BF-A

SEC source: 0000014693-18-000114 · wf-form4_153298722647643.xml · derivative · entry 1

Fitzgerald Brian P · CIK 0001566296 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,357

Underlying: Class B Common · 12,357 shares

Expires 2028-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

SEC source: 0000014693-18-000106 · wf-form4_153013479129201.xml · nonDerivative · entry 2

Brown George Garvin IV · CIK 0001362478 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GGB4 2010#2 LLC

Disclosed balance after: 0

F3 · kind: On June 26, 2018, the LLC transferred shares to a family trust in exchange for other assets.

F4 · price: The closing price of Class B common stock as of June 25, 2018 was used to value the transaction.

SEC source: 0000014693-18-000104 · wf-form4_153013463538775.xml · nonDerivative · entry 2

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GGB4 2013 Trust

Disclosed balance after: 220,080

F3 · kind: On June 26, 2018, a family LLC transferred shares to the 2013 Trust in exchange for other assets.

F4 · price: The closing price of Class B common stock as of June 25, 2018 was used to value the transaction.

SEC source: 0000014693-18-000106 · wf-form4_153013479129201.xml · nonDerivative · entry 1

Brown George Garvin IV · CIK 0001362478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,720

F1 · kind: On June 25, 2018, the reporting person transferred shares to four family trusts in exchange for other assets. The reporting person disclaims beneficial ownership of the shares held by the all trusts and entities set forth on this form except to the extent of his pecuinary interest therein. The reporting person is no longer reporting any shares held by the 2010 GRAT or the 2012 GRAT because he does not have a reportable pecuniary interest therein.

F2 · price: The closing price of Class B common stock as of June 22, 2018 was used to value the transaction.

SEC source: 0000014693-18-000104 · wf-form4_153013463538775.xml · nonDerivative · entry 1

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GGB4 2013 Trust

Disclosed balance after: 24,092

F1 · kind: On June 25, 2018, a family member transferred shares to the 2013 Trust in exchange for other assets. The reporting person disclaims beneficial ownership of shares held by trusts and entities set forth on this form except to the extent of his pecuniary interest therein.

F2 · price: The closing price of Class B common stock as of June 22, 2018 was used to value the transaction.

SEC source: 0000014693-18-000098 · wf-form4_152962275490365.xml · nonDerivative · entry 4

Hinrichs Thomas · CIK 0001631268 · Pres., International Division

10b5-1 filing: Not disclosed

Ownership: Indirect · DRIP

Disclosed balance after: 0

SEC source: 0000014693-18-000098 · wf-form4_152962275490365.xml · nonDerivative · entry 3

Hinrichs Thomas · CIK 0001631268 · Pres., International Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,152

SEC source: 0000014693-18-000098 · wf-form4_152962275490365.xml · nonDerivative · entry 2

Hinrichs Thomas · CIK 0001631268 · Pres., International Division

10b5-1 filing: Not disclosed

Ownership: Indirect · DRIP

Disclosed balance after: 0

SEC source: 0000014693-18-000098 · wf-form4_152962275490365.xml · nonDerivative · entry 1

Hinrichs Thomas · CIK 0001631268 · Pres., International Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,626

SEC source: 0000014693-18-000079 · wf-form4_152824170615563.xml · nonDerivative · entry 4

VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,883

F4 · shares: To satisfy withholding obligations associated with the July 2013 award of Class B common stock that vested on June 1, 2018, the reporting person surrendered 17,415 shares of Class B common stock.

F5 · price: The April 30, 2018 closing price of Brown-Forman Class B common stock was $56.04 and used to calculate withholding obligations.

SEC source: 0000014693-18-000079 · wf-form4_152824170615563.xml · nonDerivative · entry 3

VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,298

F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period.

SEC source: 0000014693-18-000079 · wf-form4_152824170615563.xml · nonDerivative · entry 2

VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,645

F2 · shares: To satisfy withholding obligations associated with the July 2013 award of Class A common stock that vested on June 1, 2018, the reporting person surrendered 69,699 shares of Class A common stock.

F3 · price: The April 30, 2018 closing price of Brown-Forman Class A common stock was $53.37 and used to calculate withholding obligations.

SEC source: 0000014693-18-000079 · wf-form4_152824170615563.xml · nonDerivative · entry 1

VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,344

F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period.

SEC source: 0000014693-18-000075 · wf-form4_152824089176414.xml · nonDerivative · entry 2

McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,547

F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period.

SEC source: 0000014693-18-000075 · wf-form4_152824089176414.xml · nonDerivative · entry 1

McCallum Mark I · CIK 0001369191 · EVP/Pres. Jack Daniel's Brands

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,624

F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period.

SEC source: 0000014693-18-000077 · wf-form4_152824125322471.xml · nonDerivative · entry 2

Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,957

F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period.

SEC source: 0000014693-18-000077 · wf-form4_152824125322471.xml · nonDerivative · entry 1

Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,459

F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period.

SEC source: 0000014693-18-000073 · wf-form4_152824069915190.xml · nonDerivative · entry 2

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,165.9752

F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period.

SEC source: 0000014693-18-000073 · wf-form4_152824069915190.xml · nonDerivative · entry 1

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,165.8676

F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period.

SEC source: 0000014693-18-000071 · wf-form4_152824052254361.xml · nonDerivative · entry 2

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,336

F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period.

SEC source: 0000014693-18-000071 · wf-form4_152824052254361.xml · nonDerivative · entry 1

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,420

F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period.

SEC source: 0000014693-18-000067 · wf-form4_152824013721574.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,388

F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period.

SEC source: 0000014693-18-000067 · wf-form4_152824013721574.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,714

F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period.

SEC source: 0000014693-18-000063 · wf-form4_152823975478241.xml · nonDerivative · entry 2

Whiting Lawson E · CIK 0001572783 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,782

F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period.

SEC source: 0000014693-18-000063 · wf-form4_152823975478241.xml · nonDerivative · entry 1

Whiting Lawson E · CIK 0001572783 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,130

F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period.

SEC source: 0000014693-18-000069 · wf-form4_152824033554939.xml · nonDerivative · entry 2

Steiner Lisa P · CIK 0001579721 · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,033

F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period.

SEC source: 0000014693-18-000069 · wf-form4_152824033554939.xml · nonDerivative · entry 1

Steiner Lisa P · CIK 0001579721 · SVP, Chief of Staff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,726

F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period.

SEC source: 0000014693-18-000061 · wf-form4_152823953361590.xml · nonDerivative · entry 2

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,511

F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period.

SEC source: 0000014693-18-000061 · wf-form4_152823953361590.xml · nonDerivative · entry 1

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,880.495

F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period.

SEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 17

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · CPBee Charitable 2018 LLC

Disclosed balance after: 88,166

F4 · kind: Represents a gift of LLC interests to a charitable foundation.

F5 · balance_after: Shares were previously owned directly until transfer to the LLC on May 30, 2018.

SEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 16

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Brown Barker 2013 LLC

Disclosed balance after: 916,987

F2 · kind: Represents a gift of LLC interests to CPBee Family 2018 LLC.

SEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 15

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Brown Barker 2013 LLC

Disclosed balance after: 916,987

F2 · kind: Represents a gift of LLC interests to CPBee Family 2018 LLC.

SEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 14

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · CPBee Endowment 2018 LLC

Disclosed balance after: 299,326

F1 · kind: Represents a gift of LLC interests to a family trust.

SEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 13

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · CPBee Endowment 2018 LLC

Disclosed balance after: 299,326

F1 · kind: Represents a gift of LLC interests to a family trust.

SEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 12

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · CPBee Endowment 2018 LLC

Disclosed balance after: 299,326

SEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 11

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust FBO Campbell P. Brown

Disclosed balance after: 30,285

SEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 10

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · CPBee Endowment 2018 LLC

Disclosed balance after: 293,986

SEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 9

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,783

F3 · balance_after: Excludes 88,166 shares that were transferred to CPBee Sale 2018 LLC and 88,166 shares that were transferred to CPBee Charitable 2018 LLC on May 30, 2018.

SEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 8

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Brown Barker 2013 LLC

Disclosed balance after: 963,536

F2 · kind: Represents a gift of LLC interests to CPBee Family 2018 LLC.

SEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 7

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Brown Barker 2013 LLC

Disclosed balance after: 963,536

F2 · kind: Represents a gift of LLC interests to CPBee Family 2018 LLC.

SEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 6

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · CPBee Endowment 2018 LLC

Disclosed balance after: 242,858

F1 · kind: Represents a gift of LLC interests to a family trust.

SEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 5

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · CPBee Endowment 2018 LLC

Disclosed balance after: 242,858

F1 · kind: Represents a gift of LLC interests to a family trust.

SEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 4

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · CPBee Endowment 2018 LLC

Disclosed balance after: 242,858

SEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 3

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · CPBee Family 2018 LLC

Disclosed balance after: 1,366,618

SEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 2

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0000014693-18-000088 · wf-form4_152893539321810.xml · nonDerivative · entry 1

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,858

SEC source: 0000014693-18-000049 · wf-form4_152530708342801.xml · derivative · entry 15

Brown George Garvin IV · CIK 0001362478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 8,726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.

F13 · derivative.expiration_date: The restricted stock units were granted on July 24, 2014, and vested April 30, 2018.

SEC source: 0000014693-18-000041 · wf-form4_152530584927191.xml · derivative · entry 6

Farrer Marshall · CIK 0001423209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 971 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.

F6 · derivative.expiration_date: The restricted stock units were granted on July 24, 2014, and vested April 30, 2018.

SEC source: 0000014693-18-000053 · wf-form4_152530733330756.xml · nonDerivative · entry 2

Whiting Lawson E · CIK 0001572783 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724

F3 · shares: To satisfy withholding obligations associated with the shares of Class B performance-based restricted stock that were issued in the February 2018 stock split and vested on April 30, 2018, the reporting person surrendered 110 shares of Class B common stock.

F4 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation.

F5 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 834 additional shares in the February 2018 stock split, including 337 shares of Class B common performance-based restricted stock issued in connection with the July 24, 2014 award of Class A common stock.

SEC source: 0000014693-18-000053 · wf-form4_152530733330756.xml · nonDerivative · entry 1

Whiting Lawson E · CIK 0001572783 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,897

F1 · shares: To satisfy withholding obligations associated with the July 24, 2014 award of Class A common stock that vested on April 30, 2018, the reporting person surrendered 440 shares of Class A common stock.

F2 · price: The closing price of BF-A on April 30, 2018 was used to calculate the withholding obligation.