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Wolf Pen Branch, LP

Disclosed activity across 1 company

Tapewire entity
167941
SEC CIK
0001701991

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BROWN FORMAN CORPBFA, BFB · Entity 344910% ownerMarch 29, 2018March 30, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BROWN FORMAN CORP

Report date March 29, 2018 · Filed March 30, 2018

Jointly reported with Wolf Pen Branch GP, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-03-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-03-29 · Other · Disposed 10,500,000 · Balance 0

F1: On February 28, 2018, the reporting person received 10,500,000 shares of Class B Common Stock as a result of a 4-for-1 stock split by Brown-Forman Corporation, whereby holders of Class A Common Stock and Class B Common Stock received one share of Class B Common Stock for every four shares of Class A Common Stock or Class B Common Stock. On March 29, 2018, the reporting person distributed the shares to its general partner and limited partners on a pro rata basis. As the sole general partner of Wolf Pen Branch, LP, Wolf Pen Branch GP, LLC may be deemed to indirectly beneficially own the securities owned by Wolf Pen Branch, LP, which owns the reported securities directly.

Filing footnotes · ownership attribution and instrument terms

F1: On February 28, 2018, the reporting person received 10,500,000 shares of Class B Common Stock as a result of a 4-for-1 stock split by Brown-Forman Corporation, whereby holders of Class A Common Stock and Class B Common Stock received one share of Class B Common Stock for every four shares of Class A Common Stock or Class B Common Stock. On March 29, 2018, the reporting person distributed the shares to its general partner and limited partners on a pro rata basis. As the sole general partner of Wolf Pen Branch, LP, Wolf Pen Branch GP, LLC may be deemed to indirectly beneficially own the securities owned by Wolf Pen Branch, LP, which owns the reported securities directly.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 29, 2018 Filed Mar 30, 2018 20:30 UTC BROWN FORMAN CORP BFA, BFB · Entity 3449 OtherClass B Common Stock 10,500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008985 · doc4.xml · nonDerivative · entry 1

Wolf Pen Branch, LP · CIK 0001701991 · 10% owner

Wolf Pen Branch GP, LLC · CIK 0001701990 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On February 28, 2018, the reporting person received 10,500,000 shares of Class B Common Stock as a result of a 4-for-1 stock split by Brown-Forman Corporation, whereby holders of Class A Common Stock and Class B Common Stock received one share of Class B Common Stock for every four shares of Class A Common Stock or Class B Common Stock. On March 29, 2018, the reporting person distributed the shares to its general partner and limited partners on a pro rata basis. As the sole general partner of Wolf Pen Branch, LP, Wolf Pen Branch GP, LLC may be deemed to indirectly beneficially own the securities owned by Wolf Pen Branch, LP, which owns the reported securities directly.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.