Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 3 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2019 Filed Jan 8, 2019 18:11 UTC |
Parisi Joseph Jr.Director
|
GrantCommon Stock | 2,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000012 · primary_doc.xml · nonDerivative · entry 1 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,280 F1 · balance_after: Represents a grant of 2,131 shares of restricted stock subject to forfeiture, vesting in full on 1/4/2020. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 18:02 UTC |
Rifkin Daniel EDirector
|
GrantCommon Stock | 2,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000010 · primary_doc.xml · nonDerivative · entry 1 Rifkin Daniel E · CIK 0001762603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,273 F1 · balance_after: Represents a grant of 2,131 shares of restricted stock subject to forfeiture, vesting in full on 1/4/2020. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:40 UTC |
Huttle Frank IIIDirector
|
GrantCommon Stock | 2,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000008 · primary_doc.xml · nonDerivative · entry 1 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,083 F1 · balance_after: Represents a grant of 2,131 shares of restricted stock subject to forfeiture, vesting in full on 1/4/2020. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:48 UTC |
MINOIA NICHOLASDirector
|
GrantCommon Stock | 2,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000009 · primary_doc.xml · nonDerivative · entry 1 MINOIA NICHOLAS · CIK 0001450811 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,080.6431 F1 · balance_after: Represents a grant of 2,131 shares of restricted stock subject to forfeiture, vesting in full on 1/4/2020. Also includes 22.518 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:19 UTC |
Kempner Michael WDirector
|
GrantCommon Stock | 2,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000007 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,523 F1 · balance_after: Represents a grant of 2,131 shares of restricted stock subject to forfeiture, vesting in full on 1/4/2020. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:10 UTC |
Nukk-Freeman KatherinDirector
|
GrantCommon Stock | 2,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000006 · primary_doc.xml · nonDerivative · entry 1 Nukk-Freeman Katherin · CIK 0001759127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,681 F1 · balance_after: Represents a grant of 2,131 shares of restricted stock subject to forfeiture, vesting in full on 1/4/2020. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 17:06 UTC |
SCHECHTER HAROLDDirector
|
GrantCommon Stock | 2,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000005 · primary_doc.xml · nonDerivative · entry 1 SCHECHTER HAROLD · CIK 0001224646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,406.4394 F1 · balance_after: Represents a grant of 2,131 shares of restricted stock subject to forfeiture, vesting in full on 1/4/2020. Also includes 85.5116 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 16:56 UTC |
Boswell Stephen T.Director
|
GrantCommon Stock | 2,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000004 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,825.503 F1 · balance_after: Represents a grant of 2,131 shares of restricted stock subject to forfeiture, vesting in full on 1/4/2020. Also includes 1,018.666 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| January 02, 2019 Filed Jan 2, 2019 19:36 UTC |
Rifkin Daniel EDirector
|
GrantCommon Stock | 16,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001568214-19-000002 · primary_doc.xml · nonDerivative · entry 2 Rifkin Daniel E · CIK 0001762603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 16,856 F2 · price: Received in exchange for 68,800 GHB common stock in connection with merger of GHB into CNOB. On the effective date of the merger, the closing price of GHB's common stock was $4.25 per share and the closing price of CNOB's common stock was $18.47 per share. Read SEC document |
| January 02, 2019 Filed Jan 2, 2019 19:36 UTC |
Rifkin Daniel EDirector
|
GrantCommon Stock | 179,142 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001568214-19-000002 · primary_doc.xml · nonDerivative · entry 1 Rifkin Daniel E · CIK 0001762603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,142 F1 · price: Received in exchange for 731,200 shares of Greater Hudson Bank ("GHB") common stock in connection with merger of GHB into ConnectOne Bancorp, Inc. ("CNOB"). On the effective date of the merger, the closing price of GHB's common stock was $4.25 per share and the closing price of CNOB's common stock was $18.47 per share. Read SEC document |
| December 12, 2018 Filed Dec 12, 2018 20:04 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
Exercise / conversionStock Option · Derivative | 4,750 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000042 · primary_doc.xml · derivative · entry 4 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,750 shares Expires 2019-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2018 Filed Dec 12, 2018 20:04 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
Exercise / conversionStock Option · Derivative | 6,937 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000042 · primary_doc.xml · derivative · entry 3 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,937 shares Expires 2019-01-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2018 Filed Dec 12, 2018 20:04 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
Exercise / conversionCommon Stock | 4,750 | $4.62 | $21,945.00 |
DisclosureSEC source: 0001568214-18-000042 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2018 Filed Dec 12, 2018 20:04 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
Exercise / conversionCommon Stock | 6,937 | $4.62 | $32,048.94 |
DisclosureSEC source: 0001568214-18-000042 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 20:08 UTC |
Nukk-Freeman KatherinDirector
|
PurchaseCommon Stock | 550 | $18.63 | $10,248.54 |
DisclosureSEC source: 0001568214-18-000043 · primary_doc.xml · nonDerivative · entry 1 Nukk-Freeman Katherin · CIK 0001759127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550 Read SEC document |
| November 21, 2018 Filed Nov 23, 2018 16:23 UTC |
Huttle Frank IIIDirector
|
Exercise / conversionStock Option · Derivative | 18,103 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000041 · primary_doc.xml · derivative · entry 3 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,103 shares Expires 2018-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Due to a rounding error, the Form 4 filed on July 1, 2014 with respect to the stock options exercises reported herein, incorrectly reflected a grant 18,104 options, rather than 18,103. Read SEC document |
| November 21, 2018 Filed Nov 23, 2018 16:23 UTC |
Huttle Frank IIIDirector
|
Exercise / conversionCommon Stock | 18,103 | $4.62 | $83,635.86 |
DisclosureSEC source: 0001568214-18-000041 · primary_doc.xml · nonDerivative · entry 2 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 16:23 UTC |
Huttle Frank IIIDirector
|
SaleCommon Stock | 4,250 | $20.02 | $85,088.83 |
DisclosureSEC source: 0001568214-18-000041 · primary_doc.xml · nonDerivative · entry 1 Huttle Frank III · CIK 0001568217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,849 F1 · kind: The proceeds of the sale reported on this Form 4 were used by Mr. Huttle with respect to the settlement of the exercise price of the stock options also reported herein, as well as to satisfy estimated personal income tax obligations with respect to the same. Read SEC document |
| November 09, 2018 Filed Nov 9, 2018 18:04 UTC |
Criscione LauraEVP & Chief Compliance Officer
|
Exercise / conversionStock Option · Derivative | 3,900 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000038 · primary_doc.xml · derivative · entry 5 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,900 shares Expires 2019-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Due to a rounding error, the Form 4 filed on July 1, 2014 with respect to the stock options exercises reported herein, incorrectly reflected an exercise price of $4.61 rather than $4.62. Read SEC document |
| November 09, 2018 Filed Nov 9, 2018 18:04 UTC |
Criscione LauraEVP & Chief Compliance Officer
|
Exercise / conversionStock Option · Derivative | 5,218 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000038 · primary_doc.xml · derivative · entry 4 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,218 shares Expires 2019-01-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Due to a rounding error, the Form 4 filed on July 1, 2014 with respect to the stock options exercises reported herein, incorrectly reflected an exercise price of $4.61 rather than $4.62. Read SEC document |
| November 09, 2018 Filed Nov 9, 2018 18:04 UTC |
Criscione LauraEVP & Chief Compliance Officer
|
Exercise / conversionCommon Stock | 3,900 | $4.62 | $18,018.00 |
DisclosureSEC source: 0001568214-18-000038 · primary_doc.xml · nonDerivative · entry 3 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2018 Filed Nov 9, 2018 18:04 UTC |
Criscione LauraEVP & Chief Compliance Officer
|
Exercise / conversionCommon Stock | 5,218 | $4.62 | $24,107.16 |
DisclosureSEC source: 0001568214-18-000038 · primary_doc.xml · nonDerivative · entry 2 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2018 Filed Nov 7, 2018 20:45 UTC |
Kempner Michael WDirector
|
Exercise / conversionStock Option · Derivative | 25,966 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000035 · primary_doc.xml · derivative · entry 3 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,966 shares Expires 2018-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2018 Filed Nov 7, 2018 20:45 UTC |
Kempner Michael WDirector
|
Exercise / conversionCommon Stock | 25,966 | $4.62 | $119,962.92 |
DisclosureSEC source: 0001568214-18-000035 · primary_doc.xml · nonDerivative · entry 2 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 21:11 UTC |
Parisi Joseph Jr.Director
|
Exercise / conversionStock Option · Derivative | 22,739 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000037 · primary_doc.xml · derivative · entry 2 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,739 shares Expires 2018-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Due to a rounding error, the Form 4 filed on July 1, 2014 incorrectly reflected a grant of 22,740 options to purchase shares of the Issuer's common stock, instead of 22,739, as reflected here. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 21:11 UTC |
Parisi Joseph Jr.Director
|
Exercise / conversionCommon Stock | 22,739 | $4.62 | $105,054.18 |
DisclosureSEC source: 0001568214-18-000037 · primary_doc.xml · nonDerivative · entry 1 Parisi Joseph Jr. · CIK 0001568218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 21:05 UTC |
Boswell Stephen T.Director
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000036 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,675.837 Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 18:04 UTC |
Criscione LauraEVP & Chief Compliance Officer
|
SaleCommon Stock | 4,700 | $21.45 | $100,815.00 |
DisclosureSEC source: 0001568214-18-000038 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,384 F1 · kind: The proceeds of the sale reported on this Form 4 were used by Ms. Criscione with respect to the settlement of the exercise price of the stock options also reported herein, as well as to satisfy estimated personal income tax obligations with respect to the same. Read SEC document |
| November 06, 2018 Filed Nov 7, 2018 20:45 UTC |
Kempner Michael WDirector
|
SaleCommon Stock | 5,650 | $21.46 | $121,225.84 |
DisclosureSEC source: 0001568214-18-000035 · primary_doc.xml · nonDerivative · entry 1 Kempner Michael W · CIK 0001488604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,426 F1 · shares: The proceeds of the of sale reported herein were utilized in connection with the exercise of the stock options, also reported herein. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 20:41 UTC |
Boswell Stephen T.Director
|
PurchaseCommon Stock | 15,000 | $20.83 | $312,450.00 |
DisclosureSEC source: 0001568214-18-000034 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,675.837 F1 · balance_after: Also includes 1,651.308 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| August 20, 2018 Filed Aug 20, 2018 18:50 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
Exercise / conversionStock Option · Derivative | 51,935 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000033 · primary_doc.xml · derivative · entry 4 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,935 shares Expires 2018-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2018 Filed Aug 20, 2018 18:50 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
Exercise / conversionCommon Stock | 51,935 | $4.62 | $239,939.70 |
DisclosureSEC source: 0001568214-18-000033 · primary_doc.xml · nonDerivative · entry 3 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 18:50 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
SaleCommon Stock | 17,810 | $24.93 | $444,044.26 |
DisclosureSEC source: 0001568214-18-000033 · primary_doc.xml · nonDerivative · entry 2 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,989 Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 18:50 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
SaleCommon Stock | 10,918 | $25.06 | $273,600.71 |
DisclosureSEC source: 0001568214-18-000033 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,799 Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:40 UTC |
THOMPSON WILLIAMDirector
|
Exercise / conversionStock Option · Derivative | 473 | $0.00 Strike: $12.52 | $0.00 |
DisclosureSEC source: 0001568214-18-000032 · primary_doc.xml · derivative · entry 5 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 473 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable in four equal annual installments on March 1, 2014, 2015, 2016, and 2017. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:40 UTC |
THOMPSON WILLIAMDirector
|
Exercise / conversionStock Option · Derivative | 3,473 | $0.00 Strike: $7.67 | $0.00 |
DisclosureSEC source: 0001568214-18-000032 · primary_doc.xml · derivative · entry 4 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,473 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable in four equal annual installments on March 1, 2010, 2011, 2012, and 2013. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:40 UTC |
THOMPSON WILLIAMDirector
|
Exercise / conversionCommon Stock | 473 | $12.52 | $5,921.96 |
DisclosureSEC source: 0001568214-18-000032 · primary_doc.xml · nonDerivative · entry 3 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,314.1311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:40 UTC |
THOMPSON WILLIAMDirector
|
Exercise / conversionCommon Stock | 3,473 | $7.67 | $26,637.91 |
DisclosureSEC source: 0001568214-18-000032 · primary_doc.xml · nonDerivative · entry 2 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,841.1311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:40 UTC |
THOMPSON WILLIAMDirector
|
SaleCommon Stock | 1,325 | $25.15 | $33,323.75 |
DisclosureSEC source: 0001568214-18-000032 · primary_doc.xml · nonDerivative · entry 1 THOMPSON WILLIAM · CIK 0001089892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,368.1311 F1 · balance_after: The proceeds of the sale reported on this Form 4 were used by Mr. Thompson to fund the exercise of the stock options. Also includes 99.8296 shares acquired through the Company's Dividend Reimbursement & Optional Cash Purchase Plan. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 17:49 UTC |
BAIER FRANK WDirector
|
PurchaseCommon Stock | 2,000 | $24.91 | $49,820.00 |
DisclosureSEC source: 0001568214-18-000031 · primary_doc.xml · nonDerivative · entry 1 BAIER FRANK W · CIK 0001226353 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,102 Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 14:53 UTC |
MINOIA NICHOLASDirector
|
PurchaseCommon Stock | 5,000 | $24.77 | $123,850.00 |
DisclosureSEC source: 0001568214-18-000030 · primary_doc.xml · nonDerivative · entry 1 MINOIA NICHOLAS · CIK 0001450811 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,927.1251 F1 · balance_after: Also reflects 96.0017 shares acquired through the company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| March 30, 2018 Filed Apr 2, 2018 19:21 UTC |
Boswell Stephen T.Director
|
Exercise / conversionStock Option · Derivative | 15,000 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000029 · primary_doc.xml · derivative · entry 2 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2018-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: In connection with the preparation of this filing, the filer identified an inadvertent rounding error in the number of Stock Options reported in the Form 4 filed December 8, 2017, which reported a remaining amount of 14,999. The actual number of remaining Stock Options was 15,000. The filer's ownership has been updated accordingly to reflect the grant of one additional option. Read SEC document |
| March 30, 2018 Filed Apr 2, 2018 19:21 UTC |
Boswell Stephen T.Director
|
Exercise / conversionCommon Stock | 15,000 | $4.62 | $69,300.00 |
DisclosureSEC source: 0001568214-18-000029 · primary_doc.xml · nonDerivative · entry 1 Boswell Stephen T. · CIK 0001568224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,024.529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects 15,000 shares acquired from the exercise of 15,000 Stock Options at an exercise price of $4.62 per share, together with an additional 682.617 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 20:05 UTC |
Burns William SEVP & Chief Financial Officer
|
SaleCommon Stock | 1,517 | $28.87 | $43,795.79 |
DisclosureSEC source: 0001568214-18-000028 · primary_doc.xml · nonDerivative · entry 1 Burns William S · CIK 0001458372 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,283 F1 · shares: The proceeds of the sale reported on this Form 4 were used by Mr. Burns to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Mr. Burns by the Issuer. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 19:58 UTC |
Sorrentino Frank IIIDirector · Chairman, President & CEO
|
SaleCommon Stock | 4,716 | $29.35 | $138,426.39 |
DisclosureSEC source: 0001568214-18-000027 · primary_doc.xml · nonDerivative · entry 1 Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,717 F1 · shares: The proceeds of the sale reported on this Form 4 were used by Mr. Sorrentino to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Mr. Sorrentino by the Issuer. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 19:49 UTC |
Ewing Christopher J.EVP & Chief Operations Officer
|
SaleCommon Stock | 1,375 | $29.05 | $39,943.75 |
DisclosureSEC source: 0001568214-18-000026 · primary_doc.xml · nonDerivative · entry 1 Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,547 F1 · shares: The proceeds of the sale reported on this Form 4 were used by Mr. Ewing to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Mr. Ewing by the Issuer. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 19:45 UTC |
Magennis ElizabethEVP & Chief Lending Officer
|
SaleCommon Stock | 1,400 | $29.50 | $41,300.00 |
DisclosureSEC source: 0001568214-18-000025 · primary_doc.xml · nonDerivative · entry 1 Magennis Elizabeth · CIK 0001568272 · EVP & Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,902 F1 · shares: The proceeds of the sale reported on this Form 4 were used by Ms. Magennis to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Ms. Magennis by the Issuer. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 19:31 UTC |
Criscione LauraEVP & Chief Compliance Officer
|
SaleCommon Stock | 786 | $29.65 | $23,304.90 |
DisclosureSEC source: 0001568214-18-000024 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,084 F1 · shares: The proceeds of the sale reported on this Form 4 were used by Ms. Criscione to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Ms. Criscione by the Issuer. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:56 UTC |
McGrover Michael J.FSVP & Chief Credit Officer
|
GrantCommon Stock | 6,237.3013 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000023 · primary_doc.xml · nonDerivative · entry 1 McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,009.542 F1 · shares: Reflects 6,157 shares acquired pursuant to earned performance units granted on March 31, 2015, together with 80.3013 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:47 UTC |
Criscione LauraEVP & Chief Compliance Officer
|
Tax withholdingCommon Stock | 2,771 | $30.00 | $83,130.00 |
DisclosureSEC source: 0001568214-18-000022 · primary_doc.xml · nonDerivative · entry 2 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,870 F2 · shares: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.