Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2018 Filed May 3, 2018 00:27 UTC |
VARGA PAUL CDirector · Chairman & CEO
|
Tax withholdingClass B Common | 1,893 | $56.04 | $106,083.72 |
DisclosureSEC source: 0000014693-18-000051 · wf-form4_152530719062866.xml · nonDerivative · entry 2 VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,894 F3 · shares: To satisfy withholding obligations associated with the shares of Class B performance-based restricted stock that were issued in the February 2018 stock split and vested on April 30, 2018, the reporting person surrendered 1,893 shares of Class B common stock. F4 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. F5 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 62,213 additional shares in the February 2018 stock split, including 3,980 shares of Class B common performance-based restricted stock issued in connection with the July 24, 2014 award of Class A common stock. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:27 UTC |
VARGA PAUL CDirector · Chairman & CEO
|
Tax withholdingClass A Common | 7,570 | $53.37 | $404,010.90 |
DisclosureSEC source: 0000014693-18-000051 · wf-form4_152530719062866.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,713 F1 · shares: To satisfy withholding obligations associated with the July 24, 2014 award of Class A common stock that vested on April 30, 2018, the reporting person surrendered 7,570 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:24 UTC |
Brown George Garvin IVDirector
|
Exercise / conversionStock Appreciation Right · Derivative | 3,928 | $0.00 Strike: $13.94 | $0.00 |
DisclosureSEC source: 0000014693-18-000049 · wf-form4_152530708342801.xml · derivative · entry 14 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 3,928 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 3,084 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend. F11 · derivative.underlying_shares: These stock appreciation rights were previously reported as covering 3,084 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:24 UTC |
Brown George Garvin IVDirector
|
Tax withholdingClass B Common | 3,980 | $56.04 | $223,039.20 |
DisclosureSEC source: 0000014693-18-000049 · wf-form4_152530708342801.xml · nonDerivative · entry 4 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 743,298 F3 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:24 UTC |
Brown George Garvin IVDirector
|
Exercise / conversionClass B Common | 8,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000049 · wf-form4_152530708342801.xml · nonDerivative · entry 3 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 747,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:24 UTC |
Brown George Garvin IVDirector
|
Tax withholdingClass B Common | 2,323 | $56.04 | $130,180.92 |
DisclosureSEC source: 0000014693-18-000049 · wf-form4_152530708342801.xml · nonDerivative · entry 2 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,552 F2 · price: The closing price of BF-B on April 27, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:24 UTC |
Brown George Garvin IVDirector
|
Exercise / conversionClass B Common | 3,928 | $13.94 | $54,764.18 |
DisclosureSEC source: 0000014693-18-000049 · wf-form4_152530708342801.xml · nonDerivative · entry 1 Brown George Garvin IV · CIK 0001362478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 169,794 additional shares in the February 2018 stock split. Additionally, total has been updated to include 26,361 Class B shares previously held in a 401(k) account but transferred to direct holdings before the stock split. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:22 UTC |
Brown Campbell PDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,213 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000047 · wf-form4_152530694884441.xml · derivative · entry 15 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 1,213 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each restricted stock unit represents a contingent right to recive one share of Brown-Forman Class B common stock. F13 · derivative.expiration_date: The restricted stock units were granted on July 24, 2014, and vested April 30, 2018. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:22 UTC |
Brown Campbell PDirector
|
Exercise / conversionStock Appreciation Right · Derivative | 4,379 | $0.00 Strike: $13.94 | $0.00 |
DisclosureSEC source: 0000014693-18-000047 · wf-form4_152530694884441.xml · derivative · entry 14 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 4,379 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 3,438 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend. F11 · derivative.underlying_shares: These stock appreciation rights were previously reported as covering 3,438 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:22 UTC |
Brown Campbell PDirector
|
Tax withholdingClass B Common | 395 | $56.04 | $22,135.80 |
DisclosureSEC source: 0000014693-18-000047 · wf-form4_152530694884441.xml · nonDerivative · entry 4 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,191,101 F3 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:22 UTC |
Brown Campbell PDirector
|
Exercise / conversionClass B Common | 1,213 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000047 · wf-form4_152530694884441.xml · nonDerivative · entry 3 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,191,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:22 UTC |
Brown Campbell PDirector
|
Tax withholdingClass B Common | 2,185 | $56.04 | $122,447.40 |
DisclosureSEC source: 0000014693-18-000047 · wf-form4_152530694884441.xml · nonDerivative · entry 2 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,190,283 F2 · price: The closing price of BF-B on April 27, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:22 UTC |
Brown Campbell PDirector
|
Exercise / conversionClass B Common | 4,379 | $13.94 | $61,052.02 |
DisclosureSEC source: 0000014693-18-000047 · wf-form4_152530694884441.xml · nonDerivative · entry 1 Brown Campbell P · CIK 0001421727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 559,512 additional shares in the February 2018 stock split. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:20 UTC |
Hayes John V.SVP, Chief Marketing Officer
|
Tax withholdingClass B Common | 106 | $56.04 | $5,940.24 |
DisclosureSEC source: 0000014693-18-000045 · wf-form4_152530678148590.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,278 F3 · shares: To satisfy withholding obligations associated with the shares of Class B performance-based restricted stock that were issued in the February 2018 stock split and vested on April 30, 2018, the reporting person surrendered 106 shares of Class B common stock. F4 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:20 UTC |
Hayes John V.SVP, Chief Marketing Officer
|
Tax withholdingClass A Common | 422 | $53.37 | $22,522.14 |
DisclosureSEC source: 0000014693-18-000045 · wf-form4_152530678148590.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,742 F1 · shares: To satisfy withholding obligations associated with the July 24, 2014 award of Class A common stock that vested on April 30, 2018, the reporting person surrendered 422 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:10 UTC |
Steiner Lisa PSVP, Chief of Staff
|
Tax withholdingClass B Common | 97 | $56.04 | $5,435.88 |
DisclosureSEC source: 0000014693-18-000043 · wf-form4_152530618830842.xml · nonDerivative · entry 2 Steiner Lisa P · CIK 0001579721 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,275 F3 · shares: To satisfy withholding obligations associated with the shares of Class B performance-based restricted stock that were issued in the February 2018 stock split and vested on April 30, 2018, the reporting person surrendered 97 shares of Class B common stock. F4 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. F5 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 2,890 additional shares in the February 2018 stock split, including 306 shares of Class B common performance-based restricted stock issued in connection with the July 24, 2014 award of Class A common stock. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:10 UTC |
Steiner Lisa PSVP, Chief of Staff
|
Tax withholdingClass A Common | 389 | $53.37 | $20,760.93 |
DisclosureSEC source: 0000014693-18-000043 · wf-form4_152530618830842.xml · nonDerivative · entry 1 Steiner Lisa P · CIK 0001579721 · SVP, Chief of Staff 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,692 F1 · shares: To satisfy withholding obligations associated with the July 24, 2014 award of Class A common stock that vested on April 30, 2018, the reporting person surrendered 389 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:04 UTC |
Farrer MarshallDirector
|
Exercise / conversionStock Appreciation Right · Derivative | 6,169 | $0.00 Strike: $13.94 | $0.00 |
DisclosureSEC source: 0000014693-18-000041 · wf-form4_152530584927191.xml · derivative · entry 5 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 6,169 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 4,844 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend. F4 · derivative.underlying_shares: These stock appreciation rights were previously reported as covering 4,844 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:04 UTC |
Farrer MarshallDirector
|
Tax withholdingClass B Common | 309 | $56.04 | $17,316.36 |
DisclosureSEC source: 0000014693-18-000041 · wf-form4_152530584927191.xml · nonDerivative · entry 4 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,449 F3 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:04 UTC |
Farrer MarshallDirector
|
Exercise / conversionClass B Common | 971 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000041 · wf-form4_152530584927191.xml · nonDerivative · entry 3 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:04 UTC |
Farrer MarshallDirector
|
Tax withholdingClass B Common | 3,039 | $56.04 | $170,305.56 |
DisclosureSEC source: 0000014693-18-000041 · wf-form4_152530584927191.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,787 F2 · price: The closing price of BF-B on April 27, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:04 UTC |
Farrer MarshallDirector
|
Exercise / conversionClass B Common | 6,169 | $13.94 | $86,008.20 |
DisclosureSEC source: 0000014693-18-000041 · wf-form4_152530584927191.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 531 additional shares in the February 2018 stock split. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:46 UTC |
Fitzgerald Brian PSVP, Chief Accounting Officer
|
Exercise / conversionStock Appreciation Right · Derivative | 6,169 | $0.00 Strike: $13.94 | $0.00 |
DisclosureSEC source: 0000014693-18-000039 · wf-form4_152530479262311.xml · derivative · entry 3 Fitzgerald Brian P · CIK 0001566296 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 6,169 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 4,844 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend. F3 · derivative.underlying_shares: These stock appreciation rights were previously reported as covering 4,844 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:46 UTC |
Fitzgerald Brian PSVP, Chief Accounting Officer
|
Tax withholdingClass B Common | 3,064 | $56.04 | $171,706.56 |
DisclosureSEC source: 0000014693-18-000039 · wf-form4_152530479262311.xml · nonDerivative · entry 2 Fitzgerald Brian P · CIK 0001566296 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,522 F2 · price: The closing price of BF-B on April 27, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:46 UTC |
Fitzgerald Brian PSVP, Chief Accounting Officer
|
Exercise / conversionClass B Common | 6,169 | $13.94 | $86,008.20 |
DisclosureSEC source: 0000014693-18-000039 · wf-form4_152530479262311.xml · nonDerivative · entry 1 Fitzgerald Brian P · CIK 0001566296 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 883 additional shares in the February 2018 stock split. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:41 UTC |
McCallum Mark IEVP/Pres. Jack Daniel's Brands
|
Tax withholdingClass B Common | 249 | $56.04 | $13,953.96 |
DisclosureSEC source: 0000014693-18-000035 · wf-form4_152530441284865.xml · nonDerivative · entry 2 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,048 F3 · shares: To satisfy withholding obligations associated with the shares of Class B performance-based restricted stock that were issued in the February 2018 stock split and vested on April 30, 2018, the reporting person surrendered 249 shares of Class B common stock. F4 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. F5 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 14,583 additional shares in the February 2018 stock split, including 764 shares of Class B common performance-based restricted stock issued in connection with the July 24, 2014 award of Class A common stock. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:41 UTC |
McCallum Mark IEVP/Pres. Jack Daniel's Brands
|
Tax withholdingClass A Common | 996 | $53.37 | $53,156.52 |
DisclosureSEC source: 0000014693-18-000035 · wf-form4_152530441284865.xml · nonDerivative · entry 1 McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,627 F1 · shares: To satisfy withholding obligations associated with the July 24, 2014 award of Class A common stock that vested on April 30, 2018, the reporting person surrendered 996 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:44 UTC |
de Chabert Ralph ESVP, Chief Diversity Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000037 · wf-form4_152530461478978.xml · derivative · entry 3 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. F4 · derivative.expiration_date: The restricted stock units were granted July 24, 2014, and vested April 30, 2018. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:44 UTC |
de Chabert Ralph ESVP, Chief Diversity Officer
|
Tax withholdingClass B Common | 139 | $56.04 | $7,789.56 |
DisclosureSEC source: 0000014693-18-000037 · wf-form4_152530461478978.xml · nonDerivative · entry 2 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,423 F2 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:44 UTC |
de Chabert Ralph ESVP, Chief Diversity Officer
|
Exercise / conversionClass B Common | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000037 · wf-form4_152530461478978.xml · nonDerivative · entry 1 de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 640 additional shares in the February 2018 stock split. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:38 UTC |
Hawley Kirsten MSVP, Chief HR Officer
|
Tax withholdingClass B Common | 81 | $56.04 | $4,539.24 |
DisclosureSEC source: 0000014693-18-000033 · wf-form4_152530429501555.xml · nonDerivative · entry 2 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,807 F3 · shares: To satisfy withholding obligations associated with the shares of Class B performance-based restricted stock that were issued in the February 2018 stock split and vested on April 30, 2018, the reporting person surrendered 81 shares of Class B common stock. F4 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. F5 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 902 additional shares in the February 2018 stock split, including 248 shares of Class B common performance-based restricted stock issued in connection with the July 24, 2014 award of Class A common stock. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:38 UTC |
Hawley Kirsten MSVP, Chief HR Officer
|
Tax withholdingClass A Common | 324 | $53.37 | $17,291.88 |
DisclosureSEC source: 0000014693-18-000033 · wf-form4_152530429501555.xml · nonDerivative · entry 1 Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,303 F1 · shares: To satisfy withholding obligations associated with the July 24, 2014 award of Class A common stock that vested on April 30, 2018, the reporting person surrendered 324 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:36 UTC |
Masick Michael AndrewVP DIR CORP STRATEGY
|
Exercise / conversionRestricted Stock Units · Derivative | 294 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000031 · wf-form4_152530416799543.xml · derivative · entry 3 Masick Michael Andrew · CIK 0001719142 · VP DIR CORP STRATEGY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 294 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to recive one share of Brown-Forman Class B common stock. F3 · derivative.expiration_date: The restricted stock units were granted on July 24, 2014, and vested on April 30, 2018. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:36 UTC |
Masick Michael AndrewVP DIR CORP STRATEGY
|
Tax withholdingClass B Common | 94 | $56.04 | $5,267.76 |
DisclosureSEC source: 0000014693-18-000031 · wf-form4_152530416799543.xml · nonDerivative · entry 2 Masick Michael Andrew · CIK 0001719142 · VP DIR CORP STRATEGY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 F1 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:36 UTC |
Masick Michael AndrewVP DIR CORP STRATEGY
|
Exercise / conversionClass B Common | 294 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000031 · wf-form4_152530416799543.xml · nonDerivative · entry 1 Masick Michael Andrew · CIK 0001719142 · VP DIR CORP STRATEGY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:33 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Exercise / conversionStock Appreciation Right · Derivative | 9,327 | $0.00 Strike: $13.94 | $0.00 |
DisclosureSEC source: 0000014693-18-000029 · wf-form4_152530397513255.xml · derivative · entry 7 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 9,327 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 7,324 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend. F8 · derivative.underlying_shares: These stock appreciation rights were previously reported as covering 7,324 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:33 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Tax withholdingClass B Common | 121 | $56.04 | $6,780.84 |
DisclosureSEC source: 0000014693-18-000029 · wf-form4_152530397513255.xml · nonDerivative · entry 4 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,374 F5 · shares: To satisfy withholding obligations associated with the shares of Class B performance-based restricted stock that were issued in the February 2018 stock split and vested on April 30, 2018, the reporting person surrendered 121 shares of Class B common stock. F2 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:33 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Tax withholdingClass A Common | 482 | $53.37 | $25,724.34 |
DisclosureSEC source: 0000014693-18-000029 · wf-form4_152530397513255.xml · nonDerivative · entry 3 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,657 F3 · shares: To satisfy withholding obligations associated with the July 24, 2014 award of Class A common stock that vested on April 30, 2018, the reporting person surrendered 482 shares of Class A common stock. F4 · price: The closing price of BF-A on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:33 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Tax withholdingClass B Common | 4,602 | $56.04 | $257,896.08 |
DisclosureSEC source: 0000014693-18-000029 · wf-form4_152530397513255.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,495 F2 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:33 UTC |
Hamel Matthew EEVP, Gen Counsel and Secretary
|
Exercise / conversionClass B Common | 9,327 | $13.94 | $130,037.03 |
DisclosureSEC source: 0000014693-18-000029 · wf-form4_152530397513255.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 11,581 additional shares in the February 2018 stock split, including 370 shares of Class B common performance-based restricted stock issued in connection with the July 24, 2014 award of Class A common stock. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:30 UTC |
Morreau Jane CecilEVP, Chief Financial Officer
|
Tax withholdingClass B Common | 368 | $56.04 | $20,622.72 |
DisclosureSEC source: 0000014693-18-000027 · wf-form4_152530382010694.xml · nonDerivative · entry 2 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,899 F4 · shares: To satisfy withholding obligations associated with the shares of Class B performance-based restricted stock that were issued in the February 2018 stock split and vested on April 30, 2018, the reporting person surrendered 368 shares of Class B common stock. F5 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. F6 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 6,163 additional shares in the February 2018 stock split, including 773 shares of Class B common performance-based restricted stock issued in connection with the July 24, 2014 award of Class A common stock. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:30 UTC |
Morreau Jane CecilEVP, Chief Financial Officer
|
Tax withholdingClass A Common | 1,472 | $53.37 | $78,560.64 |
DisclosureSEC source: 0000014693-18-000027 · wf-form4_152530382010694.xml · nonDerivative · entry 1 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,081 F1 · shares: To satisfy withholding obligations associated with the July 24, 2014 award of Class A common stock that vested on April 30, 2018, the reporting person surrendered 1,472 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2018 was used to calculate the withholding obligation. F3 · balance_after: Total has been updated to reflect dividend reinvestment. Read SEC document |
| April 12, 2018 Filed Jun 14, 2018 00:21 UTC |
Brown Stuart RDirector
|
GiftClass B Common | 681,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000090 · wf-form4_152893565102274.xml · nonDerivative · entry 5 Brown Stuart R · CIK 0001549563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,321 Read SEC document |
| April 06, 2018 Filed Jun 13, 2018 22:03 UTC |
Hayes John V.SVP, Chief Marketing Officer
|
GiftClass B Common | 8,332 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000086 · wf-form4_152892736746879.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 17,329 F1 · balance_after: Total has been adjusted to reflect that shares originally reported as directly held are instead held by a revocable trust. Read SEC document |
| April 06, 2018 Filed Jun 13, 2018 22:03 UTC |
Hayes John V.SVP, Chief Marketing Officer
|
GiftClass B Common | 8,332 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000086 · wf-form4_152892736746879.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,628 F1 · balance_after: Total has been adjusted to reflect that shares originally reported as directly held are instead held by a revocable trust. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 20:31 UTC |
Wolf Pen Branch GP, LLC10% owner
|
OtherClass B Common Stock | 105,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008986 · doc4.xml · nonDerivative · entry 1 Wolf Pen Branch GP, LLC · CIK 0001701990 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reporting person distributed the shares to its members on a pro rata basis. F2 · shares: The reporting person received these shares in a pro rata distribution from Wolf Pen Branch, LP, of which the reporting person is the general partner. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 20:30 UTC |
Wolf Pen Branch, LP10% owner
Wolf Pen Branch GP, LLC10% owner
|
OtherClass B Common Stock | 10,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008985 · doc4.xml · nonDerivative · entry 1 Wolf Pen Branch, LP · CIK 0001701991 · 10% owner Wolf Pen Branch GP, LLC · CIK 0001701990 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On February 28, 2018, the reporting person received 10,500,000 shares of Class B Common Stock as a result of a 4-for-1 stock split by Brown-Forman Corporation, whereby holders of Class A Common Stock and Class B Common Stock received one share of Class B Common Stock for every four shares of Class A Common Stock or Class B Common Stock. On March 29, 2018, the reporting person distributed the shares to its general partner and limited partners on a pro rata basis. As the sole general partner of Wolf Pen Branch, LP, Wolf Pen Branch GP, LLC may be deemed to indirectly beneficially own the securities owned by Wolf Pen Branch, LP, which owns the reported securities directly. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 23:27 UTC |
Hayes John V.SVP, Chief Marketing Officer
|
Exercise / conversionStock Appreciation Right · Derivative | 16,783 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0000014693-18-000025 · wf-form4_152245243811061.xml · derivative · entry 6 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 16,783 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 13,426 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split. F5 · shares: These stock appreciation rights were previously reported as covering 13,426 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split. F5 · derivative.underlying_shares: These stock appreciation rights were previously reported as covering 13,426 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 23:27 UTC |
Hayes John V.SVP, Chief Marketing Officer
|
Tax withholdingClass B Common | 8,451 | $53.82 | $454,832.82 |
DisclosureSEC source: 0000014693-18-000025 · wf-form4_152245243811061.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,384 F2 · price: The closing price of BF-B on March 28, 2018 was used to calculate the withholding obligation. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 23:27 UTC |
Hayes John V.SVP, Chief Marketing Officer
|
Exercise / conversionClass B Common | 16,783 | $14.20 | $238,318.60 |
DisclosureSEC source: 0000014693-18-000025 · wf-form4_152245243811061.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On February 28, 2018, Brown-Forman Corporation completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. This total has been adjusted to reflect 2,443 Class B shares received in the stock split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.