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BF-A

BROWN FORMAN CORP

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3449
SEC CIK
0000014693
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552

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202503
Jan 202600
Feb 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2019 Filed May 2, 2019 22:22 UTC
Hinrichs ThomasPresident, International Div
Exercise / conversionClass B Common 8,604 $10.62 $91,374.48
Disclosure

SEC source: 0000014693-19-000037 · wf-form4_155683572175379.xml · nonDerivative · entry 2

Hinrichs Thomas · CIK 0001631268 · President, International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:22 UTC
Hinrichs ThomasPresident, International Div
Tax withholdingClass A Common 1,174 $52.30 $61,400.20
Disclosure

SEC source: 0000014693-19-000037 · wf-form4_155683572175379.xml · nonDerivative · entry 1

Hinrichs Thomas · CIK 0001631268 · President, International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,452

F1 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class A common stock that vested on April 30, 2019, the reporting person surrendered 1,174 shares of Class A common stock.

F2 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:46 UTC
Whiting Lawson EPresident & CEO
Tax withholdingClass B Common 334 $53.29 $17,798.86
Disclosure

SEC source: 0000014693-19-000052 · wf-form4_155683716688270.xml · nonDerivative · entry 2

Whiting Lawson E · CIK 0001572783 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448

F3 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class B common stock that vested on April 30, 2019, the reporting person surrendered 334 shares of Class B common stock.

F4 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:46 UTC
Whiting Lawson EPresident & CEO
Tax withholdingClass A Common 1,336 $52.30 $69,872.80
Disclosure

SEC source: 0000014693-19-000052 · wf-form4_155683716688270.xml · nonDerivative · entry 1

Whiting Lawson E · CIK 0001572783 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,794

F1 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class A common stock that vested on April 30, 2019, the reporting person surrendered 1,336 shares of Class A common stock.

F2 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:25 UTC
Hayes John V.SVP/President, USA & Canada
Exercise / conversionStock Appreciation Right · Derivative 33,109 $0.00 Strike: $10.62 $0.00
Disclosure

SEC source: 0000014693-19-000040 · wf-form4_155683593495187.xml · derivative · entry 10

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 33,109 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:25 UTC
Hayes John V.SVP/President, USA & Canada
Tax withholdingClass B Common 317 $53.29 $16,892.93
Disclosure

SEC source: 0000014693-19-000040 · wf-form4_155683593495187.xml · nonDerivative · entry 5

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,797

F5 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class B common stock that vested on April 30, 2019, the reporting person surrendered 317 shares of Class B common stock.

F6 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:25 UTC
Hayes John V.SVP/President, USA & Canada
Tax withholdingClass B Common 16,122 $52.98 $854,143.56
Disclosure

SEC source: 0000014693-19-000040 · wf-form4_155683593495187.xml · nonDerivative · entry 4

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,114

F4 · price: The closing price of BF-B on April 29, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:25 UTC
Hayes John V.SVP/President, USA & Canada
Exercise / conversionClass B Common 33,109 $10.62 $351,617.58
Disclosure

SEC source: 0000014693-19-000040 · wf-form4_155683593495187.xml · nonDerivative · entry 3

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:25 UTC
Hayes John V.SVP/President, USA & Canada
Tax withholdingClass A Common 1,265 $52.30 $66,159.50
Disclosure

SEC source: 0000014693-19-000040 · wf-form4_155683593495187.xml · nonDerivative · entry 1

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,194

F1 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class A common stock that vested on April 30, 2019, the reporting person surrendered 1,265 shares of Class A common stock.

F2 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:53 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionStock Appreciation Right · Derivative 19,101 $0.00 Strike: $10.62 $0.00
Disclosure

SEC source: 0000014693-19-000054 · wf-form4_155683759252235.xml · derivative · entry 8

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 19,101 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:53 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass B Common 473 $53.29 $25,206.17
Disclosure

SEC source: 0000014693-19-000054 · wf-form4_155683759252235.xml · nonDerivative · entry 4

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,986

F4 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class B common stock that vested on April 30, 2019, the reporting person surrendered 473 shares of Class B common stock.

F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:53 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass B Common 10,054 $52.98 $532,660.92
Disclosure

SEC source: 0000014693-19-000054 · wf-form4_155683759252235.xml · nonDerivative · entry 3

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,459

F3 · price: The closing price of BF-B on April 29, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:53 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionClass B Common 19,101 $10.62 $202,852.62
Disclosure

SEC source: 0000014693-19-000054 · wf-form4_155683759252235.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:53 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass A Common 1,889 $52.30 $98,794.70
Disclosure

SEC source: 0000014693-19-000054 · wf-form4_155683759252235.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,530

F1 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class A common stock that vested on April 30, 2019, the reporting person surrendered 1,889 shares of Class A common stock.

F2 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:43 UTC
Morreau Jane CecilEVP, Chief Financial Officer
Tax withholdingClass B Common 977 $53.29 $52,064.33
Disclosure

SEC source: 0000014693-19-000050 · wf-form4_155683699027504.xml · nonDerivative · entry 2

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,266.037

F4 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class B common stock that vested on April 30, 2019, the reporting person surrendered 977 shares of Class B common stock.

F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

F3 · balance_after: Updated to reflect dividend reinvestment.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:43 UTC
Morreau Jane CecilEVP, Chief Financial Officer
Tax withholdingClass A Common 3,909 $52.30 $204,440.70
Disclosure

SEC source: 0000014693-19-000050 · wf-form4_155683699027504.xml · nonDerivative · entry 1

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,567.0398

F1 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class A common stock that vested on April 30, 2019, the reporting person surrendered 3,909 shares of Class A common stock.

F2 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

F3 · balance_after: Updated to reflect dividend reinvestment.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:40 UTC Exercise / conversionRestricted Stock Units · Derivative 3,714 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000048 · wf-form4_155683679083577.xml · derivative · entry 16

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 3,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.

F5 · derivative.expiration_date: The Restricted Stock Units were granted on July 23, 2015, and vested on April 30, 2019.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:40 UTC Tax withholdingClass B Common 1,199 $53.29 $63,894.71
Disclosure

SEC source: 0000014693-19-000048 · wf-form4_155683679083577.xml · nonDerivative · entry 2

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,298

F1 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:40 UTC Exercise / conversionClass B Common 3,714 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000048 · wf-form4_155683679083577.xml · nonDerivative · entry 1

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:29 UTC
McCallum Mark IEVP/Chief Brands Officer
Tax withholdingClass B Common 473 $53.29 $25,206.17
Disclosure

SEC source: 0000014693-19-000043 · wf-form4_155683618202714.xml · nonDerivative · entry 2

McCallum Mark I · CIK 0001369191 · EVP/Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,074

F3 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class B common stock that vested on April 30, 2019, the reporting person surrendered 473 shares of Class B common stock.

F4 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:29 UTC
McCallum Mark IEVP/Chief Brands Officer
Tax withholdingClass A Common 1,893 $52.30 $99,003.90
Disclosure

SEC source: 0000014693-19-000043 · wf-form4_155683618202714.xml · nonDerivative · entry 1

McCallum Mark I · CIK 0001369191 · EVP/Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,731

F1 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class A common stock that vested on April 30, 2019, the reporting person surrendered 1,893 shares of Class A common stock.

F2 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:18 UTC
Hawley Kirsten MSVP, Chief HR Officer
Tax withholdingClass B Common 167 $53.29 $8,899.43
Disclosure

SEC source: 0000014693-19-000034 · wf-form4_155683548689635.xml · nonDerivative · entry 3

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,169

F4 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class B common stock that vested on April 30, 2019, the reporting person surrendered 167 shares of Class B common stock.

F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:18 UTC
Hawley Kirsten MSVP, Chief HR Officer
Tax withholdingClass A Common 657 $52.30 $34,361.10
Disclosure

SEC source: 0000014693-19-000034 · wf-form4_155683548689635.xml · nonDerivative · entry 1

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,763

F1 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class A common stock that vested on April 30, 2019, the reporting person surrendered 657 shares of Class A common stock.

F2 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:11 UTC Exercise / conversionRestricted Stock Units · Derivative 968 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000031 · wf-form4_155683505543707.xml · derivative · entry 12

Brown George Garvin IV · CIK 0001362478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.

F4 · derivative.exercise_date: The Restricted Stock Units were granted on July 23, 2015, and vested on April 30, 2019.

F4 · derivative.expiration_date: The Restricted Stock Units were granted on July 23, 2015, and vested on April 30, 2019.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:11 UTC Exercise / conversionStock Appreciation Right · Derivative 12,007 $0.00 Strike: $10.62 $0.00
Disclosure

SEC source: 0000014693-19-000031 · wf-form4_155683505543707.xml · derivative · entry 11

Brown George Garvin IV · CIK 0001362478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 12,007 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:11 UTC Tax withholdingClass B Common 442 $53.29 $23,554.18
Disclosure

SEC source: 0000014693-19-000031 · wf-form4_155683505543707.xml · nonDerivative · entry 4

Brown George Garvin IV · CIK 0001362478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,468

F2 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:11 UTC Exercise / conversionClass B Common 968 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000031 · wf-form4_155683505543707.xml · nonDerivative · entry 3

Brown George Garvin IV · CIK 0001362478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:11 UTC Tax withholdingClass B Common 6,785 $52.98 $359,469.30
Disclosure

SEC source: 0000014693-19-000031 · wf-form4_155683505543707.xml · nonDerivative · entry 2

Brown George Garvin IV · CIK 0001362478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,942

F1 · price: The closing price of BF-B on April 29, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:11 UTC Exercise / conversionClass B Common 12,007 $10.62 $127,514.34
Disclosure

SEC source: 0000014693-19-000031 · wf-form4_155683505543707.xml · nonDerivative · entry 1

Brown George Garvin IV · CIK 0001362478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:06 UTC Tax withholdingClass B Common 167 $53.29 $8,899.43
Disclosure

SEC source: 0000014693-19-000029 · wf-form4_155683478441698.xml · nonDerivative · entry 2

Alvarez Alejandro A · CIK 0001598777 · SVP, CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,107

F3 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class B common stock that vested on April 30, 2019, the reporting person surrendered 167 shares of Class B common stock.

F4 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:06 UTC Tax withholdingClass A Common 658 $52.30 $34,413.40
Disclosure

SEC source: 0000014693-19-000029 · wf-form4_155683478441698.xml · nonDerivative · entry 1

Alvarez Alejandro A · CIK 0001598777 · SVP, CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,847

F1 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class A common stock that vested on April 30, 2019, the reporting person surrendered 658 shares of Class A common stock.

F2 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:03 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
Exercise / conversionStock Appreciation Right · Derivative 1,503 $0.00 Strike: $10.62 $0.00
Disclosure

SEC source: 0000014693-19-000027 · wf-form4_155683460595232.xml · derivative · entry 5

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 1,503 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:03 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
Tax withholdingClass B Common 120 $53.29 $6,394.80
Disclosure

SEC source: 0000014693-19-000027 · wf-form4_155683460595232.xml · nonDerivative · entry 4

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,567.495

F4 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class B common stock that vested on April 30, 2019, the reporting person surrendered 120 shares of Class B common stock.

F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:03 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
Tax withholdingClass B Common 696 $52.98 $36,874.08
Disclosure

SEC source: 0000014693-19-000027 · wf-form4_155683460595232.xml · nonDerivative · entry 3

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,687.495

F3 · price: The closing price of BF-B on April 29, 2019 was used to calculate the withholding obligation.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:03 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
Exercise / conversionClass B Common 1,503 $10.62 $15,961.86
Disclosure

SEC source: 0000014693-19-000027 · wf-form4_155683460595232.xml · nonDerivative · entry 2

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,383.495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:03 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
Tax withholdingClass A Common 473 $52.30 $24,737.90
Disclosure

SEC source: 0000014693-19-000027 · wf-form4_155683460595232.xml · nonDerivative · entry 1

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038

F1 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class A common stock that vested on April 30, 2019, the reporting person surrendered 473 shares of Class A common stock.

F2 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

Read SEC document
April 23, 2019 Filed Apr 24, 2019 13:30 UTC Exercise / conversionStock Appreciation Right · Derivative 6,057 $0.00 Strike: $10.62 $0.00
Disclosure

SEC source: 0000014693-19-000019 · wf-form4_155611259486785.xml · derivative · entry 3

Farrer Marshall · CIK 0001423209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 6,057 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2019 Filed Apr 24, 2019 13:30 UTC Tax withholdingClass B Common 2,775 $52.98 $147,019.50
Disclosure

SEC source: 0000014693-19-000019 · wf-form4_155611259486785.xml · nonDerivative · entry 2

Farrer Marshall · CIK 0001423209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,731

F1 · price: The closing price of BF-B on April 22, 2019 was used to calculate the withholding obligation.

Read SEC document
April 23, 2019 Filed Apr 24, 2019 13:30 UTC Exercise / conversionClass B Common 6,057 $10.62 $64,325.34
Disclosure

SEC source: 0000014693-19-000019 · wf-form4_155611259486785.xml · nonDerivative · entry 1

Farrer Marshall · CIK 0001423209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2019 Filed Jan 31, 2019 22:15 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionStock Appreciation Right · Derivative 19,101 $0.00 Strike: $10.62 $0.00
Disclosure

SEC source: 0000014693-19-000006 · wf-form4_154897290006877.xml · derivative · entry 6

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,101

Underlying: Class B Common · 19,101 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 31, 2019 Filed Jan 31, 2019 22:15 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass B Common 9,098 $46.53 $423,329.94
Disclosure

SEC source: 0000014693-19-000006 · wf-form4_154897290006877.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,412

F1 · price: The closing price of BF-B on January 30, 2019 was used to calculate the withholding obligation.

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January 31, 2019 Filed Jan 31, 2019 22:15 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionClass B Common 19,101 $10.62 $202,852.62
Disclosure

SEC source: 0000014693-19-000006 · wf-form4_154897290006877.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 31, 2019 Filed Feb 4, 2019 23:04 UTC
VARGA PAUL CDirector
Tax withholdingClass B Common 2,840 $47.25 $134,190.00
Disclosure

SEC source: 0000014693-19-000008 · wf-form4_154932142603076.xml · nonDerivative · entry 2

VARGA PAUL C · CIK 0001257384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,043

F3 · shares: To satisfy withholding obligations associated with the July 2015 award of Class B common stock that vested on January 31, 2019, the reporting person surrendered 2,840 shares of Class B common stock.

F4 · price: The January 31, 2019 closing price of Brown-Forman Class B common stock was $47.25 and was used to calculate withholding obligations.

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January 31, 2019 Filed Feb 4, 2019 23:04 UTC
VARGA PAUL CDirector
Tax withholdingClass A Common 11,364 $47.03 $534,448.92
Disclosure

SEC source: 0000014693-19-000008 · wf-form4_154932142603076.xml · nonDerivative · entry 1

VARGA PAUL C · CIK 0001257384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,281

F1 · shares: To satisfy withholding obligations associated with the July 2015 award of Class A common stock that vested on January 31, 2019, the reporting person surrendered 11,364 shares of Class A common stock.

F2 · price: The January 31, 2019 closing price of Brown-Forman Class A common stock was $47.03 and was used to calculate withholding obligations.

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January 08, 2019 Filed Jun 5, 2019 22:29 UTC GiftClass A Common 2,556 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000088 · wf-form4_155977374885653.xml · nonDerivative · entry 2

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111,442

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January 03, 2019 Filed Jun 5, 2019 22:29 UTC GiftClass A Common 658 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000088 · wf-form4_155977374885653.xml · nonDerivative · entry 1

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,998

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January 02, 2019 Filed Jan 3, 2019 21:25 UTC
Morreau Jane CecilEVP, Chief Financial Officer
Exercise / conversionStock Appreciation Right · Derivative 32,067 $0.00 Strike: $15.09 $0.00
Disclosure

SEC source: 0000014693-19-000002 · wf-form4_154655068205375.xml · derivative · entry 5

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 32,067 shares

Expires 2020-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:25 UTC
Morreau Jane CecilEVP, Chief Financial Officer
SaleClass B Common 14,721 $46.52 $684,753.20
Disclosure

SEC source: 0000014693-19-000002 · wf-form4_154655068205375.xml · nonDerivative · entry 3

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,203.4366

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.48 to $46.59, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 02, 2019 Filed Jan 3, 2019 21:25 UTC
Morreau Jane CecilEVP, Chief Financial Officer
Tax withholdingClass B Common 17,346 $47.58 $825,322.68
Disclosure

SEC source: 0000014693-19-000002 · wf-form4_154655068205375.xml · nonDerivative · entry 2

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,924.4366

F2 · price: The closing price of BF-B on December 31, 2018, was used to calculate the withholding obligation.

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January 02, 2019 Filed Jan 3, 2019 21:25 UTC
Morreau Jane CecilEVP, Chief Financial Officer
Exercise / conversionClass B Common 32,067 $15.09 $483,826.90
Disclosure

SEC source: 0000014693-19-000002 · wf-form4_154655068205375.xml · nonDerivative · entry 1

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,270.4366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total has been updated to reflect dividend reinvestment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.