Tapewire

Nasdaq · USD

CNOB

ConnectOne Bancorp, Inc.

Export transactions ↓
Tapewire entity
4669
SEC CIK
0000712771
Parsed reports
330

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202630
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2023 Filed Mar 10, 2023 21:23 UTC PurchaseCommon Stock 10,000 $20.95 $209,490.00
Disclosure

SEC source: 0001619964-23-000019 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 254,083.737

F1 · balance_after: Also includes 2,981.084 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

F2 · ownership.nature: Held by an irrevocable trust for benefit of his spouse and descendents (of which the reporting person's spouse, adult daughter and unrelated third person are trustees)

Read SEC document
March 02, 2023 Filed Mar 9, 2023 15:46 UTC SaleCommon Stock 41,000 $24.01 $984,332.10
Disclosure

SEC source: 0001568214-23-000004 · primary_doc.xml · nonDerivative · entry 1

Kempner Michael W · CIK 0001488604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,585

Read SEC document
February 17, 2023 Filed Feb 18, 2023 02:40 UTC Exercise / conversionStock Option · Derivative 3,473 $0.00 Strike: $12.52 $0.00
Disclosure

SEC source: 0001568214-23-000003 · primary_doc.xml · derivative · entry 2

MINOIA NICHOLAS · CIK 0001450811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,473 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable in four equal annual installments on March 1, 2014, 2015, 2016 & 2017.

Read SEC document
February 17, 2023 Filed Feb 18, 2023 02:40 UTC Exercise / conversionCommon Stock 3,473 $12.52 $43,481.96
Disclosure

SEC source: 0001568214-23-000003 · primary_doc.xml · nonDerivative · entry 1

MINOIA NICHOLAS · CIK 0001450811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,521.8352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 503.3283 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
February 13, 2023 Filed Feb 13, 2023 19:14 UTC SaleCommon Stock 1,200 $23.81 $28,572.00
Disclosure

SEC source: 0001568214-23-000002 · primary_doc.xml · nonDerivative · entry 1

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,358.0402

Read SEC document
January 31, 2023 Filed Feb 1, 2023 16:24 UTC Exercise / conversionStock Option · Derivative 3,000 $0.00 Strike: $12.52 $0.00
Disclosure

SEC source: 0001568214-23-000001 · primary_doc.xml · derivative · entry 3

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable in four equal annual installments on March 1, 2014, 2015, 2016, and 2017

Read SEC document
January 31, 2023 Filed Feb 1, 2023 16:24 UTC Exercise / conversionCommon Stock 3,000 $12.52 $37,560.00
Disclosure

SEC source: 0001568214-23-000001 · primary_doc.xml · nonDerivative · entry 1

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,558.0402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Also includes 76.0748 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan

Read SEC document
November 17, 2022 Filed Nov 18, 2022 15:37 UTC PurchaseCommon Stock 1,000 $24.82 $24,824.00
Disclosure

SEC source: 0001619964-22-000035 · primary_doc.xml · nonDerivative · entry 1

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,481.9654

F1 · balance_after: Also includes 150.8732 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan

Read SEC document
November 16, 2022 Filed Nov 18, 2022 15:27 UTC GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001619964-22-000034 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 241,102.653

F1 · shares: This transaction reflects a charitable gift of 8,000 shares of Common Stock.

F2 · ownership.nature: Held by an irrevocable trust for benefit of his spouse and descendants (of which the reporting person's spouse, adult daughter and unrelated third person are trustees)

Read SEC document
November 14, 2022 Filed Nov 15, 2022 17:07 UTC PurchaseCommon Stock 8,000 $24.88 $199,059.20
Disclosure

SEC source: 0001568214-22-000027 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 249,102.653

F1 · balance_after: Also includes 1,466.746 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

F2 · ownership.nature: Held by an irrevocable trust for benefit of his spouse and descendents (of which the reporting person's spouse, adult daughter and unrelated third person are trustees)

Read SEC document
June 16, 2022 Filed Jun 17, 2022 18:10 UTC PurchaseCommon Stock 6,000 $24.96 $149,760.00
Disclosure

SEC source: 0001568214-22-000026 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,656.629

F1 · balance_after: Also includes 218.629 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 16:07 UTC GrantCommon Stock 1,911 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000024 · primary_doc.xml · nonDerivative · entry 1

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,331.0922

F1 · shares: Represents a grant of 1,911 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2023

F2 · balance_after: Also (i) includes 51.215 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan (the "DRIP") , and (ii) 3,954.2451 previously erroneously classified as indirectly held. Also excludes 1,096.5105 shares previously included based on a miscalculation of shares acquired pursuant to DRIP.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 16:10 UTC GrantCommon Stock 1,911 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000025 · primary_doc.xml · nonDerivative · entry 1

Nukk-Freeman Katherin · CIK 0001759127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,526

F1 · shares: Represents a grant of 1,911 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2023

Read SEC document
June 01, 2022 Filed Jun 3, 2022 15:59 UTC GrantCommon Stock 1,911 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000023 · primary_doc.xml · nonDerivative · entry 1

Moise Anson M. · CIK 0001861682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,516

F1 · shares: Represents a grant of 1,911 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2023

Read SEC document
June 01, 2022 Filed Jun 3, 2022 15:56 UTC GrantCommon Stock 1,911 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000022 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,438

F1 · shares: Represents a grant of 1,911 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2023

Read SEC document
June 01, 2022 Filed Jun 3, 2022 15:50 UTC GrantCommon Stock 1,911 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000021 · primary_doc.xml · nonDerivative · entry 1

MINOIA NICHOLAS · CIK 0001450811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,545.5069

F1 · shares: Represents a grant of 1,911 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2023

F2 · balance_after: Includes 93.3138 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 15:45 UTC GrantCommon Stock 1,911 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000020 · primary_doc.xml · nonDerivative · entry 1

Kempner Michael W · CIK 0001488604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,585

F1 · shares: Represents a grant of 1,911 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2023

Read SEC document
June 01, 2022 Filed Jun 3, 2022 15:40 UTC GrantCommon Stock 1,911 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000019 · primary_doc.xml · nonDerivative · entry 1

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,119.3827

F1 · shares: Represents a grant of 1,911 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2023

F2 · balance_after: Also includes 93.38272 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 15:34 UTC GrantCommon Stock 1,911 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000018 · primary_doc.xml · nonDerivative · entry 1

Parisi Joseph Jr. · CIK 0001568218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,418

F1 · shares: Represents a grant of 1,911 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2023

Read SEC document
June 01, 2022 Filed Jun 3, 2022 15:28 UTC GrantCommon Stock 1,911 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000017 · primary_doc.xml · nonDerivative · entry 1

Huttle Frank III · CIK 0001568217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,912

F1 · shares: Represents a grant of 1,911 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2023

Read SEC document
June 01, 2022 Filed Jun 3, 2022 15:22 UTC GrantCommon Stock 1,911 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000016 · primary_doc.xml · nonDerivative · entry 1

BAIER FRANK W · CIK 0001226353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,629

F1 · shares: Represents a grant of 1,911 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2023

Read SEC document
June 01, 2022 Filed Jun 3, 2022 15:16 UTC GrantCommon Stock 1,911 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000015 · primary_doc.xml · nonDerivative · entry 1

Rifkin Daniel E · CIK 0001762603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,168

F1 · shares: Represents a grant of 1,911 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2023

Read SEC document
April 20, 2022 Filed Apr 21, 2022 14:26 UTC Exercise / conversionStock Option · Derivative 1,578 $0.00 Strike: $6.99 $0.00
Disclosure

SEC source: 0001568214-22-000014 · primary_doc.xml · derivative · entry 5

Huttle Frank III · CIK 0001568217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,578 shares

Expires 2022-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Prior filing incorrectly indicated an earlier expiration date.

Read SEC document
April 20, 2022 Filed Apr 21, 2022 14:26 UTC GrantCommon Stock 1,578 $6.99 $11,030.22
Disclosure

SEC source: 0001568214-22-000014 · primary_doc.xml · nonDerivative · entry 1

Huttle Frank III · CIK 0001568217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,001

Read SEC document
April 14, 2022 Filed Apr 14, 2022 20:26 UTC Exercise / conversionStock Option · Derivative 1,578 $0.00 Strike: $6.99 $0.00
Disclosure

SEC source: 0001568214-22-000013 · primary_doc.xml · derivative · entry 2

Kempner Michael W · CIK 0001488604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,578 shares

Expires 2022-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Prior filing incorrectly indicated an earlier expiration date.

Read SEC document
April 14, 2022 Filed Apr 14, 2022 20:26 UTC Exercise / conversionCommon Stock 1,578 $6.99 $11,030.22
Disclosure

SEC source: 0001568214-22-000013 · primary_doc.xml · nonDerivative · entry 1

Kempner Michael W · CIK 0001488604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2022 Filed Apr 5, 2022 20:36 UTC
Ewing Christopher J.EVP & Chief Operations Officer
GrantCommon Stock 5,351 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000011 · primary_doc.xml · nonDerivative · entry 6

Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,222

F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/23, 1/3 vesting on 3/25/24, and the final 1/3 vesting on 3/25/25.

Read SEC document
March 25, 2022 Filed Apr 5, 2022 20:36 UTC
Ewing Christopher J.EVP & Chief Operations Officer
Tax withholdingCommon Stock 3,247 $32.80 $106,501.60
Disclosure

SEC source: 0001568214-22-000011 · primary_doc.xml · nonDerivative · entry 5

Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,871

F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above.

Read SEC document
March 25, 2022 Filed Apr 5, 2022 20:36 UTC
Ewing Christopher J.EVP & Chief Operations Officer
GrantCommon Stock 6,494 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000011 · primary_doc.xml · nonDerivative · entry 4

Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,118

F4 · shares: Shares acquired pursuant to earned performance units granted on March 19, 2019.

Read SEC document
March 25, 2022 Filed Apr 5, 2022 20:39 UTC
O'Malley MichaelEVP & Chief Risk Officer
GrantCommon Stock 2,801 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000012 · primary_doc.xml · nonDerivative · entry 1

O'Malley Michael · CIK 0001849304 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,801

F1 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/23, 1/3 vesting on 3/25/24, and the final 1/3 vesting on 3/25/25.

Read SEC document
March 25, 2022 Filed Apr 5, 2022 20:27 UTC
Magennis ElizabethEVP & Bank President
GrantCommon Stock 6,860 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000010 · primary_doc.xml · nonDerivative · entry 6

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,808

F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/23, 1/3 vesting on 3/25/24, and the final 1/3 vesting on 3/25/25.

Read SEC document
March 25, 2022 Filed Apr 5, 2022 20:27 UTC
Magennis ElizabethEVP & Bank President
Tax withholdingCommon Stock 3,607 $32.80 $118,309.60
Disclosure

SEC source: 0001568214-22-000010 · primary_doc.xml · nonDerivative · entry 5

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,948

F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above.

Read SEC document
March 25, 2022 Filed Apr 5, 2022 20:27 UTC
Magennis ElizabethEVP & Bank President
GrantCommon Stock 7,215 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000010 · primary_doc.xml · nonDerivative · entry 4

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,555

F4 · shares: Shares acquired pursuant to earned performance units granted on March 19, 2019.

Read SEC document
March 25, 2022 Filed Apr 5, 2022 20:11 UTC
Burns William SSenior EVP & CFO
GrantCommon Stock 6,380 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000008 · primary_doc.xml · nonDerivative · entry 6

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,130

F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/23, 1/3 vesting on 3/25/24, and the final 1/3 vesting on 3/25/25.

Read SEC document
March 25, 2022 Filed Apr 5, 2022 20:11 UTC
Burns William SSenior EVP & CFO
Tax withholdingCommon Stock 3,788 $32.80 $124,246.40
Disclosure

SEC source: 0001568214-22-000008 · primary_doc.xml · nonDerivative · entry 5

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,750

F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above.

Read SEC document
March 25, 2022 Filed Apr 5, 2022 20:11 UTC
Burns William SSenior EVP & CFO
GrantCommon Stock 7,577 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000008 · primary_doc.xml · nonDerivative · entry 4

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,528

F4 · shares: Shares acquired pursuant to earned performance units granted on March 19, 2019.

Read SEC document
March 25, 2022 Filed Apr 5, 2022 20:19 UTC
Criscione LauraEVP & Chief Compliance Officer
GrantCommon Stock 2,601 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000009 · primary_doc.xml · nonDerivative · entry 6

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,801

F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/23, 1/3 vesting on 3/25/24, and the final 1/3 vesting on 3/25/25.

Read SEC document
March 25, 2022 Filed Apr 5, 2022 20:19 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 1,894 $32.80 $62,123.20
Disclosure

SEC source: 0001568214-22-000009 · primary_doc.xml · nonDerivative · entry 5

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,200

F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above.

Read SEC document
March 25, 2022 Filed Apr 5, 2022 20:19 UTC
Criscione LauraEVP & Chief Compliance Officer
GrantCommon Stock 3,788 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000009 · primary_doc.xml · nonDerivative · entry 4

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,094

F4 · shares: Shares acquired pursuant to earned performance units granted on March 19, 2019.

Read SEC document
March 25, 2022 Filed Apr 5, 2022 19:57 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
GrantCommon Stock 22,637 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000007 · primary_doc.xml · nonDerivative · entry 6

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,943

F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/23, 1/3 vesting on 3/25/24, and the final 1/3 vesting on 3/25/25.

Read SEC document
March 25, 2022 Filed Apr 5, 2022 19:57 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
Tax withholdingCommon Stock 14,719 $32.80 $482,783.20
Disclosure

SEC source: 0001568214-22-000007 · primary_doc.xml · nonDerivative · entry 5

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,306

F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above.

Read SEC document
March 25, 2022 Filed Apr 5, 2022 19:57 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
GrantCommon Stock 24,531 $0.00 $0.00
Disclosure

SEC source: 0001568214-22-000007 · primary_doc.xml · nonDerivative · entry 4

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,025

F4 · shares: Shares acquired pursuant to earned performance units granted on March 19, 2019.

Read SEC document
March 23, 2022 Filed Apr 5, 2022 20:36 UTC
Ewing Christopher J.EVP & Chief Operations Officer
Tax withholdingCommon Stock 892 $32.04 $28,579.68
Disclosure

SEC source: 0001568214-22-000011 · primary_doc.xml · nonDerivative · entry 3

Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,624

F3 · shares: Reflects tax withholding on March 23, 2022 with respect to shares vested on March 23, 2022 pursuant to a grant of restricted stock units on March 23, 2021.

Read SEC document
March 23, 2022 Filed Apr 5, 2022 20:27 UTC
Magennis ElizabethEVP & Bank President
Tax withholdingCommon Stock 1,115 $32.04 $35,724.60
Disclosure

SEC source: 0001568214-22-000010 · primary_doc.xml · nonDerivative · entry 3

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,340

F3 · shares: Reflects tax withholding on March 23, 2022 with respect to shares vested on March 23, 2022 pursuant to a grant of restricted stock units on March 23, 2021.

Read SEC document
March 23, 2022 Filed Apr 5, 2022 20:11 UTC
Burns William SSenior EVP & CFO
Tax withholdingCommon Stock 1,065 $32.04 $34,122.60
Disclosure

SEC source: 0001568214-22-000008 · primary_doc.xml · nonDerivative · entry 3

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,961

F3 · shares: Reflects tax withholding on March 23, 2022 with respect to shares vested on March 23, 2022 pursuant to a grant of restricted stock units on March 23, 2021.

Read SEC document
March 23, 2022 Filed Apr 5, 2022 20:19 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 359 $32.04 $11,502.36
Disclosure

SEC source: 0001568214-22-000009 · primary_doc.xml · nonDerivative · entry 3

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,306

F3 · shares: Reflects tax withholding on March 23, 2022 with respect to shares vested on March 23, 2022 pursuant to a grant of restricted stock units on March 23, 2021.

Read SEC document
March 23, 2022 Filed Apr 5, 2022 19:57 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
Tax withholdingCommon Stock 4,086 $32.04 $130,915.44
Disclosure

SEC source: 0001568214-22-000007 · primary_doc.xml · nonDerivative · entry 3

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,494

F3 · shares: Reflects tax withholding on March 23, 2022 with respect to shares vested on March 23, 2022 pursuant to a grant of restricted stock units on March 23, 2021.

Read SEC document
March 21, 2022 Filed Apr 5, 2022 20:36 UTC
Ewing Christopher J.EVP & Chief Operations Officer
Tax withholdingCommon Stock 2,612 $32.53 $84,968.36
Disclosure

SEC source: 0001568214-22-000011 · primary_doc.xml · nonDerivative · entry 2

Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,516

F2 · shares: Reflects tax withholding on March 21, 2022 with respect to shares vested on March 20, 2022 pursuant to a grant of restricted stock units on March 20, 2020.

Read SEC document
March 21, 2022 Filed Apr 5, 2022 20:36 UTC
Ewing Christopher J.EVP & Chief Operations Officer
Tax withholdingCommon Stock 1,083 $32.53 $35,229.99
Disclosure

SEC source: 0001568214-22-000011 · primary_doc.xml · nonDerivative · entry 1

Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,128

F1 · shares: Reflects the tax withholding on March 21, 2022 with respect to shares vested on March 19, 2022, pursuant to a grant of restricted stock units on March 19, 2019.

Read SEC document
March 21, 2022 Filed Apr 5, 2022 20:27 UTC
Magennis ElizabethEVP & Bank President
Tax withholdingCommon Stock 2,925 $32.53 $95,150.25
Disclosure

SEC source: 0001568214-22-000010 · primary_doc.xml · nonDerivative · entry 2

Magennis Elizabeth · CIK 0001568272 · EVP & Bank President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,455

F2 · shares: Reflects tax withholding on March 21, 2022 with respect to shares vested on March 20, 2022 pursuant to a grant of restricted stock units on March 20, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.