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Nasdaq · USD

CNOB

ConnectOne Bancorp, Inc.

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Tapewire entity
4669
SEC CIK
0000712771
Parsed reports
330

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202630
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2022 Filed Apr 5, 2022 20:27 UTC
Magennis ElizabethEVP & Bank President
Tax withholdingCommon Stock 1,203 $32.53 $39,133.59
Disclosure

SEC source: 0001568214-22-000010 · primary_doc.xml · nonDerivative · entry 1

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,380

F1 · shares: Reflects the tax withholding on March 21, 2022 with respect to shares vested on March 19, 2022, pursuant to a grant of restricted stock units on March 19, 2019.

Read SEC document
March 21, 2022 Filed Apr 5, 2022 20:11 UTC
Burns William SSenior EVP & CFO
Tax withholdingCommon Stock 2,995 $32.53 $97,427.35
Disclosure

SEC source: 0001568214-22-000008 · primary_doc.xml · nonDerivative · entry 2

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,026

F2 · shares: Reflects tax withholding on March 21, 2022 with respect to shares vested on March 20, 2022 pursuant to a grant of restricted stock units on March 20, 2020.

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March 21, 2022 Filed Apr 5, 2022 20:11 UTC
Burns William SSenior EVP & CFO
Tax withholdingCommon Stock 1,263 $32.53 $41,085.39
Disclosure

SEC source: 0001568214-22-000008 · primary_doc.xml · nonDerivative · entry 1

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,021

F1 · shares: Reflects the tax withholding on March 21, 2022 with respect to shares vested on March 19, 2022, pursuant to a grant of restricted stock units on March 19, 2019.

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March 21, 2022 Filed Apr 5, 2022 20:19 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 1,259 $32.53 $40,955.27
Disclosure

SEC source: 0001568214-22-000009 · primary_doc.xml · nonDerivative · entry 2

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,665

F2 · shares: Reflects tax withholding on March 21, 2022 with respect to shares vested on March 20, 2022 pursuant to a grant of restricted stock units on March 20, 2020.

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March 21, 2022 Filed Apr 5, 2022 20:19 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 631 $32.53 $20,526.43
Disclosure

SEC source: 0001568214-22-000009 · primary_doc.xml · nonDerivative · entry 1

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,924

F1 · shares: Reflects the tax withholding on March 21, 2022 with respect to shares vested on March 19, 2022, pursuant to a grant of restricted stock units on March 19, 2019.

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March 21, 2022 Filed Apr 5, 2022 19:57 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
Tax withholdingCommon Stock 11,490 $32.53 $373,769.70
Disclosure

SEC source: 0001568214-22-000007 · primary_doc.xml · nonDerivative · entry 2

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,580

F2 · shares: Reflects tax withholding on March 21, 2022 with respect to shares vested on March 20, 2022 pursuant to a grant of restricted stock units on March 20, 2020.

Read SEC document
March 21, 2022 Filed Apr 5, 2022 19:57 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
Tax withholdingCommon Stock 4,906 $32.53 $159,592.18
Disclosure

SEC source: 0001568214-22-000007 · primary_doc.xml · nonDerivative · entry 1

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755,070

F1 · shares: Reflects the tax withholding on March 21, 2022 with respect to shares vested on March 19, 2022, pursuant to a grant of restricted stock units on March 19, 2019.

Read SEC document
March 04, 2022 Filed Mar 4, 2022 20:42 UTC Exercise / conversionStock Option · Derivative 1,578 $0.00 Strike: $6.99 $0.00
Disclosure

SEC source: 0001568214-22-000006 · primary_doc.xml · derivative · entry 4

Parisi Joseph Jr. · CIK 0001568218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,578 shares

Expires 2022-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2022 Filed Mar 4, 2022 20:42 UTC Exercise / conversionCommon Stock 1,578 $6.99 $11,030.22
Disclosure

SEC source: 0001568214-22-000006 · primary_doc.xml · nonDerivative · entry 1

Parisi Joseph Jr. · CIK 0001568218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 15:17 UTC Exercise / conversionStock Option · Derivative 1,578 $0.00 Strike: $6.99 $0.00
Disclosure

SEC source: 0001568214-22-000005 · primary_doc.xml · derivative · entry 3

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,578 shares

Expires 2022-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Prior filing incorrectly indicated an earlier expiration date.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 15:17 UTC Exercise / conversionCommon Stock 1,578 $6.99 $11,030.22
Disclosure

SEC source: 0001568214-22-000005 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,527.668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 17:49 UTC Exercise / conversionStock Option · Derivative 3,473 $0.00 Strike: $9.64 $0.00
Disclosure

SEC source: 0001568214-22-000004 · primary_doc.xml · derivative · entry 4

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,473 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 17:49 UTC Exercise / conversionCommon Stock 3,473 $9.64 $33,479.72
Disclosure

SEC source: 0001568214-22-000004 · primary_doc.xml · nonDerivative · entry 2

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,511.1426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 17:49 UTC SaleCommon Stock 2,805 $32.68 $91,667.40
Disclosure

SEC source: 0001568214-22-000004 · primary_doc.xml · nonDerivative · entry 1

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,038.1426

F1 · kind: The proceeds of the sale reported on this Form 4 were used in part by Mr. Thompson to satisfy the estimated personal income tax obligations, as well as with respect to the settlement of the exercise price, of the stock options also reported herein.

F2 · balance_after: Also includes 96.741 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

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February 18, 2022 Filed Feb 22, 2022 17:30 UTC PurchaseCommon Stock 2,250 $33.23 $74,758.95
Disclosure

SEC source: 0001568214-22-000002 · primary_doc.xml · nonDerivative · entry 2

Nukk-Freeman Katherin · CIK 0001759127 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1

Disclosed balance after: 2,250

F1 · ownership.nature: Held in an IRA of reporting person's spouse.

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February 18, 2022 Filed Feb 22, 2022 17:30 UTC PurchaseCommon Stock 1,500 $33.27 $49,905.00
Disclosure

SEC source: 0001568214-22-000002 · primary_doc.xml · nonDerivative · entry 1

Nukk-Freeman Katherin · CIK 0001759127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,615

Read SEC document
February 17, 2022 Filed Feb 22, 2022 17:36 UTC PurchaseCommon Stock 6,000 $33.35 $200,107.80
Disclosure

SEC source: 0001568214-22-000003 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,949.668

F1 · balance_after: Also includes 112.059 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
February 16, 2022 Filed Feb 16, 2022 20:09 UTC Exercise / conversionStock Option · Derivative 3,473 $0.00 Strike: $9.64 $0.00
Disclosure

SEC source: 0001568214-22-000001 · primary_doc.xml · derivative · entry 2

MINOIA NICHOLAS · CIK 0001450811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,473 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2022 Filed Feb 16, 2022 20:09 UTC Exercise / conversionCommon Stock 3,473 $9.64 $33,479.72
Disclosure

SEC source: 0001568214-22-000001 · primary_doc.xml · nonDerivative · entry 1

MINOIA NICHOLAS · CIK 0001450811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,541.1931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 176.3263 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
December 17, 2021 Filed Dec 17, 2021 16:29 UTC
Criscione LauraEVP & Chief Compliance Officer
Exercise / conversionStock Option · Derivative 3,640 $0.00 Strike: $6.99 $0.00
Disclosure

SEC source: 0001568214-21-000031 · primary_doc.xml · derivative · entry 3

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,640 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2021 Filed Dec 17, 2021 16:29 UTC
Criscione LauraEVP & Chief Compliance Officer
Exercise / conversionCommon Stock 3,640 $6.99 $25,443.60
Disclosure

SEC source: 0001568214-21-000031 · primary_doc.xml · nonDerivative · entry 1

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 18, 2021 21:43 UTC
Magennis ElizabethEVP & Bank President
Exercise / conversionStock Options · Derivative 5,158 $0.00 Strike: $6.99 $0.00
Disclosure

SEC source: 0001568214-21-000030 · primary_doc.xml · derivative · entry 2

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,158 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 18, 2021 21:43 UTC
Magennis ElizabethEVP & Bank President
Exercise / conversionCommon Stock 5,158 $6.99 $36,054.42
Disclosure

SEC source: 0001568214-21-000030 · primary_doc.xml · nonDerivative · entry 1

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:55 UTC SaleCommon Stock 25,200 $34.77 $876,204.00
Disclosure

SEC source: 0001568214-21-000029 · primary_doc.xml · nonDerivative · entry 1

Parisi Joseph Jr. · CIK 0001568218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,929

Read SEC document
November 09, 2021 Filed Nov 10, 2021 20:40 UTC SaleCommon Stock 9,800 $34.35 $336,649.60
Disclosure

SEC source: 0001568214-21-000028 · primary_doc.xml · nonDerivative · entry 2

Parisi Joseph Jr. · CIK 0001568218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,129

Read SEC document
November 08, 2021 Filed Nov 10, 2021 20:40 UTC SaleCommon Stock 15,000 $34.75 $521,280.00
Disclosure

SEC source: 0001568214-21-000028 · primary_doc.xml · nonDerivative · entry 1

Parisi Joseph Jr. · CIK 0001568218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,929

Read SEC document
November 02, 2021 Filed Nov 3, 2021 17:46 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
SaleCommon Stock 30,000 $34.12 $1,023,666.00
Disclosure

SEC source: 0001568214-21-000027 · primary_doc.xml · nonDerivative · entry 1

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,976

Read SEC document
September 16, 2021 Filed Sep 20, 2021 13:51 UTC GiftCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000026 · primary_doc.xml · nonDerivative · entry 2

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,837.609

F2 · shares: This transaction reflects a charitable gift of 4,500 shares of Common Stock.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 13:51 UTC PurchaseCommon Stock 5,200 $28.76 $149,552.00
Disclosure

SEC source: 0001568214-21-000026 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,337.609

F1 · balance_after: Also includes 123.182 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 16:49 UTC GiftCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000025 · primary_doc.xml · nonDerivative · entry 2

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,014.427

F1 · shares: This transaction reflects a charitable gift of 2,200 shares of Common Stock.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 16:49 UTC PurchaseCommon Stock 2,200 $27.19 $59,820.86
Disclosure

SEC source: 0001568214-21-000025 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,214.427

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:45 UTC GrantCommon Stock 1,605 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000024 · primary_doc.xml · nonDerivative · entry 1

Moise Anson M. · CIK 0001861682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,605

F1 · shares: Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:41 UTC GrantCommon Stock 1,605 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000023 · primary_doc.xml · nonDerivative · entry 1

Nukk-Freeman Katherin · CIK 0001759127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,115

F1 · shares: Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:27 UTC GrantCommon Stock 1,605 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000021 · primary_doc.xml · nonDerivative · entry 1

Kempner Michael W · CIK 0001488604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,096

F1 · shares: Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:30 UTC GrantCommon Stock 1,605 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000022 · primary_doc.xml · nonDerivative · entry 1

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,115

F1 · shares: Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:23 UTC GrantCommon Stock 1,605 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000020 · primary_doc.xml · nonDerivative · entry 1

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,746.4016

F1 · shares: Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022.

F2 · balance_after: Includes 353.9997 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

F3 · balance_after: The reporting person no longer has a reportable beneficial interest in 1,752.5892 shares owned by his adult child and included on his prior ownership reports.

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June 01, 2021 Filed Jun 3, 2021 20:16 UTC GrantCommon Stock 1,605 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000019 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,014.427

F1 · shares: Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022.

F2 · balance_after: Also includes 1,411.018 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:11 UTC GrantCommon Stock 1,605 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000018 · primary_doc.xml · nonDerivative · entry 1

Huttle Frank III · CIK 0001568217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,423

F1 · shares: Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:05 UTC GrantCommon Stock 1,605 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000017 · primary_doc.xml · nonDerivative · entry 1

Rifkin Daniel E · CIK 0001762603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,257

F1 · shares: Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:01 UTC GrantCommon Stock 1,605 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000016 · primary_doc.xml · nonDerivative · entry 1

BAIER FRANK W · CIK 0001226353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,718

F1 · shares: Represents a grant of 1605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022

Read SEC document
June 01, 2021 Filed Jun 3, 2021 19:28 UTC GrantCommon Stock 1,605 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000015 · primary_doc.xml · nonDerivative · entry 1

MINOIA NICHOLAS · CIK 0001450811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,891.8668

F1 · shares: Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022

F2 · balance_after: Includes 447.8423 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 19:23 UTC GrantCommon Stock 1,605 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000014 · primary_doc.xml · nonDerivative · entry 1

Parisi Joseph Jr. · CIK 0001568218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,929

F1 · shares: Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:05 UTC
Criscione LauraEVP & Chief Compliance Officer
GrantCommon Stock 2,687 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000012 · primary_doc.xml · nonDerivative · entry 6

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,915

F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/23/22, 1/3 vesting on 3/23/23, and the final 1/3 vesting on 3/23/24.

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March 23, 2021 Filed Mar 25, 2021 20:05 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 1,041 $25.24 $26,274.84
Disclosure

SEC source: 0001568214-21-000012 · primary_doc.xml · nonDerivative · entry 5

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,228

F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:05 UTC
Criscione LauraEVP & Chief Compliance Officer
GrantCommon Stock 2,081 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000012 · primary_doc.xml · nonDerivative · entry 4

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,269

F4 · shares: Shares acquired pursuant to earned performance units granted on March 23, 2018.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 19:54 UTC
Magennis ElizabethEVP & Bank President
GrantCommon Stock 6,686 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000011 · primary_doc.xml · nonDerivative · entry 6

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,425

F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/23/22, 1/3 vesting on 3/23/23, and the final 1/3 vesting on 3/23/24.

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March 23, 2021 Filed Mar 25, 2021 19:54 UTC
Magennis ElizabethEVP & Bank President
Tax withholdingCommon Stock 1,842 $25.24 $46,492.08
Disclosure

SEC source: 0001568214-21-000011 · primary_doc.xml · nonDerivative · entry 5

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,739

F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 19:54 UTC
Magennis ElizabethEVP & Bank President
GrantCommon Stock 3,684 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000011 · primary_doc.xml · nonDerivative · entry 4

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,581

F4 · shares: Shares acquired pursuant to earned performance units granted on March 23, 2018.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 19:44 UTC
Ewing Christopher J.EVP & Chief Operations Officer
GrantCommon Stock 5,349 $0.00 $0.00
Disclosure

SEC source: 0001568214-21-000010 · primary_doc.xml · nonDerivative · entry 6

Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,211

F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/23/22, 1/3 vesting on 3/23/23, and the final 1/3 vesting on 3/23/24.

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March 23, 2021 Filed Mar 25, 2021 19:44 UTC
Ewing Christopher J.EVP & Chief Operations Officer
Tax withholdingCommon Stock 1,627 $25.24 $41,065.48
Disclosure

SEC source: 0001568214-21-000010 · primary_doc.xml · nonDerivative · entry 5

Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,862

F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.