CNA

SEC source: 0000021175-20-000038 · wf-form4_158445197153489.xml · nonDerivative · entry 2

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,446

F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-20-000038 · wf-form4_158445197153489.xml · nonDerivative · entry 1

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,195

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2019 performance cycle. 108,049 PSP shares were achieved and will cliff vest on March 15, 2022. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-20-000036 · wf-form4_158445184638134.xml · nonDerivative · entry 2

Aguinaga Elizabeth Ann · CIK 0001731385 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,736

F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-20-000036 · wf-form4_158445184638134.xml · nonDerivative · entry 1

Aguinaga Elizabeth Ann · CIK 0001731385 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,028

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2019 performance cycle. 10,203 PSP shares were achieved and will cliff vest on March 15, 2022. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-20-000034 · wf-form4_158445137901927.xml · nonDerivative · entry 2

MIRALLES ALBERT JOSEPH JR · CIK 0001605507 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,289

F3 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-20-000034 · wf-form4_158445137901927.xml · nonDerivative · entry 1

MIRALLES ALBERT JOSEPH JR · CIK 0001605507 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,038

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2019 performance cycle. 13,205 PSP shares were achieved and will cliff vest on March 15, 2022. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

SEC source: 0000021175-20-000027 · wf-form4_158318338002762.xml · nonDerivative · entry 1

Costonis Michael Anthony · CIK 0001758026 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,681

F1 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. As previously reported, these shares were granted to Mr. Costonis on September 1, 2018.

SEC source: 0000021175-20-000004 · wf-form4_157807401387359.xml · nonDerivative · entry 1

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,146

F1 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-19-000119 · wf-form4_157668410425915.xml · nonDerivative · entry 2

Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,357

F2 · price: This transaction was executed in multiple trades at prices ranging from $45.33 to $45.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000021175-19-000119 · wf-form4_157668410425915.xml · nonDerivative · entry 1

Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,575

F1 · price: This transaction was executed in multiple trades at prices ranging from $45.00 to $45.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000021175-19-000117 · wf-form4_157549820976244.xml · nonDerivative · entry 1

Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,575

F1 · price: This transaction was executed in two trades with the weighted average sale price reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000021175-19-000084 · wf-form4_155863088449712.xml · nonDerivative · entry 1

Smith Kevin Gene · CIK 0001709370 · President & COO, Specialty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of theparticipants upon the lapse of restrictions on those shares. As previously reported, these shares were awarded to Mr. Smith on May 22, 2017.

SEC source: 0000021175-19-000080 · wf-form4_155777825844867.xml · nonDerivative · entry 1

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,384

F1 · kind: Shares were transferred into the Dino Robusto Charitable Fund and then disposed.

SEC source: 0000021175-19-000078 · wf-form4_155673718730840.xml · nonDerivative · entry 1

Pinkes Andrew J · CIK 0001502912 · EVP, Worldwide P&C Claim

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,137

F1 · price: This transaction was executed in multiple trades at prices ranging from $45.45 to $45.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000021175-19-000067 · wf-form4_155631166967204.xml · nonDerivative · entry 1

Pinkes Andrew J · CIK 0001502912 · EVP, Worldwide P&C Claim

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,269

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-19-000056 · wf-form4_155302900765750.xml · nonDerivative · entry 2

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,478

F3 · security: Pursuant to a Stock Award Agreement between the Issuer and the Reporting Person dated March 18, 2019, such shares of the Issuer's common stock were issued in accordance with the Issuer's Incentive Compensation Plan and in satisfaction of certain provisions in the Employment Agreement between the Company and the Reporting Person dated as of November 13, 2015. The award shares will cliff vest on December 31, 2019, with no further restrictions.

SEC source: 0000021175-19-000042 · wf-form4_155302701135241.xml · nonDerivative · entry 1

Weber Scott L · CIK 0001708782 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,274

F1 · shares: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of the Issuer's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2018 performance cycle. 11,875 PSP shares were achieved and will cliff vest on March 15, 2021. No performance share unit shall vest on such vesting date unless the Reporting Person has been continuously employed with the Issuer from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the Issuer's shares at no cost.

SEC source: 0000021175-19-000056 · wf-form4_155302900765750.xml · nonDerivative · entry 1

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,219

F1 · shares: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of the Issuer's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2018 performance cycle. 92,942 PSP shares were achieved and will cliff vest on March 15, 2021. No performance share unit shall vest on such vesting date unless the Reporting Person has been continuously employed with the Issuer from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the Issuer's shares at no cost.

SEC source: 0000021175-19-000036 · wf-form4_155302613868864.xml · nonDerivative · entry 2

Brosnan David John · CIK 0001632772 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,771

F3 · kind: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-19-000036 · wf-form4_155302613868864.xml · nonDerivative · entry 1

Brosnan David John · CIK 0001632772 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,701

F1 · shares: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of the Issuer's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2018 performance cycle. 12,598 PSP shares were achieved and will cliff vest on March 15, 2021. No performance share unit shall vest on such vesting date unless the Reporting Person has been continuously employed with the Issuer from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the Issuer's shares at no cost.

SEC source: 0000021175-19-000054 · wf-form4_155302880841778.xml · nonDerivative · entry 2

Aguinaga Elizabeth Ann · CIK 0001731385 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,825

F3 · kind: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-19-000054 · wf-form4_155302880841778.xml · nonDerivative · entry 1

Aguinaga Elizabeth Ann · CIK 0001731385 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,362

F1 · shares: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of the Issuer's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2018 performance cycle. 8,777 PSP shares were achieved and will cliff vest on March 15, 2021. No performance share unit shall vest on such vesting date unless the Reporting Person has been continuously employed with the Issuer from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the Issuer's shares at no cost.

SEC source: 0000021175-19-000053 · wf-form4_155302831526500.xml · nonDerivative · entry 1

Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,598

F1 · shares: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of the Issuer's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2018 performance cycle. 16,781 PSP shares were achieved and will cliff vest on March 15, 2021. No performance share unit shall vest on such vesting date unless the Reporting Person has been continuously employed with the Issuer from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the Issuer's shares at no cost.

SEC source: 0000021175-19-000048 · wf-form4_155302739092130.xml · nonDerivative · entry 2

Haefner Larry A. · CIK 0001433209 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,121

F3 · kind: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-19-000048 · wf-form4_155302739092130.xml · nonDerivative · entry 1

Haefner Larry A. · CIK 0001433209 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,168

F1 · shares: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of the Issuer's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2018 performance cycle. 8,519 PSP shares were achieved and will cliff vest on March 15, 2021. No performance share unit shall vest on such vesting date unless the Reporting Person has been continuously employed with the Issuer from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the Issuer's shares at no cost.

SEC source: 0000021175-19-000044 · wf-form4_155302713427201.xml · nonDerivative · entry 1

Smith Kevin Gene · CIK 0001709370 · President & COO, Specialty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,997

F1 · shares: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of the Issuer's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2018 performance cycle. 16,781 PSP shares were achieved and will cliff vest on March 15, 2021. No performance share unit shall vest on such vesting date unless the Reporting Person has been continuously employed with the Issuer from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the Issuer's shares at no cost.

SEC source: 0000021175-19-000046 · wf-form4_155302725055775.xml · nonDerivative · entry 2

Pinkes Andrew J · CIK 0001502912 · EVP, Worldwide P&C Claim

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,096

F3 · kind: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-19-000046 · wf-form4_155302725055775.xml · nonDerivative · entry 1

Pinkes Andrew J · CIK 0001502912 · EVP, Worldwide P&C Claim

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,855

F1 · shares: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of the Issuer's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2018 performance cycle. 15,877 PSP shares were achieved and will cliff vest on March 15, 2021. No performance share unit shall vest on such vesting date unless the Reporting Person has been continuously employed with the Issuer from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the Issuer's shares at no cost.

SEC source: 0000021175-19-000040 · wf-form4_155302682633783.xml · nonDerivative · entry 2

MIRALLES ALBERT JOSEPH JR · CIK 0001605507 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,833

F3 · kind: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-19-000040 · wf-form4_155302682633783.xml · nonDerivative · entry 1

MIRALLES ALBERT JOSEPH JR · CIK 0001605507 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,669

F1 · shares: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of the Issuer's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2018 performance cycle. 11,359 PSP shares were achieved and will cliff vest on March 15, 2021. No performance share unit shall vest on such vesting date unless the Reporting Person has been continuously employed with the Issuer from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the Issuer's shares at no cost.

SEC source: 0000021175-19-000038 · wf-form4_155302628516981.xml · nonDerivative · entry 2

Leidwinger Kevin James · CIK 0001649695 · President & COO, Commerical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,701

F3 · kind: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-19-000038 · wf-form4_155302628516981.xml · nonDerivative · entry 1

Leidwinger Kevin James · CIK 0001649695 · President & COO, Commerical

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,382

F1 · shares: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of the Issuer's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2018 performance cycle. 17,167 PSP shares were achieved and will cliff vest on March 15, 2021. No performance share unit shall vest on such vesting date unless the Reporting Person has been continuously employed with the Issuer from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the Issuer's shares at no cost.

SEC source: 0000021175-19-000033 · wf-form4_155302567424265.xml · nonDerivative · entry 2

Anderson James Michael · CIK 0001749119 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,817

F3 · kind: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-19-000033 · wf-form4_155302567424265.xml · nonDerivative · entry 1

Anderson James Michael · CIK 0001749119 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,551

F1 · shares: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of the Issuer's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2018 performance cycle. 4,129 PSP shares were achieved and will cliff vest on March 15, 2021. No performance share unit shall vest on such vesting date unless the Reporting Person has been continuously employed with the Issuer from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the Issuer's shares at no cost.

SEC source: 0000021175-19-000031 · wf-form4_155302519589882.xml · nonDerivative · entry 1

Costonis Michael Anthony · CIK 0001758026 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,732

F1 · shares: The Issuer's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of the Issuer's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2018 performance cycle. 5,141 PSP shares were achieved and will cliff vest on March 15, 2021. No performance share unit shall vest on such vesting date unless the Reporting Person has been continuously employed with the Issuer from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the Issuer's shares at no cost.

SEC source: 0000021175-19-000029 · wf-form4_155234223962981.xml · nonDerivative · entry 1

Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,817

F1 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

F2 · balance_after: A review of current holdings of the issuer's common stock reflected a greater number of shares held than previously reported in May 2018; this Form reflects corrected number of shares. There have been no unreported transactions by the Reporting Person in the Issuer's common stock.

SEC source: 0000021175-19-000027 · wf-form4_155182546000409.xml · nonDerivative · entry 1

Costonis Michael Anthony · CIK 0001758026 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,591

F1 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. As previously reported, these shares were granted to Mr. Costonis on September 1, 2018.

SEC source: 0000021175-19-000014 · wf-form4_154964453639343.xml · nonDerivative · entry 1

Weber Scott L · CIK 0001708782 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,399

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

SEC source: 0000021175-19-000006 · wf-form4_154905997230948.xml · nonDerivative · entry 1

Merten Joseph Gerard · CIK 0001705572 · EVP, Technology & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,924

SEC source: 0000021175-19-000004 · wf-form4_154662375196727.xml · nonDerivative · entry 2

Mense D Craig · CIK 0001308943 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,291

F2 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. These shares were previously reported on March 19, 2018. Due to retirement, the vesting dates were accelerated to December 31, 2018.

SEC source: 0000021175-19-000004 · wf-form4_154662375196727.xml · nonDerivative · entry 1

Mense D Craig · CIK 0001308943 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,149

F1 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. These shares were previously reported on March 17, 2017. Due to retirement, the vesting dates were accelerated to December 31, 2018.

SEC source: 0000021175-19-000008 · wf-form5_154947489726994.xml · nonDerivative · entry 2

Mense D Craig · CIK 0001308943 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,791

F3 · security: Charitable contribution of 2,000 shares to St. Xavier High School.

F2 · price: Price reflects the average of the high and low price of CNA common stock on November 28, 2018.

SEC source: 0000021175-19-000008 · wf-form5_154947489726994.xml · nonDerivative · entry 1

Mense D Craig · CIK 0001308943 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,791

F1 · security: Charitable contribution of 2,500 shares to The Jefferson Scholars Foundation.

F2 · price: Price reflects the average of the high and low price of CNA common stock on November 28, 2018.

SEC source: 0000021175-18-000119 · wf-form4_154178266569291.xml · derivative · entry 3

Haefner Larry A. · CIK 0001433209 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2019-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.

F3 · derivative.exercise_date: As previously reported, the Stock Appreciation Rights became exercisable in four equal installments beginning on February 4, 2010. Grant date was February 4, 2009.

SEC source: 0000021175-18-000119 · wf-form4_154178266569291.xml · nonDerivative · entry 2

Haefner Larry A. · CIK 0001433209 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,649

F2 · price: This transaction was executed in multiple trades at prices ranging from $47.43 to $47.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000021175-18-000119 · wf-form4_154178266569291.xml · nonDerivative · entry 1

Haefner Larry A. · CIK 0001433209 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 11,358 shares of the issuers common stock.

SEC source: 0000021175-18-000080 · wf-form4_152728558970148.xml · nonDerivative · entry 1

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,277

SEC source: 0000021175-18-000078 · wf-form4_152717122224683.xml · nonDerivative · entry 1

Smith Kevin Gene · CIK 0001709370 · President & COO, Specialty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,216

F1 · shares: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants upon the lapse of restrictions on those shares. As previously reported, these shares were awarded to Mr. Smith on May 22, 2017.

SEC source: 0000021175-18-000074 · wf-form4_152570233183597.xml · nonDerivative · entry 1

Worman Douglas · CIK 0001513745 · EVP & Chief Underwriting Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,273

F1 · price: This transaction was executed in multiple trades at prices ranging from $47.30 to $48.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000021175-18-000054 · wf-form4_152148362863402.xml · nonDerivative · entry 2

Szerlong Timothy J · CIK 0001471870 · President, Worldwide Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,724

F4 · kind: The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.