · CIK 0001771770 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,116

Underlying: Common Stock · 51,116 shares

Expires 2029-07-15

F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:38 UTC
MILLERCHIP GARYSenior Vice President and CFO
GrantCommon Stock 23,778 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042239 · doc4.xml · nonDerivative · entry 3

MILLERCHIP GARY · CIK 0001771770 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,622

F2 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:38 UTC
MILLERCHIP GARYSenior Vice President and CFO
Tax withholdingCommon Stock 996 $22.08 $21,991.68
Disclosure

SEC source: 0001209191-19-042239 · doc4.xml · nonDerivative · entry 2

MILLERCHIP GARY · CIK 0001771770 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,844

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:35 UTC
McKinney Stephen MSenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 9,600 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0001209191-19-042237 · doc4.xml · derivative · entry 9

McKinney Stephen M · CIK 0001733941 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,600 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:35 UTC
McKinney Stephen MSenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 3,200 $0.00 Strike: $12.37 $0.00
Disclosure

SEC source: 0001209191-19-042237 · doc4.xml · derivative · entry 8

McKinney Stephen M · CIK 0001733941 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:35 UTC
McKinney Stephen MSenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 2,800 $0.00 Strike: $10.08 $0.00
Disclosure

SEC source: 0001209191-19-042237 · doc4.xml · derivative · entry 7

McKinney Stephen M · CIK 0001733941 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800 shares

Expires 2020-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:35 UTC
McKinney Stephen MSenior Vice President
SaleCommon Stock 15,600 $22.05 $343,967.52
Disclosure

SEC source: 0001209191-19-042237 · doc4.xml · nonDerivative · entry 6

McKinney Stephen M · CIK 0001733941 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,710.2971

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.02 to $22.10, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Between January 1, 2019 and June 30, 2019, the reporting person acquired 754.665 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:35 UTC
McKinney Stephen MSenior Vice President
Exercise / conversionCommon Stock 9,600 $10.98 $105,408.00
Disclosure

SEC source: 0001209191-19-042237 · doc4.xml · nonDerivative · entry 5

McKinney Stephen M · CIK 0001733941 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,310.2971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:35 UTC
McKinney Stephen MSenior Vice President
Exercise / conversionCommon Stock 3,200 $12.37 $39,584.00
Disclosure

SEC source: 0001209191-19-042237 · doc4.xml · nonDerivative · entry 4

McKinney Stephen M · CIK 0001733941 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,710.2971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:35 UTC
McKinney Stephen MSenior Vice President
Exercise / conversionCommon Stock 2,800 $10.08 $28,224.00
Disclosure

SEC source: 0001209191-19-042237 · doc4.xml · nonDerivative · entry 3

McKinney Stephen M · CIK 0001733941 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,510.2971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:35 UTC
McKinney Stephen MSenior Vice President
Tax withholdingCommon Stock 1,360 $22.08 $30,028.80
Disclosure

SEC source: 0001209191-19-042237 · doc4.xml · nonDerivative · entry 2

McKinney Stephen M · CIK 0001733941 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,710.2971

F1 · shares: Payment of tax liability associated with restricted stock.

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July 15, 2019 Filed Jul 16, 2019 21:32 UTC
Massa Timothy ASenior Vice President
Tax withholdingCommon Stock 2,386 $22.08 $52,682.88
Disclosure

SEC source: 0001209191-19-042236 · doc4.xml · nonDerivative · entry 2

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,917

F1 · shares: Payment of tax liability associated with restricted stock.

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July 15, 2019 Filed Jul 16, 2019 21:31 UTC GrantCommon Stock 7,995 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042235 · doc4.xml · nonDerivative · entry 1

KROPF SUSAN J · CIK 0001051402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,166

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

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July 15, 2019 Filed Jul 16, 2019 21:29 UTC
HJELM CHRISTOPHER TExecutive Vice President
Tax withholdingCommon Stock 4,521 $22.08 $99,823.68
Disclosure

SEC source: 0001209191-19-042232 · doc4.xml · nonDerivative · entry 2

HJELM CHRISTOPHER T · CIK 0001209174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,570

F1 · shares: Payment of tax liability associated with restricted stock.

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July 15, 2019 Filed Jul 16, 2019 21:28 UTC
GRIESHABER JOSEPH A JRSenior Vice President
GrantNon-Qualified Stock Option · Derivative 18,588 $0.00 Strike: $22.08 $0.00
Disclosure

SEC source: 0001209191-19-042230 · doc4.xml · derivative · entry 4

GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,588

Underlying: Common Stock · 18,588 shares

Expires 2029-07-15

F4 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.

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July 15, 2019 Filed Jul 16, 2019 21:28 UTC
GRIESHABER JOSEPH A JRSenior Vice President
GrantCommon Stock 10,191 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042230 · doc4.xml · nonDerivative · entry 3

GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,411.6006

F2 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.

F3 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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July 15, 2019 Filed Jul 16, 2019 21:28 UTC
GRIESHABER JOSEPH A JRSenior Vice President
Tax withholdingCommon Stock 2,324 $22.08 $51,313.92
Disclosure

SEC source: 0001209191-19-042230 · doc4.xml · nonDerivative · entry 2

GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,220.6006

F1 · shares: Payment of tax liability associated with restricted stock.

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July 15, 2019 Filed Jul 16, 2019 21:16 UTC GrantCommon Stock 7,995 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042212 · doc4.xml · nonDerivative · entry 1

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,649

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

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July 15, 2019 Filed Jul 16, 2019 21:26 UTC
Gates AnneDirector
GrantCommon Stock 7,995 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042228 · doc4.xml · nonDerivative · entry 1

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,055

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

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July 15, 2019 Filed Jul 16, 2019 21:25 UTC
Foley Todd AVice President & Controller
Tax withholdingCommon Stock 801 $22.08 $17,686.08
Disclosure

SEC source: 0001209191-19-042226 · doc4.xml · nonDerivative · entry 2

Foley Todd A · CIK 0001577890 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,016

F1 · shares: Payment of tax liability associated with restricted stock.

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July 15, 2019 Filed Jul 16, 2019 21:23 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Tax withholdingCommon Stock 4,680 $22.08 $103,334.40
Disclosure

SEC source: 0001209191-19-042224 · doc4.xml · nonDerivative · entry 2

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,635.2268

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between April 1, 2019 and June 30, 2019, the reporting person acquired 86.1408 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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July 15, 2019 Filed Jul 16, 2019 21:20 UTC
COSSET YAELSenior Vice President and CIO
Tax withholdingCommon Stock 472 $22.08 $10,421.76
Disclosure

SEC source: 0001209191-19-042214 · doc4.xml · nonDerivative · entry 2

COSSET YAEL · CIK 0001694418 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,486

F1 · shares: Payment of tax liability associated with restricted stock.

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July 15, 2019 Filed Jul 16, 2019 21:19 UTC
Clark Robert WSenior Vice President
Tax withholdingCommon Stock 2,466 $22.08 $54,449.28
Disclosure

SEC source: 0001209191-19-042213 · doc4.xml · nonDerivative · entry 2

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,668.3331

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between January 1, 2019 and June 30, 2019, the reporting person acquired 225.6050 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.