Tapewire

Nasdaq · USD

CNOB

ConnectOne Bancorp, Inc.

Export transactions ↓
Tapewire entity
4669
SEC CIK
0000712771
Parsed reports
330

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202630
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 23, 2021 Filed Mar 25, 2021 19:44 UTC
Ewing Christopher J.EVP & Chief Operations Officer
GrantCommon Stock 3,254 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000010 · primary_doc.xml · nonDerivative · entry 4

Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,489

F4 · shares: Shares acquired pursuant to earned performance units granted on March 23, 2018.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 19:18 UTC GrantCommon Stock 5,111 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000008 · primary_doc.xml · nonDerivative · entry 6

Burns William S · CIK 0001458372 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,284

F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/23/22, 1/3 vesting on 3/23/23, and the final 1/3 vesting on 3/23/24.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 19:18 UTC Tax withholdingCommon Stock 1,966 $26.24 $51,587.84
Disclosure

SEC source: 0001568214-21-000008 · primary_doc.xml · nonDerivative · entry 5

Burns William S · CIK 0001458372 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,895

F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 19:18 UTC GrantCommon Stock 3,933 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000008 · primary_doc.xml · nonDerivative · entry 4

Burns William S · CIK 0001458372 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,861

F4 · shares: Shares acquired pursuant to earned performance units granted on March 23, 2018.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 19:29 UTC
McGrover Michael J.FSVP & Chief Credit Officer
GrantCommon Stock 2,075 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000009 · primary_doc.xml · nonDerivative · entry 6

McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,078.3888

F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/23/22, 1/3 vesting on 3/23/23, and the final 1/3 vesting on 3/23/24.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 19:29 UTC
McGrover Michael J.FSVP & Chief Credit Officer
Tax withholdingCommon Stock 1,059 $25.24 $26,729.16
Disclosure

SEC source: 0001568214-21-000009 · primary_doc.xml · nonDerivative · entry 5

McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,003.3888

F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 19:29 UTC
McGrover Michael J.FSVP & Chief Credit Officer
GrantCommon Stock 2,117 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000009 · primary_doc.xml · nonDerivative · entry 4

McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,062.388

F4 · shares: Shares acquired pursuant to earned performance units granted on March 23, 2018.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 19:03 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
GrantCommon Stock 20,429 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000007 · primary_doc.xml · nonDerivative · entry 6

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,976

F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/23/22, 1/3 vesting on 3/23/23, and the final 1/3 vesting on 3/23/24.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 19:03 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
Tax withholdingCommon Stock 7,117 $25.24 $179,633.08
Disclosure

SEC source: 0001568214-21-000007 · primary_doc.xml · nonDerivative · entry 5

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,547

F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 19:03 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
GrantCommon Stock 14,354 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000007 · primary_doc.xml · nonDerivative · entry 4

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,724

F4 · shares: Shares acquired pursuant to earned performance units granted on March 23, 2018

Read SEC document
March 19, 2021 Filed Mar 25, 2021 20:05 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 1,259 $26.45 $33,300.55
Disclosure

SEC source: 0001568214-21-000012 · primary_doc.xml · nonDerivative · entry 3

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,188

F3 · shares: Reflects tax withholding of shares vested on March 19, 2021 pursuant to a grant of restricted stock units issued on March 20, 2020.

Read SEC document
March 19, 2021 Filed Mar 25, 2021 20:05 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 631 $26.45 $16,689.95
Disclosure

SEC source: 0001568214-21-000012 · primary_doc.xml · nonDerivative · entry 2

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,447

F2 · shares: Reflects tax withholding of shares vested on March 19, 2021, pursuant to a grant of restricted stock units issued on March 19, 2019.

Read SEC document
March 19, 2021 Filed Mar 25, 2021 19:54 UTC
Magennis ElizabethEVP & Bank President
Tax withholdingCommon Stock 2,925 $26.45 $77,366.25
Disclosure

SEC source: 0001568214-21-000011 · primary_doc.xml · nonDerivative · entry 3

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,897

F3 · shares: Reflects tax withholding of shares vested on March 19, 2021 pursuant to a grant of restricted stock units issued on March 20, 2020.

Read SEC document
March 19, 2021 Filed Mar 25, 2021 19:54 UTC
Magennis ElizabethEVP & Bank President
Tax withholdingCommon Stock 1,203 $26.45 $31,819.35
Disclosure

SEC source: 0001568214-21-000011 · primary_doc.xml · nonDerivative · entry 2

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,822

F2 · shares: Reflects tax withholding of shares vested on March 19, 2021, pursuant to a grant of restricted stock units issued on March 19, 2019.

Read SEC document
March 19, 2021 Filed Mar 25, 2021 19:44 UTC
Ewing Christopher J.EVP & Chief Operations Officer
Tax withholdingCommon Stock 2,612 $26.45 $69,087.40
Disclosure

SEC source: 0001568214-21-000010 · primary_doc.xml · nonDerivative · entry 3

Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,235

F3 · shares: Reflects tax withholding of shares vested on March 19, 2021 pursuant to a grant of restricted stock units issued on March 20, 2020.

Read SEC document
March 19, 2021 Filed Mar 25, 2021 19:44 UTC
Ewing Christopher J.EVP & Chief Operations Officer
Tax withholdingCommon Stock 1,082 $26.45 $28,618.90
Disclosure

SEC source: 0001568214-21-000010 · primary_doc.xml · nonDerivative · entry 2

Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,847

F2 · shares: Reflects tax withholding of shares vested on March 19, 2021, pursuant to a grant of restricted stock units issued on March 19, 2019.

Read SEC document
March 19, 2021 Filed Mar 25, 2021 19:18 UTC Tax withholdingCommon Stock 2,995 $26.45 $79,217.75
Disclosure

SEC source: 0001568214-21-000008 · primary_doc.xml · nonDerivative · entry 3

Burns William S · CIK 0001458372 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,928

F3 · shares: Reflects tax withholding of shares vested on March 19, 2021 pursuant to a grant of restricted stock units issued on March 20, 2020.

Read SEC document
March 19, 2021 Filed Mar 25, 2021 19:18 UTC Tax withholdingCommon Stock 1,263 $26.45 $33,406.35
Disclosure

SEC source: 0001568214-21-000008 · primary_doc.xml · nonDerivative · entry 2

Burns William S · CIK 0001458372 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,923

F2 · shares: Reflects tax withholding of shares vested on March 19, 2021, pursuant to a grant of restricted stock units issued on March 19, 2019.

Read SEC document
March 19, 2021 Filed Mar 25, 2021 19:29 UTC
McGrover Michael J.FSVP & Chief Credit Officer
Tax withholdingCommon Stock 1,280 $26.45 $33,856.00
Disclosure

SEC source: 0001568214-21-000009 · primary_doc.xml · nonDerivative · entry 3

McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,945.3888

F3 · shares: Reflects tax withholding of shares vested on March 19, 2021 pursuant to a grant of restricted stock units issued on March 20, 2020.

Read SEC document
March 19, 2021 Filed Mar 25, 2021 19:29 UTC
McGrover Michael J.FSVP & Chief Credit Officer
Tax withholdingCommon Stock 642 $26.45 $16,980.90
Disclosure

SEC source: 0001568214-21-000009 · primary_doc.xml · nonDerivative · entry 2

McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,225.3888

F2 · shares: Reflects tax withholding of shares vested on March 19, 2021, pursuant to a grant of restricted stock units issued on March 19, 2019.

Read SEC document
March 19, 2021 Filed Mar 25, 2021 19:03 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
Tax withholdingCommon Stock 7,279 $26.45 $192,529.55
Disclosure

SEC source: 0001568214-21-000007 · primary_doc.xml · nonDerivative · entry 3

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,370

F3 · shares: Reflects tax withholding of shares vested on March 19, 2021 pursuant to a grant of restricted stock units issued on March 20, 2020

Read SEC document
March 19, 2021 Filed Mar 25, 2021 19:03 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
Tax withholdingCommon Stock 9,575 $26.45 $253,258.75
Disclosure

SEC source: 0001568214-21-000007 · primary_doc.xml · nonDerivative · entry 2

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,945

F2 · shares: Reflects tax withholding of shares vested on March 19, 2021, pursuant to a grant of restricted stock units issued on March 19, 2019

Read SEC document
March 15, 2021 Filed Mar 25, 2021 20:05 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 347 $26.57 $9,219.79
Disclosure

SEC source: 0001568214-21-000012 · primary_doc.xml · nonDerivative · entry 1

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,078

F1 · shares: Reflects tax withholding of shares vested on March 15, 2021 pursuant to a grant of restricted stock units issued on March 15, 2018.

Read SEC document
March 15, 2021 Filed Mar 25, 2021 19:54 UTC
Magennis ElizabethEVP & Bank President
Tax withholdingCommon Stock 614 $26.57 $16,313.98
Disclosure

SEC source: 0001568214-21-000011 · primary_doc.xml · nonDerivative · entry 1

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,025

F1 · shares: Reflects tax withholding of shares vested on March 15, 2021 pursuant to a grant of restricted stock units issued on March 15, 2018.

Read SEC document
March 15, 2021 Filed Mar 25, 2021 19:44 UTC
Ewing Christopher J.EVP & Chief Operations Officer
Tax withholdingCommon Stock 542 $26.57 $14,400.94
Disclosure

SEC source: 0001568214-21-000010 · primary_doc.xml · nonDerivative · entry 1

Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,929

F1 · shares: Reflects tax withholding of shares vested on March 15, 2021 pursuant to a grant of restricted stock units issued on March 15, 2018.

Read SEC document
March 15, 2021 Filed Mar 25, 2021 19:18 UTC Tax withholdingCommon Stock 656 $26.57 $17,429.92
Disclosure

SEC source: 0001568214-21-000008 · primary_doc.xml · nonDerivative · entry 1

Burns William S · CIK 0001458372 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,186

F1 · shares: Reflects tax withholding of shares vested on March 15, 2021 pursuant to a grant of restricted stock units issued on March 15, 2018.

Read SEC document
March 15, 2021 Filed Mar 25, 2021 19:29 UTC
McGrover Michael J.FSVP & Chief Credit Officer
Tax withholdingCommon Stock 353 $26.57 $9,379.21
Disclosure

SEC source: 0001568214-21-000009 · primary_doc.xml · nonDerivative · entry 1

McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,867.3888

F1 · shares: Reflects tax withholding of shares vested on March 15, 2021 pursuant to a grant of restricted stock units issued on March 15, 2018.

Read SEC document
March 15, 2021 Filed Mar 25, 2021 19:03 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
Tax withholdingCommon Stock 2,392 $26.57 $63,555.44
Disclosure

SEC source: 0001568214-21-000007 · primary_doc.xml · nonDerivative · entry 1

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,034

F1 · shares: Reflects tax withholding of shares vested on March 15, 2021 pursuant to a grant of restricted stock units issued on March 15, 2018.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 17:10 UTC
Criscione LauraEVP & Chief Compliance Officer
Exercise / conversionStock Options · Derivative 1,976 $0.00 Strike: $6.99 $0.00
Disclosure

SEC source: 0001568214-21-000006 · primary_doc.xml · derivative · entry 3

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,640

Underlying: Common Stock · 1,976 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 17:10 UTC
Criscione LauraEVP & Chief Compliance Officer
Exercise / conversionCommon Stock 1,976 $6.99 $13,812.24
Disclosure

SEC source: 0001568214-21-000006 · primary_doc.xml · nonDerivative · entry 1

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 15:26 UTC Exercise / conversionStock Options · Derivative 3,473 $0.00 Strike: $9.11 $0.00
Disclosure

SEC source: 0001568214-21-000003 · primary_doc.xml · derivative · entry 2

MINOIA NICHOLAS · CIK 0001450811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,473 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 15:26 UTC Exercise / conversionCommon Stock 3,473 $9.11 $31,639.03
Disclosure

SEC source: 0001568214-21-000003 · primary_doc.xml · nonDerivative · entry 1

MINOIA NICHOLAS · CIK 0001450811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,839.0245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 300.3183 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:23 UTC SaleCommon Stock 22,000 $22.50 $494,967.00
Disclosure

SEC source: 0001568214-21-000002 · primary_doc.xml · nonDerivative · entry 1

Kempner Michael W · CIK 0001488604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,491

Read SEC document
February 08, 2021 Filed Feb 10, 2021 19:08 UTC PurchaseCommon Stock 450 $23.25 $10,462.95
Disclosure

SEC source: 0001568214-21-000001 · primary_doc.xml · nonDerivative · entry 1

Nukk-Freeman Katherin · CIK 0001759127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,510

Read SEC document
December 28, 2020 Filed Dec 30, 2020 16:37 UTC GiftCommon Stock 233,739 $0.00 $0.00
Disclosure

SEC source: 0001568214-20-000030 · primary_doc.xml · nonDerivative · entry 2

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 233,739

F2 · balance_after: These shares were previously reported as directly beneficially owned but were contributed to an irrevocable trust as set forth in footnote 1.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 16:37 UTC GiftCommon Stock 259,239 $0.00 $0.00
Disclosure

SEC source: 0001568214-20-000030 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,998.409

F1 · shares: Of the shares gifted by the reporting person, 233,739 were gifted to an irrevocable trust for benefit of his spouse and descendants (of which the reporting person's spouse, adult daughter and unrelated third person are trustees) and 25,500 were gifted to an irrevocable trust for the benefit of the reporting person and his descendants (of which an unrelated third person is trustee).

Read SEC document
November 11, 2020 Filed Nov 16, 2020 21:36 UTC SaleCommon Stock 29,411 $17.17 $505,083.93
Disclosure

SEC source: 0001568214-20-000028 · primary_doc.xml · nonDerivative · entry 1

Kempner Michael W · CIK 0001488604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,491

Read SEC document
November 03, 2020 Filed Nov 30, 2020 19:27 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001568214-20-000029 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,237.409

F1 · balance_after: This transaction reflects a charitable gift of 10,000 shares of Common Stock. Also includes 3,310.611 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
October 28, 2020 Filed Oct 30, 2020 19:16 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $6.99 $0.00
Disclosure

SEC source: 0001568214-20-000027 · primary_doc.xml · derivative · entry 3

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2020 Filed Oct 30, 2020 19:16 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 10,000 $6.99 $69,900.00
Disclosure

SEC source: 0001568214-20-000027 · primary_doc.xml · nonDerivative · entry 1

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Mar 19, 2026 15:44 UTC SaleCommon Stock 67,800 $14.75 $1,000,382.22
Disclosure

SEC source: 0001619964-26-000002 · primary_doc.xml · nonDerivative · entry 1

Kempner Michael W · CIK 0001488604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,370

Read SEC document
June 16, 2020 Filed Jun 18, 2020 19:12 UTC SaleCommon Stock 80,000 $15.55 $1,243,936.00
Disclosure

SEC source: 0001568214-20-000026 · primary_doc.xml · nonDerivative · entry 1

Huttle Frank III · CIK 0001568217 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 78,724

Read SEC document
June 02, 2020 Filed Jun 4, 2020 19:36 UTC GrantCommon Stock 4,379 $0.00 $0.00
Disclosure

SEC source: 0001568214-20-000025 · primary_doc.xml · nonDerivative · entry 1

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,510

F1 · shares: Represents a grant of 4,379 shares of restricted stock subject to forfeiture, vesting in full on 5/2/2021.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 19:30 UTC GrantCommon Stock 4,379 $0.00 $0.00
Disclosure

SEC source: 0001568214-20-000024 · primary_doc.xml · nonDerivative · entry 1

Kempner Michael W · CIK 0001488604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,902

F1 · shares: Represents a grant of 4,379 shares of restricted stock subject to forfeiture, vesting in full on 5/2/2021.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 19:26 UTC GrantCommon Stock 4,379 $0.00 $0.00
Disclosure

SEC source: 0001568214-20-000023 · primary_doc.xml · nonDerivative · entry 1

MINOIA NICHOLAS · CIK 0001450811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,065.7062

F1 · shares: Represents a grant of 4,379 shares of restricted stock subject to forfeiture, vesting in full on 5/2/2021.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 19:22 UTC GrantCommon Stock 4,379 $0.00 $0.00
Disclosure

SEC source: 0001568214-20-000022 · primary_doc.xml · nonDerivative · entry 1

Nukk-Freeman Katherin · CIK 0001759127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,060

F1 · shares: Represents a grant of 4,379 shares of restricted stock subject to forfeiture, vesting in full on 5/2/2021.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 19:18 UTC GrantCommon Stock 4,379 $0.00 $0.00
Disclosure

SEC source: 0001568214-20-000021 · primary_doc.xml · nonDerivative · entry 1

Parisi Joseph Jr. · CIK 0001568218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,324

F1 · shares: Represents a grant of 4,379 shares of restricted stock subject to forfeiture, vesting in full on 5/2/2021.

F2 · balance_after: Also includes 8,665 shares previously held by Hudson Real Estate Holding LLC, of which Mr. Parisi is managing director, and distributed to Mr. Parisi.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 19:11 UTC GrantCommon Stock 4,379 $0.00 $0.00
Disclosure

SEC source: 0001568214-20-000020 · primary_doc.xml · nonDerivative · entry 1

Rifkin Daniel E · CIK 0001762603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,652

F1 · shares: Represents a grant of 4,379 shares of restricted stock subject to forfeiture, vesting in full on 5/2/2021.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 19:05 UTC GrantCommon Stock 4,379 $0.00 $0.00
Disclosure

SEC source: 0001568214-20-000019 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,926.798

F1 · balance_after: Represents a grant of 4,379 shares of restricted stock subject to forfeiture, vesting in full on 5/2/2021. Also includes 2,000.072 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 19:00 UTC GrantCommon Stock 4,379 $0.00 $0.00
Disclosure

SEC source: 0001568214-20-000018 · primary_doc.xml · nonDerivative · entry 1

BAIER FRANK W · CIK 0001226353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,113

F1 · balance_after: Represents a grant of 4,379 shares of restricted stock subject to forfeiture, vesting in full on 5/2/2021. Also includes 1 share inadvertently omitted from previous reports due to a rounding error.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.