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BF-A

BROWN FORMAN CORP

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3449
SEC CIK
0000014693
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2019 Filed Jun 3, 2020 21:23 UTC GiftClass A Common 1,600 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000056 · wf-form4_159121941539147.xml · nonDerivative · entry 1

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013,200

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:24 UTC
McCallum Mark IEVP, Chief Brands Officer
Exercise / conversionStock Appreciation Right · Derivative 63,316 $0.00 Strike: $23.05 $0.00
Disclosure

SEC source: 0000014693-19-000174 · wf-form4_156840623765582.xml · derivative · entry 6

McCallum Mark I · CIK 0001369191 · EVP, Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 63,316 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:24 UTC
McCallum Mark IEVP, Chief Brands Officer
Exercise / conversionStock Appreciation Right · Derivative 58,947 $0.00 Strike: $18.22 $0.00
Disclosure

SEC source: 0000014693-19-000174 · wf-form4_156840623765582.xml · derivative · entry 5

McCallum Mark I · CIK 0001369191 · EVP, Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 58,947 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:24 UTC
McCallum Mark IEVP, Chief Brands Officer
SaleClass B Common 44,577 $65.61 $2,924,474.09
Disclosure

SEC source: 0000014693-19-000174 · wf-form4_156840623765582.xml · nonDerivative · entry 4

McCallum Mark I · CIK 0001369191 · EVP, Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,104

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.41 to $65.79 inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:24 UTC
McCallum Mark IEVP, Chief Brands Officer
Tax withholdingClass B Common 77,686 $65.18 $5,063,573.48
Disclosure

SEC source: 0000014693-19-000174 · wf-form4_156840623765582.xml · nonDerivative · entry 3

McCallum Mark I · CIK 0001369191 · EVP, Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,681

F1 · price: The closing price of BF-B on September 11, 2019 was used to calculate the withholding obligation.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:24 UTC
McCallum Mark IEVP, Chief Brands Officer
Exercise / conversionClass B Common 63,316 $23.05 $1,459,243.85
Disclosure

SEC source: 0000014693-19-000174 · wf-form4_156840623765582.xml · nonDerivative · entry 2

McCallum Mark I · CIK 0001369191 · EVP, Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:24 UTC
McCallum Mark IEVP, Chief Brands Officer
Exercise / conversionClass B Common 58,947 $18.22 $1,073,837.50
Disclosure

SEC source: 0000014693-19-000174 · wf-form4_156840623765582.xml · nonDerivative · entry 1

McCallum Mark I · CIK 0001369191 · EVP, Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2019 Filed Sep 4, 2019 21:05 UTC
Hinrichs ThomasSVP/Pres., International Div
SaleClass B Common 10,568 $60.57 $640,123.84
Disclosure

SEC source: 0000014693-19-000167 · wf-form4_156763110633327.xml · nonDerivative · entry 2

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,572

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.52 to $60.65, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 04, 2019 Filed Sep 4, 2019 21:05 UTC
Hinrichs ThomasSVP/Pres., International Div
SaleClass A Common 1,434 $59.25 $84,968.09
Disclosure

SEC source: 0000014693-19-000167 · wf-form4_156763110633327.xml · nonDerivative · entry 1

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.1782 to $59.3306, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 21:22 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
PurchaseClass B Common 685 $59.19 $40,543.03
Disclosure

SEC source: 0000014693-19-000169 · wf-form4_156763215625357.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,525

Read SEC document
September 03, 2019 Filed Sep 4, 2019 21:22 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
PurchaseClass A Common 265 $57.87 $15,336.74
Disclosure

SEC source: 0000014693-19-000169 · wf-form4_156763215625357.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,327

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $57.8708 to $57.90, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 20, 2019 Filed Aug 20, 2019 21:05 UTC
Hinrichs ThomasSVP/Pres., International Div
Exercise / conversionStock Appreciation Right · Derivative 11,134 $0.00 Strike: $40.15 $0.00
Disclosure

SEC source: 0000014693-19-000158 · wf-form4_156633509015708.xml · derivative · entry 7

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 11,134 shares

Expires 2025-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2019 Filed Aug 20, 2019 21:05 UTC
Hinrichs ThomasSVP/Pres., International Div
Exercise / conversionStock Appreciation Right · Derivative 8,808 $0.00 Strike: $36.11 $0.00
Disclosure

SEC source: 0000014693-19-000158 · wf-form4_156633509015708.xml · derivative · entry 6

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 8,808 shares

Expires 2024-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2019 Filed Aug 20, 2019 21:05 UTC
Hinrichs ThomasSVP/Pres., International Div
Exercise / conversionStock Appreciation Right · Derivative 6,503 $0.00 Strike: $15.09 $0.00
Disclosure

SEC source: 0000014693-19-000158 · wf-form4_156633509015708.xml · derivative · entry 5

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 6,503 shares

Expires 2020-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2019 Filed Aug 20, 2019 21:05 UTC
Hinrichs ThomasSVP/Pres., International Div
Tax withholdingClass B Common 20,018 $58.49 $1,170,852.82
Disclosure

SEC source: 0000014693-19-000158 · wf-form4_156633509015708.xml · nonDerivative · entry 4

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,140

F1 · price: The closing price of BF-B on August 19, 2019 was used to calculate the withholding obligation.

Read SEC document
August 20, 2019 Filed Aug 20, 2019 21:05 UTC
Hinrichs ThomasSVP/Pres., International Div
Exercise / conversionClass B Common 11,134 $40.15 $446,974.43
Disclosure

SEC source: 0000014693-19-000158 · wf-form4_156633509015708.xml · nonDerivative · entry 3

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2019 Filed Aug 20, 2019 21:05 UTC
Hinrichs ThomasSVP/Pres., International Div
Exercise / conversionClass B Common 8,808 $36.11 $318,048.07
Disclosure

SEC source: 0000014693-19-000158 · wf-form4_156633509015708.xml · nonDerivative · entry 2

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2019 Filed Aug 20, 2019 21:05 UTC
Hinrichs ThomasSVP/Pres., International Div
Exercise / conversionClass B Common 6,503 $15.09 $98,117.26
Disclosure

SEC source: 0000014693-19-000158 · wf-form4_156633509015708.xml · nonDerivative · entry 1

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2019 Filed Jul 31, 2019 20:13 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionStock Appreciation Right · Derivative 16,031 $0.00 Strike: $15.09 $0.00
Disclosure

SEC source: 0000014693-19-000155 · wf-form4_156460397441769.xml · derivative · entry 6

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,095

Underlying: Class B Common · 16,031 shares

Expires 2020-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2019 Filed Jul 31, 2019 20:13 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Tax withholdingClass B Common 9,809 $55.10 $540,475.90
Disclosure

SEC source: 0000014693-19-000155 · wf-form4_156460397441769.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,840

F1 · price: The closing price of BF-B on July 30, 2019 was used to calculate the withholding obligation.

Read SEC document
July 31, 2019 Filed Jul 31, 2019 20:13 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
Exercise / conversionClass B Common 16,031 $15.09 $241,875.73
Disclosure

SEC source: 0000014693-19-000155 · wf-form4_156460397441769.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:47 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
GrantStock Appreciation Right · Derivative 5,391 $0.00 Strike: $54.64 $0.00
Disclosure

SEC source: 0000014693-19-000134 · wf-form4_156443685367458.xml · derivative · entry 1

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,391

Underlying: Class B Common · 5,391 shares

Expires 2029-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:55 UTC GrantDeferred Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000141 · wf-form4_156443731851899.xml · derivative · entry 2

BOUSQUET CHAVANNE PATRICK · CIK 0001070210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,262.27

Underlying: Class B Common · 0 shares

Expires not disclosed

F3 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents, and the DSU totals on this form have been updated to reflect such credits.

F4 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F4 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:55 UTC GrantDeferred Stock Units · Derivative 2,530.9336 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000141 · wf-form4_156443731851899.xml · derivative · entry 1

BOUSQUET CHAVANNE PATRICK · CIK 0001070210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,518.9895

Underlying: Class A Common · 2,530.9336 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 25, 2019, were based on the closing price of the Company's Class A common stock on that date ($53.34). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:36 UTC GrantDeferred Stock Units · Derivative 2,530.9336 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000122 · wf-form4_156443617278833.xml · derivative · entry 1

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,639.5946

Underlying: Class A Common · 2,530.9336 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 25, 2019, were based on the closing price of the Company's Class A common stock on that date ($53.34). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 22:23 UTC GrantDeferred Stock Units · Derivative 2,530.9336 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000149 · wf-form4_156443897661566.xml · derivative · entry 8

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,569.2179

Underlying: Class A Common · 2,530.9336 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 25, 2019, were based on the closing price of the Company's Class A common stock on that date ($53.34). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 22:29 UTC GrantStock Appreciation Right · Derivative 5,837 $0.00 Strike: $54.64 $0.00
Disclosure

SEC source: 0000014693-19-000153 · wf-form4_156443932648874.xml · derivative · entry 16

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,837

Underlying: Class B Common · 5,837 shares

Expires 2029-04-30

F4 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 22:00 UTC GrantDeferred Stock Units · Derivative 2,530.9336 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000147 · wf-form4_156443761988285.xml · derivative · entry 1

RONEY MICHAEL J · CIK 0001193318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,866.9983

Underlying: Class A Common · 2,530.9336 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 25, 2019, were based on the closing price of the Company's Class A common stock on that date ($53.34). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:57 UTC GrantDeferred Stock Units · Derivative 2,530.9336 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000143 · wf-form4_156443741585785.xml · derivative · entry 1

BYRNES BRUCE L · CIK 0001180775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,200.6902

Underlying: Class A Common · 2,530.9336 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 25, 2019, were based on the closing price of the Company's Class A common stock on that date ($53.34). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:58 UTC
Cook John D.Director
GrantDeferred Stock Units · Derivative 2,530.9336 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000145 · wf-form4_156443751034104.xml · derivative · entry 1

Cook John D. · CIK 0001445047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,769.4054

Underlying: Class A Common · 2,530.9336 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 25, 2019, were based on the closing price of the Company's Class A common stock on that date ($53.34). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:53 UTC GrantDeferred Stock Units · Derivative 2,530.9336 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000139 · wf-form4_156443721265616.xml · derivative · entry 1

Gutmann Kathleen M. · CIK 0001611542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,413.6674

Underlying: Class A Common · 2,530.9336 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 25, 2019, were based on the closing price of the Company's Class A common stock on that date ($53.34). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:49 UTC GrantDeferred Stock Units · Derivative 2,530.9336 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000136 · wf-form4_156443697235314.xml · derivative · entry 1

Skeans Tracy L · CIK 0001660119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,271.889

Underlying: Class A Common · 2,530.9336 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 25, 2019, were based on the closing price of the Company's Class A common stock on that date ($53.34). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:45 UTC
Hayes John V.SVP/President, USA & Canada
GrantStock Appreciation Right · Derivative 9,434 $0.00 Strike: $54.64 $0.00
Disclosure

SEC source: 0000014693-19-000132 · wf-form4_156443673477440.xml · derivative · entry 1

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,434

Underlying: Class B Common · 9,434 shares

Expires 2029-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:42 UTC
Hinrichs ThomasSVP/Pres., International Div
GrantStock Appreciation Right · Derivative 23,319 $0.00 Strike: $54.64 $0.00
Disclosure

SEC source: 0000014693-19-000128 · wf-form4_156443651233705.xml · derivative · entry 1

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., International Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,319

Underlying: Class B Common · 23,319 shares

Expires 2029-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:43 UTC
Hawley Kirsten MSVP, Chief HR Officer
GrantStock Appreciation Right · Derivative 11,613 $0.00 Strike: $54.64 $0.00
Disclosure

SEC source: 0000014693-19-000130 · wf-form4_156443662250546.xml · derivative · entry 1

Hawley Kirsten M · CIK 0001631257 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,613

Underlying: Class B Common · 11,613 shares

Expires 2029-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:38 UTC
Alvarez Alejandro ASVP, Chief Production Officer
GrantStock Appreciation Right · Derivative 11,106 $0.00 Strike: $54.64 $0.00
Disclosure

SEC source: 0000014693-19-000124 · wf-form4_156443630217682.xml · derivative · entry 1

Alvarez Alejandro A · CIK 0001598777 · SVP, Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,106

Underlying: Class B Common · 11,106 shares

Expires 2029-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:40 UTC
McCallum Mark IEVP, Chief Brands Officer
GrantStock Appreciation Right · Derivative 20,494 $0.00 Strike: $54.64 $0.00
Disclosure

SEC source: 0000014693-19-000126 · wf-form4_156443640677766.xml · derivative · entry 1

McCallum Mark I · CIK 0001369191 · EVP, Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,494

Underlying: Class B Common · 20,494 shares

Expires 2029-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:34 UTC GrantDeferred Stock Units · Derivative 1,265.4668 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000120 · wf-form4_156443605814523.xml · derivative · entry 1

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,339.9795

Underlying: Class A Common · 1,265.4668 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 25, 2019, were based on the closing price of the Company's Class A common stock on that date ($53.34). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:32 UTC GrantDeferred Stock Units · Derivative 5,858.6427 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000118 · wf-form4_156443595565045.xml · derivative · entry 1

Brown George Garvin IV · CIK 0001362478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,038.1288

Underlying: Class A Common · 5,858.6427 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 25, 2019, were based on the closing price of the Company's Class A common stock on that date ($53.34). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:23 UTC GrantStock Appreciation Right · Derivative 2,645 $0.00 Strike: $54.64 $0.00
Disclosure

SEC source: 0000014693-19-000114 · wf-form4_156443539843169.xml · derivative · entry 1

Farrer Marshall · CIK 0001423209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,645

Underlying: Class B Common · 2,645 shares

Expires 2029-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:25 UTC
Hamel Matthew EEVP, Gen Counsel and Secretary
GrantStock Appreciation Right · Derivative 30,264 $0.00 Strike: $54.64 $0.00
Disclosure

SEC source: 0000014693-19-000116 · wf-form4_156443551902938.xml · derivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,264

Underlying: Class B Common · 30,264 shares

Expires 2029-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:21 UTC
Whiting Lawson EPresident & CEO
GrantStock Appreciation Right · Derivative 110,063 $0.00 Strike: $54.64 $0.00
Disclosure

SEC source: 0000014693-19-000112 · wf-form4_156443525115921.xml · derivative · entry 1

Whiting Lawson E · CIK 0001572783 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,063

Underlying: Class B Common · 110,063 shares

Expires 2029-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:15 UTC
Morreau Jane CecilEVP, Chief Financial Officer
GrantStock Appreciation Right · Derivative 31,416 $0.00 Strike: $54.64 $0.00
Disclosure

SEC source: 0000014693-19-000110 · wf-form4_156443490584756.xml · derivative · entry 1

MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,416

Underlying: Class B Common · 31,416 shares

Expires 2029-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

Read SEC document
July 08, 2019 Filed Jul 29, 2019 22:29 UTC GiftClass B Common 2 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000153 · wf-form4_156443932648874.xml · nonDerivative · entry 2

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,292

Read SEC document
July 05, 2019 Filed Jul 29, 2019 22:23 UTC GiftClass B Common 36,737 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000149 · wf-form4_156443897661566.xml · nonDerivative · entry 1

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Hebe Exempt Trust fbo ABH

Disclosed balance after: 38,102

Read SEC document
July 05, 2019 Filed Jun 3, 2020 21:21 UTC GiftClass B Common 26,507 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000054 · wf-form4_159121924548112.xml · nonDerivative · entry 4

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Hebe Trust

Disclosed balance after: 26,507

Read SEC document
July 05, 2019 Filed Jun 3, 2020 21:21 UTC GiftClass A Common 10,624 $0.00 $0.00
Disclosure

SEC source: 0000014693-20-000054 · wf-form4_159121924548112.xml · nonDerivative · entry 3

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Hebe Trust

Disclosed balance after: 10,624

Read SEC document
July 02, 2019 Filed Jul 3, 2019 20:38 UTC
Hayes John V.SVP/President, USA & Canada
SaleClass B Common 1,770 $56.51 $100,027.30
Disclosure

SEC source: 0000014693-19-000106 · wf-form4_156218632098879.xml · nonDerivative · entry 2

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust

Disclosed balance after: 15,559

Read SEC document
June 11, 2019 Filed Jul 3, 2019 20:38 UTC
Hayes John V.SVP/President, USA & Canada
GiftClass B Common 850 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000106 · wf-form4_156218632098879.xml · nonDerivative · entry 1

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,231

F1 · shares: Reflects the contribution of 850 BF-B to John and Jeannine Hayes Donor Advised Charitable Fund.

Read SEC document
June 11, 2019 Filed Jul 29, 2019 22:29 UTC GiftClass B Common 4 $0.00 $0.00
Disclosure

SEC source: 0000014693-19-000153 · wf-form4_156443932648874.xml · nonDerivative · entry 1

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,294

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.