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person · Reporting owner

Sokolich Mark

Disclosed activity across 2 companies

Tapewire entity
42123
SEC CIK
0001393119

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ConnectOne Bancorp, Inc.CNOB · Entity 4669DirectorJune 01, 2026June 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ConnectOne Bancorp, Inc.

Report date June 01, 2026 · Filed June 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect117,030.933 Reported balance After 2026-06-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-01 · Grant · Acquired 2,528 · Balance 117,030.933

F1: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027

F2: Also includes 3,101.177 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027

F2: Also includes 3,101.177 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Bancorp of New Jersey, Inc.

Report date January 02, 2020 · Filed January 02, 2020

Section 16 reporting ended · disclosed 2020-01-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-01-02 transaction · row 1
1 source row

Row 1 · 2020-01-02 · Disposition to issuer · Disposed 88,557 · Balance 0

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger dated as of August 15, 2019 (the "Merger Agreement"), by and between Bancorp of New Jersey, Inc. ("BKJ") and ConnectOne Bancorp, Inc. ("CNOB"). Pursuant to the Merger Agreement, each share of BKJ common stock was converted into .780 of a share of CNOB common stock, subject to the allocation and proration provisions in the Merger Agreement, which provisions provide that approximately 80 percent of the shares of BKJ common stock will be exchanged for CNOB common stock, and approximately 20 percent of the shares of BKJ common stock will be exchange for cash (at a price of $16.25 per share).

Filing footnotes · ownership attribution and instrument terms

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger dated as of August 15, 2019 (the "Merger Agreement"), by and between Bancorp of New Jersey, Inc. ("BKJ") and ConnectOne Bancorp, Inc. ("CNOB"). Pursuant to the Merger Agreement, each share of BKJ common stock was converted into .780 of a share of CNOB common stock, subject to the allocation and proration provisions in the Merger Agreement, which provisions provide that approximately 80 percent of the shares of BKJ common stock will be exchanged for CNOB common stock, and approximately 20 percent of the shares of BKJ common stock will be exchange for cash (at a price of $16.25 per share).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2026 Filed Jun 3, 2026 20:51 UTC ConnectOne Bancorp, Inc. CNOB · Entity 4669 GrantCommon Stock 2,528 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000030 · primary_doc.xml · nonDerivative · entry 1

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,030.933

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027

F2 · balance_after: Also includes 3,101.177 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 19:10 UTC ConnectOne Bancorp, Inc. CNOB · Entity 4669 GrantCommon Stock 2,613 $0.00 $0.00
Disclosure

SEC source: 0001619964-25-000049 · primary_doc.xml · nonDerivative · entry 1

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,401.7559

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 2, 2026.

F2 · balance_after: Also includes 4634.3973 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:05 UTC ConnectOne Bancorp, Inc. CNOB · Entity 4669 GrantCommon Stock 3,219 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000022 · primary_doc.xml · nonDerivative · entry 1

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,154.359

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 3, 2025

F2 · balance_after: Also includes 1,954.0279 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 14:51 UTC ConnectOne Bancorp, Inc. CNOB · Entity 4669 GrantCommon Stock 4,253 $0.00 $0.00
Disclosure

SEC source: 0001568214-23-000016 · primary_doc.xml · nonDerivative · entry 1

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,564.0474

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2024

F2 · balance_after: Also includes 191.6647 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan

Read SEC document
June 01, 2023 Filed Mar 20, 2024 14:54 UTC Amendment ConnectOne Bancorp, Inc. CNOB · Entity 4669 GrantCommon Stock 4,253 $0.00 $0.00
Disclosure

SEC source: 0001568214-24-000001 · primary_doc.xml · nonDerivative · entry 1

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,981.3307

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2024

F2 · balance_after: Also includes 3,608.95 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 15:40 UTC ConnectOne Bancorp, Inc. CNOB · Entity 4669 GrantCommon Stock 1,911 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000019 · primary_doc.xml · nonDerivative · entry 1

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,119.3827

F1 · shares: Represents a grant of 1,911 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2023

F2 · balance_after: Also includes 93.38272 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:30 UTC ConnectOne Bancorp, Inc. CNOB · Entity 4669 GrantCommon Stock 1,605 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000022 · primary_doc.xml · nonDerivative · entry 1

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,115

F1 · shares: Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 19:36 UTC ConnectOne Bancorp, Inc. CNOB · Entity 4669 GrantCommon Stock 4,379 $0.00 $0.00
Disclosure

SEC source: 0001568214-20-000025 · primary_doc.xml · nonDerivative · entry 1

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,510

F1 · shares: Represents a grant of 4,379 shares of restricted stock subject to forfeiture, vesting in full on 5/2/2021.

Read SEC document
January 02, 2020 Filed Jan 2, 2020 10:00 UTC Bancorp of New Jersey, Inc. BKJ · Entity 152711 Disposition to issuerCommon Stock 88,557 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-000061 · doc4.xml · nonDerivative · entry 1

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The shares were disposed of pursuant to the Agreement and Plan of Merger dated as of August 15, 2019 (the "Merger Agreement"), by and between Bancorp of New Jersey, Inc. ("BKJ") and ConnectOne Bancorp, Inc. ("CNOB"). Pursuant to the Merger Agreement, each share of BKJ common stock was converted into .780 of a share of CNOB common stock, subject to the allocation and proration provisions in the Merger Agreement, which provisions provide that approximately 80 percent of the shares of BKJ common stock will be exchanged for CNOB common stock, and approximately 20 percent of the shares of BKJ common stock will be exchange for cash (at a price of $16.25 per share).

Read SEC document
January 02, 2020 Filed Jan 3, 2020 14:53 UTC ConnectOne Bancorp, Inc. CNOB · Entity 4669 GrantCommon Stock 69,335 Not disclosed Not disclosed
Disclosure

SEC source: 0001568214-20-000002 · primary_doc.xml · nonDerivative · entry 1

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,585

F1 · shares: Includes 65,036 shares of common stock held jointly with Mr. Sokolich's spouse, and 4,299 shares held in an IRA.

F2 · price: Received pursuant to the merger agreement between Issuer and Bancorp of New Jersey, Inc. ("BKJ") dated August 15, 2019 (the "Merger Agreement"), pursuant to which BKJ was merger with and into the Issuer on January 2, 2020. At the effective time of the merger, each share of BKJ's common stock converted into the right to receive either (i) $16.25 in cash or (ii) 0.780 of a share of the Issuer's common stock, subject to certain election and proration procedures. Mr. Sokolich elected to receive the Issuer's common stock in exchange for his BKJ shares, but the adjustments required pursuant to the Merger Agreement have yet to be finalized. Following completion of the required proration, Mr. Sokolich will amend this Form 4 to reflect the number of shares of Issuer common stock actually acquired. On the trading day immediately preceding closing, the closing price of BKJ's common stock was $17.89 per share, and the closing price of Issuer's common stock was $25.72 per share.

Read SEC document
January 02, 2020 Filed Jan 30, 2020 15:18 UTC Amendment ConnectOne Bancorp, Inc. CNOB · Entity 4669 GrantCommon Stock 67,881 Not disclosed Not disclosed
Disclosure

SEC source: 0001568214-20-000004 · primary_doc.xml · nonDerivative · entry 1

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,131

F1 · shares: Includes 63,672 shares of common stock held jointly with Mr. Sokolich's spouse, and 4,209 shares held in an IRA.

F2 · price: Received pursuant to the merger agreement between Issuer and Bancorp of New Jersey, Inc. ("BKJ") dated August 15, 2019 (the "Merger Agreement"), pursuant to which BKJ was merged with and into the Issuer on January 2, 2020. At the effective time of the merger, each share of BKJ's common stock converted into the right to receive either (i) $16.25 in cash or (ii) 0.780 of a share of the Issuer's common stock, subject to certain election and proration procedures. Mr. Sokolich elected to receive the Issuer's common stock in exchange for his BKJ shares. On the trading day immediately preceding closing, the closing price of BKJ's common stock was $17.89 per share, and the closing price of Issuer's common stock was $25.72 per share.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 15:07 UTC Bancorp of New Jersey, Inc. BKJ · Entity 152711 Exercise / conversionStock Option · Derivative 10,500 $0.00 Strike: $10.95 $0.00
Disclosure

SEC source: 0001209191-17-063468 · doc4.xml · derivative · entry 2

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,500 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Adjusted to reflect the Company 5% stock dividend paid on August 1, 2017.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 15:07 UTC Bancorp of New Jersey, Inc. BKJ · Entity 152711 Exercise / conversionCommon Stock 10,500 $10.95 $114,975.00
Disclosure

SEC source: 0001209191-17-063468 · doc4.xml · nonDerivative · entry 1

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,290.2541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 16:10 UTC Bancorp of New Jersey, Inc. BKJ · Entity 152711 Exercise / conversionStock Option · Derivative 21,000 $0.00 Strike: $10.95 $0.00
Disclosure

SEC source: 0001209191-17-054122 · doc4.xml · derivative · entry 2

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,000 shares

Expires 2017-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Adjusted to reflect the Company 5% stock dividend paid on August 1, 2017.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 16:10 UTC Bancorp of New Jersey, Inc. BKJ · Entity 152711 Exercise / conversionCommon Stock 21,000 $10.95 $229,950.00
Disclosure

SEC source: 0001209191-17-054122 · doc4.xml · nonDerivative · entry 1

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,790.2541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 647.3416 shares received as part of Dividend Reinvestment at March 31, 2017, June 30, 2017 and September 30, 2017.

F2 · balance_after: Also includes 2,513 shares issued pursuant to the Bancorp of New Jersey, Inc. 5% stock dividend paid on August 1, 2017.

F3 · balance_after: Includes 220.5455 shares previously omitted from previous reports due to a clerical error.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.