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CMI

CUMMINS INC

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Tapewire entity
2961
SEC CIK
0000026172
Parsed reports
654

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202500
Jan 202600
Feb 2026019
Mar 202606
Apr 202600
May 2026021
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2018 Filed Nov 5, 2018 22:21 UTC
Satterthwaite TonyPresident - Distribution
SaleCommon 830 $141.61 $117,532.65
Disclosure

SEC source: 0001567619-18-005096 · doc1.xml · nonDerivative · entry 2

Satterthwaite Tony · CIK 0001438353 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,541

Read SEC document
November 05, 2018 Filed Nov 5, 2018 22:21 UTC
Satterthwaite TonyPresident - Distribution
Exercise / conversionCommon 830 $19.42 $16,118.60
Disclosure

SEC source: 0001567619-18-005096 · doc1.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 22:06 UTC SaleCommon 775 $143.64 $111,321.00
Disclosure

SEC source: 0001567619-18-005182 · doc1.xml · nonDerivative · entry 1

HERMAN ALEXIS M · CIK 0001198691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,068.5304

Read SEC document
October 09, 2018 Filed Oct 10, 2018 14:16 UTC
Smith Mark AndrewVP - Operations Finance
Exercise / conversionStock Option (Right-to-Buy) · Derivative 820 $0.00 Strike: $67.58 $0.00
Disclosure

SEC source: 0001225208-18-014509 · doc4.xml · derivative · entry 3

Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 820 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2018 Filed Oct 10, 2018 14:16 UTC
Smith Mark AndrewVP - Operations Finance
SaleCommon 501 $153.27 $76,788.27
Disclosure

SEC source: 0001225208-18-014509 · doc4.xml · nonDerivative · entry 2

Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,962

F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 10, 2018.

Read SEC document
October 09, 2018 Filed Oct 10, 2018 14:16 UTC
Smith Mark AndrewVP - Operations Finance
Exercise / conversionCommon 820 $67.58 $55,411.50
Disclosure

SEC source: 0001225208-18-014509 · doc4.xml · nonDerivative · entry 1

Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 10, 2018.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 14:16 UTC
ROSE MARYA MV.P. - CAO
Exercise / conversionStock Option (Right-to-Buy) · Derivative 5,220 $0.00 Strike: $119.77 $0.00
Disclosure

SEC source: 0001225208-18-014510 · doc4.xml · derivative · entry 8

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 5,220 shares

Expires 2021-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 14:16 UTC
ROSE MARYA MV.P. - CAO
Exercise / conversionStock Option (Right-to-Buy) · Derivative 7,350 $0.00 Strike: $120.28 $0.00
Disclosure

SEC source: 0001225208-18-014510 · doc4.xml · derivative · entry 7

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 7,350 shares

Expires 2022-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 14:16 UTC
ROSE MARYA MV.P. - CAO
SaleCommon 7,350 $151.07 $1,110,365.97
Disclosure

SEC source: 0001225208-18-014510 · doc4.xml · nonDerivative · entry 5

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,065

F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 7, 2018.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 14:16 UTC
ROSE MARYA MV.P. - CAO
SaleCommon 5,220 $151.07 $788,586.44
Disclosure

SEC source: 0001225208-18-014510 · doc4.xml · nonDerivative · entry 4

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,415

F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 7, 2018.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 14:16 UTC
ROSE MARYA MV.P. - CAO
SaleCommon 2,009 $151.07 $303,500.03
Disclosure

SEC source: 0001225208-18-014510 · doc4.xml · nonDerivative · entry 3

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,635

F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 7, 2018.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 14:16 UTC
ROSE MARYA MV.P. - CAO
Exercise / conversionCommon 5,220 $119.77 $625,199.40
Disclosure

SEC source: 0001225208-18-014510 · doc4.xml · nonDerivative · entry 2

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 7, 2018.

Read SEC document
October 08, 2018 Filed Oct 10, 2018 14:16 UTC
ROSE MARYA MV.P. - CAO
Exercise / conversionCommon 7,350 $120.28 $884,058.00
Disclosure

SEC source: 0001225208-18-014510 · doc4.xml · nonDerivative · entry 1

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 7, 2018.

Read SEC document
October 03, 2018 Filed Oct 4, 2018 20:42 UTC
Ward PatVP - Chief Financial Officer
SaleCommon 2,221 $149.90 $332,927.90
Disclosure

SEC source: 0001225208-18-014434 · doc4.xml · nonDerivative · entry 4

Ward Pat · CIK 0001436125 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,481

F3 · shares: Sale pursuant to Rule 10b5-1 Trading Plan entered into on August 3, 2018.

Read SEC document
October 03, 2018 Filed Oct 4, 2018 20:42 UTC
Cook Jill EChief Human Resources Officer
Exercise / conversionStock Option (Right-to-Buy) · Derivative 4,360 $0.00 Strike: $58.12 $0.00
Disclosure

SEC source: 0001225208-18-014433 · doc4.xml · derivative · entry 5

Cook Jill E · CIK 0001528025 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 4,360 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2018 Filed Oct 4, 2018 20:42 UTC
Cook Jill EChief Human Resources Officer
SaleCommon 4,360 $150.00 $654,000.00
Disclosure

SEC source: 0001225208-18-014433 · doc4.xml · nonDerivative · entry 3

Cook Jill E · CIK 0001528025 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,678

F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 3, 2018.

Read SEC document
October 03, 2018 Filed Oct 4, 2018 20:42 UTC
Cook Jill EChief Human Resources Officer
SaleCommon 947 $150.00 $142,050.00
Disclosure

SEC source: 0001225208-18-014433 · doc4.xml · nonDerivative · entry 2

Cook Jill E · CIK 0001528025 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,038

Read SEC document
October 03, 2018 Filed Oct 4, 2018 20:42 UTC
Cook Jill EChief Human Resources Officer
Exercise / conversionCommon 4,360 $58.12 $253,381.40
Disclosure

SEC source: 0001225208-18-014433 · doc4.xml · nonDerivative · entry 1

Cook Jill E · CIK 0001528025 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 3, 2018.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:42 UTC
Ward PatVP - Chief Financial Officer
GiftCommon 7,984 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-014434 · doc4.xml · nonDerivative · entry 6

Ward Pat · CIK 0001436125 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 19,248

F4 · balance_after: Reflects a decrease of 7,984 shares that were distributed to the reporting person.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:42 UTC
Ward PatVP - Chief Financial Officer
SaleCommon 2,282 $147.98 $337,690.36
Disclosure

SEC source: 0001225208-18-014434 · doc4.xml · nonDerivative · entry 3

Ward Pat · CIK 0001436125 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,702

F3 · shares: Sale pursuant to Rule 10b5-1 Trading Plan entered into on August 3, 2018.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 20:42 UTC
Ward PatVP - Chief Financial Officer
GiftCommon 7,984 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-014434 · doc4.xml · nonDerivative · entry 2

Ward Pat · CIK 0001436125 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,984

F2 · balance_after: Reflects an increase for 7,984 shares previously held by the Diane E. Ward Revocable Trust, of which the reporting person is the trustee and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
September 19, 2018 Filed Jan 18, 2019 16:10 UTC
RUMSEY JENNIFERChief Technical Officer
GiftCommon 580 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001021 · doc5.xml · nonDerivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,923

F1 · kind: Gift of shares from the reporting person's directly-held shares to the reporting person's revocable trust.

Read SEC document
September 19, 2018 Filed Jan 18, 2019 16:10 UTC
RUMSEY JENNIFERChief Technical Officer
GiftCommon 580 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001021 · doc5.xml · nonDerivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Gift of shares from the reporting person's directly-held shares to the reporting person's revocable trust.

F2 · balance_after: Reflects a negative adjustment of 5 shares since the reporting person's last Form 4 to reflect an increase in the number of shares withheld to satisfy tax liabilities related to earned performance shares. The withholding transaction was exempt under Section 16b-3.

Read SEC document
August 30, 2018 Filed Jan 18, 2019 16:11 UTC GiftCommon 1,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 7

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 22,474

F5 · kind: Gift to reporting person's donor advised charitable fund.

Read SEC document
August 28, 2018 Filed Dec 19, 2018 13:43 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GiftCommon 34,485 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016840 · doc4.xml · nonDerivative · entry 9

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT #3

Disclosed balance after: 34,485

F2 · shares: 34,485 shares held by the reporting person in The Norman Thomas Linebarger Revocable Trust were transferred to the Grantor Retained Annuity Trust #3.

Read SEC document
August 28, 2018 Filed Dec 19, 2018 13:43 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GiftCommon 20,568 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016840 · doc4.xml · nonDerivative · entry 7

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT #2

Disclosed balance after: 6,818

F1 · shares: 20,568 shares held in the Grantor Retained Annuity Trust #2 were transferred to The Norman Thomas Linebarger Revocable Trust.

Read SEC document
August 28, 2018 Filed Dec 19, 2018 13:43 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GiftCommon 34,485 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016840 · doc4.xml · nonDerivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,933

F2 · shares: 34,485 shares held by the reporting person in The Norman Thomas Linebarger Revocable Trust were transferred to the Grantor Retained Annuity Trust #3.

Read SEC document
August 28, 2018 Filed Dec 19, 2018 13:43 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GiftCommon 20,568 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016840 · doc4.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,418

F1 · shares: 20,568 shares held in the Grantor Retained Annuity Trust #2 were transferred to The Norman Thomas Linebarger Revocable Trust.

Read SEC document
August 28, 2018 Filed Jan 18, 2019 16:11 UTC GiftCommon 3,832 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 6

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 23,902

F3 · kind: Upon termination of the Grantor Retained Annuity Trust #1 by the reporting person, a total of 1,242 shares (621 each) were distributed to the reporting person's children, and the remaining 3,832 shares in the Grantor Retained Annuity Trust #1 were distributed to the reporting person's revocable trust.

Read SEC document
August 28, 2018 Filed Jan 18, 2019 16:11 UTC GiftCommon 3,832 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 3

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT #1

Disclosed balance after: 0

F3 · kind: Upon termination of the Grantor Retained Annuity Trust #1 by the reporting person, a total of 1,242 shares (621 each) were distributed to the reporting person's children, and the remaining 3,832 shares in the Grantor Retained Annuity Trust #1 were distributed to the reporting person's revocable trust.

Read SEC document
August 28, 2018 Filed Jan 18, 2019 16:11 UTC GiftCommon 1,242 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 2

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT #1

Disclosed balance after: 3,832

F3 · kind: Upon termination of the Grantor Retained Annuity Trust #1 by the reporting person, a total of 1,242 shares (621 each) were distributed to the reporting person's children, and the remaining 3,832 shares in the Grantor Retained Annuity Trust #1 were distributed to the reporting person's revocable trust.

Read SEC document
August 14, 2018 Filed Aug 20, 2018 19:35 UTC
CHAPMAN STEVEN MGroup Vice President
GiftCommon 1,322 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-012742 · doc4.xml · nonDerivative · entry 1

CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,823

Read SEC document
August 06, 2018 Filed Aug 8, 2018 19:11 UTC
Embree Tracy AVP & Pres. - Components Group
Exercise / conversionStock Option (Right-to-Buy) · Derivative 650 $0.00 Strike: $67.58 $0.00
Disclosure

SEC source: 0001225208-18-012423 · doc4.xml · derivative · entry 4

Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 650 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 19:11 UTC
Embree Tracy AVP & Pres. - Components Group
SaleCommon 462 $141.70 $65,467.43
Disclosure

SEC source: 0001225208-18-012423 · doc4.xml · nonDerivative · entry 2

Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,660

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.7029 - $141.71. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

F2 · balance_after: Reflects a negative adjustment of 7 shares since the Reporting Person's last Form 4 to reflect an increase in the number of shares withheld to satisfy tax liabilities related to earned performance shares.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 19:11 UTC
Embree Tracy AVP & Pres. - Components Group
Exercise / conversionCommon 650 $67.58 $43,923.75
Disclosure

SEC source: 0001225208-18-012423 · doc4.xml · nonDerivative · entry 1

Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2018 Filed Aug 6, 2018 19:40 UTC SaleCommon 735 $139.90 $102,826.50
Disclosure

SEC source: 0001225208-18-012325 · doc4.xml · nonDerivative · entry 1

HERMAN ALEXIS M · CIK 0001198691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,843.5304

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.61 - $140.16. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

F2 · balance_after: Includes 217.089574 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 08, 2018 Filed May 8, 2018 21:04 UTC GrantCommon 938 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008919 · doc4.xml · nonDerivative · entry 1

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,865.613

F1 · balance_after: Includes 416.063066 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 08, 2018 Filed May 8, 2018 21:04 UTC GrantCommon 938 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008918 · doc4.xml · nonDerivative · entry 1

MILLER WILLIAM I · CIK 0001160688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,913.9931

F1 · balance_after: Includes 715.240881 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 08, 2018 Filed May 8, 2018 21:04 UTC GrantCommon 938 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008917 · doc4.xml · nonDerivative · entry 1

HERMAN ALEXIS M · CIK 0001198691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,361.4408

F1 · balance_after: Includes 767.608038 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 08, 2018 Filed May 8, 2018 21:04 UTC GrantCommon 938 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008915 · doc4.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938

Read SEC document
May 08, 2018 Filed May 8, 2018 21:04 UTC GrantCommon 938 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008916 · doc4.xml · nonDerivative · entry 1

HERDMAN ROBERT · CIK 0001263879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,345.8699

F1 · balance_after: Includes 156.903488 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 08, 2018 Filed May 8, 2018 21:04 UTC GrantCommon 938 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008914 · doc4.xml · nonDerivative · entry 1

LYNCH THOMAS J · CIK 0001208323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,319

Read SEC document
May 08, 2018 Filed May 8, 2018 21:04 UTC GrantCommon 938 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008913 · doc4.xml · nonDerivative · entry 1

DOBBS STEPHEN B · CIK 0001268254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,861

Read SEC document
May 08, 2018 Filed May 8, 2018 21:03 UTC GrantCommon 938 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008912 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,036

Read SEC document
May 08, 2018 Filed May 8, 2018 21:03 UTC GrantCommon 938 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008911 · doc4.xml · nonDerivative · entry 1

ChangDiaz Franklin R · CIK 0001478314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,752

Read SEC document
May 08, 2018 Filed May 8, 2018 21:03 UTC GrantCommon 938 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008910 · doc4.xml · nonDerivative · entry 1

Bernhard Robert J · CIK 0001450339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,402

Read SEC document
May 08, 2018 Filed Jan 18, 2019 16:11 UTC GiftCommon 3,307 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 5

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 20,070

F1 · kind: Gift of shares from the reporting person's directly-held shares to the reporting person's revocable trust.

Read SEC document
May 08, 2018 Filed Jan 18, 2019 16:11 UTC GiftCommon 3,307 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Gift of shares from the reporting person's directly-held shares to the reporting person's revocable trust.

F2 · balance_after: Reflects a negative adjustment of 24 shares since the reporting person's last Form 4 to reflect an increase in the number of shares withheld to satisfy tax liabilities related to earned performance shares. The withholding transaction was exempt under Section 16b-3.

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April 05, 2018 Filed Oct 4, 2018 20:42 UTC
Ward PatVP - Chief Financial Officer
GiftCommon 2,282 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-014434 · doc4.xml · nonDerivative · entry 5

Ward Pat · CIK 0001436125 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 27,232

Read SEC document
April 05, 2018 Filed Oct 4, 2018 20:42 UTC
Ward PatVP - Chief Financial Officer
GiftCommon 2,282 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-014434 · doc4.xml · nonDerivative · entry 1

Ward Pat · CIK 0001436125 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects a negative adjustment of 16 shares since the Reporting Person's last Form 4 to reflect an increase in the number of shares withheld to satisfy tax liabilities related to earned performance shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.