BANC

SEC source: 0001562180-22-002299 · primarydocument.xml · nonDerivative · entry 2

DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,237

F2 · kind: On September 10, 2019, the Reporting Person was granted performance stock units ("PSUs"). Vesting of the PSUs was conditioned on the achievement of certain performance goals and an employment condition. On March 1, 2022, the Joint Compensation, Nominating and Corporate Governance Committee of the Issuer's Board of Directors determined that the performance goals had been satisfied, resulting in the reported PSUs being subject only to the employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on September 10, 2019 subject to the Reporting Person's satisfaction of the employment condition.

SEC source: 0001562180-22-002299 · primarydocument.xml · nonDerivative · entry 1

DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,416

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on March 1, 2023.

SEC source: 0001562180-22-002298 · primarydocument.xml · nonDerivative · entry 2

Hanson Diana · CIK 0001794553 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,692

F2 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a four-year period beginning on March 1, 2023

SEC source: 0001562180-22-000878 · primarydocument.xml · nonDerivative · entry 1

Barker James Andrew · CIK 0001792776 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the James A. Barker Living Trust

Disclosed balance after: 76,245

F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.23 to $19.43 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

SEC source: 0001562180-22-000703 · primarydocument.xml · nonDerivative · entry 1

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Wolff Family Trust

Disclosed balance after: 50,115

SEC source: 0001562180-21-007634 · primarydocument.xml · nonDerivative · entry 1

HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,978

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

SEC source: 0001562180-22-002298 · primarydocument.xml · nonDerivative · entry 1

Hanson Diana · CIK 0001794553 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,494

F1 · kind: Represents new hire grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a four-year period beginning on November 3, 2022.

SEC source: 0001562180-21-006554 · primarydocument.xml · nonDerivative · entry 2

WYCOFF W KIRK · CIK 0000949197 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Patriot Financial Partners III, LP

Disclosed balance after: 1,991,231

F3 · price: Received in exchange for 1,467,155 shares of non-voting common stock of PMB in connection with the merger of PMB into BOC.

F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners III, L.P. ("Patriot Fund III"). Patriot Financial Partners GP III, L.P. ("Patriot GP III") is a general partner of Patriot Fund III, and Patriot Financial Partners GP III, LLC ("Patriot GP III LLC") is a general partner of Patriot GP III. In addition, the Reporting Person is a general partner of Patriot Fund III and Patriot GP III and a member of Patriot GP III LLC. Accordingly, securities owned by Patriot Fund III may be regarded as being beneficially owned by Patriot GP III, Patriot GP III LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

SEC source: 0001562180-21-006554 · primarydocument.xml · nonDerivative · entry 1

WYCOFF W KIRK · CIK 0000949197 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Patriot Financial Partners III, LP

Disclosed balance after: 1,257,654

F1 · price: Received in exchange for 2,515,308 shares of the common stock of Pacific Mercantile Bancorp ("PMB") in connection with the merger of PMB's into Banc of California, Inc. ("BOC"). On the effective date of the merger, the closing price of PMB's common stock was $9.40 per share, and the closing price of BOC's common stock was $18.74 per share.

F2 · ownership.nature: The securities are beneficially held by Patriot Financial Partners III, L.P. ("Patriot Fund III"). Patriot Financial Partners GP III, L.P. ("Patriot GP III") is a general partner of Patriot Fund III, and Patriot Financial Partners GP III, LLC ("Patriot GP III LLC") is a general partner of Patriot GP III. In addition, the Reporting Person is a general partner of Patriot Fund III and Patriot GP III and a member of Patriot GP III LLC. Accordingly, securities owned by Patriot Fund III may be regarded as being beneficially owned by Patriot GP III, Patriot GP III LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.

SEC source: 0001562180-21-006560 · primarydocument.xml · nonDerivative · entry 2

Schlogel Vania E · CIK 0001888492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

SEC source: 0001562180-21-006560 · primarydocument.xml · nonDerivative · entry 1

Schlogel Vania E · CIK 0001888492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,204

F1 · kind: Represents restricted stock units issued to the Reporting Person in connection with the appointment to the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on May 13, 2022.

SEC source: 0001562180-21-006558 · primarydocument.xml · nonDerivative · entry 1

EUSEY SHANNON F · CIK 0001778634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,158

F1 · kind: Represents restricted stock units issued to the Reporting Person in connection with the appointment to the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on May 13, 2022.

SEC source: 0001562180-21-006557 · primarydocument.xml · nonDerivative · entry 1

Kalscheur Denis P · CIK 0001636710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,646

F1 · kind: Represents restricted stock units issued to the Reporting Person in connection with the appointment to the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on May 13, 2022.

SEC source: 0001562180-21-004279 · primarydocument.xml · nonDerivative · entry 1

Sullivan Lynn A · CIK 0001778167 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,485

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

SEC source: 0001562180-21-004278 · primarydocument.xml · nonDerivative · entry 1

Dotan Ido · CIK 0001778395 · GENERAL COUNSEL, CORP SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,184

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

SEC source: 0001415889-21-002509 · form4-05172021_040524.xml · nonDerivative · entry 1

WYCOFF W KIRK · CIK 0000949197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,536

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

SEC source: 0001415889-21-002503 · form4-05172021_040526.xml · nonDerivative · entry 1

HILL BONNIE GUITON · CIK 0001049367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,311

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

SEC source: 0001415889-21-002507 · form4-05172021_040508.xml · nonDerivative · entry 1

SZNEWAJS ROBERT D · CIK 0001117647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,448

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

SEC source: 0001415889-21-002508 · form4-05172021_040519.xml · nonDerivative · entry 1

Thau Andrew · CIK 0001792999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,019

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

SEC source: 0001415889-21-002505 · form4-05172021_040554.xml · nonDerivative · entry 1

LASHLEY RICHARD J · CIK 0001204241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,104

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

SEC source: 0001415889-21-002506 · form4-05172021_040503.xml · nonDerivative · entry 1

Schnel Jonah · CIK 0001390121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,571

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

SEC source: 0001415889-21-002504 · form4-05172021_040537.xml · nonDerivative · entry 1

Fallon-Walsh Barbara · CIK 0001703984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,405.69

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

SEC source: 0001415889-21-002501 · form4-05172021_040501.xml · nonDerivative · entry 1

Barker James Andrew · CIK 0001792776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,278

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

SEC source: 0001415889-21-002502 · form4-05172021_040518.xml · nonDerivative · entry 1

Curran Mary A · CIK 0001709408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,373

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

SEC source: 0001415889-21-002419 · form4-05122021_010507.xml · nonDerivative · entry 1

Curran Mary A · CIK 0001709408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,161

SEC source: 0001415889-21-002296 · form4-05042021_060515.xml · nonDerivative · entry 1

SZNEWAJS ROBERT D · CIK 0001117647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Robert D. Sznewajs Revocable Trust

Disclosed balance after: 55,047

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.0799 to $18.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F2 · balance_after: Amount reported includes shares of common stock previously transferred by the Reporting Person into the Robert D. Sznewajs Revocable Trust, including shares of common stock acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan.

SEC source: 0001415889-21-002206 · form4-04292021_050454.xml · nonDerivative · entry 1

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,419

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

SEC source: 0001415889-21-002204 · form4-04292021_050413.xml · nonDerivative · entry 1

Barker James Andrew · CIK 0001792776 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the James A. Barker Living Trust

Disclosed balance after: 63,345

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.35 to $18.47 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

SEC source: 0001415889-21-002167 · form4-04282021_090402.xml · nonDerivative · entry 1

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Wolff Family Trust

Disclosed balance after: 45,100

SEC source: 0001415889-21-001596 · form4-03192021_010351.xml · nonDerivative · entry 1

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,275

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

SEC source: 0001415889-21-001411 · form4-03102021_080329.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · SVP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,060

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a four-year period beginning on March 9, 2022.

F2 · balance_after: Amount of securities beneficially owned following the transaction reported herein includes shares of the Issuer's common stock acquired by the Reporting Person pursuant to a dividend reinvestment plan.

SEC source: 0001415889-21-001410 · form4-03102021_080324.xml · nonDerivative · entry 1

Sullivan Lynn A · CIK 0001778167 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,461

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on March 9, 2022.

SEC source: 0001415889-21-001408 · form4-03102021_080314.xml · nonDerivative · entry 2

DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,675

F2 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on March 9, 2022.

SEC source: 0001415889-21-001408 · form4-03102021_080314.xml · nonDerivative · entry 1

DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,196

F1 · kind: On September 10, 2019, the Reporting Person was granted performance stock units ("PSUs"). Vesting of the PSUs was conditioned on the achievement of certain performance goals and an employment condition. On March 9, 2021, the Joint Compensation, Nominating and Corporate Governance Committee of the Issuer's Board of Directors determined that the performance goals had been satisfied resulting in the reported PSUs being subject only to the employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on September 10, 2019 subject to the Reporting Person's satisfaction of the employment condition.

SEC source: 0001415889-21-001409 · form4-03102021_080319.xml · nonDerivative · entry 1

HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,761

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on March 9, 2022.

SEC source: 0001415889-21-001407 · form4-03102021_080307.xml · nonDerivative · entry 2

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,082

F2 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on March 9, 2022.

SEC source: 0001415889-21-001407 · form4-03102021_080307.xml · nonDerivative · entry 1

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,610

F1 · kind: On April 29, 2019, the Reporting Person was granted performance stock units ("PSUs"). Vesting of the PSUs was conditioned on the achievement of certain performance goals and an employment condition. On March 9, 2021, the Joint Compensation, Nominating and Corporate Governance Committee of the Issuer's Board of Directors determined that the performance goals had been satisfied resulting in the reported PSUs being subject only to the employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on April 29, 2019 subject to the Reporting Person's satisfaction of the employment condition.

SEC source: 0001415889-21-001406 · form4-03102021_080302.xml · nonDerivative · entry 2

Dotan Ido · CIK 0001778395 · GENERAL COUNSEL, CORP SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,807

F2 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on March 9, 2022.

SEC source: 0001415889-21-001406 · form4-03102021_080302.xml · nonDerivative · entry 1

Dotan Ido · CIK 0001778395 · GENERAL COUNSEL, CORP SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,882

F1 · kind: On June 12, 2019, the Reporting Person was granted performance stock units ("PSUs"). Vesting of the PSUs was conditioned on the achievement of certain performance goals and an employment condition. On March 9, 2021, the Joint Compensation, Nominating and Corporate Governance Committee of the Issuer's Board of Directors determined that the performance goals had been satisfied resulting in the reported PSUs being subject only to the employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on June 12, 2019 subject to the Reporting Person's satisfaction of the employment condition.

SEC source: 0001415889-21-001283 · form4-03032021_020308.xml · nonDerivative · entry 1

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,290

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

SEC source: 0001415889-21-001281 · form4-03032021_020313.xml · nonDerivative · entry 1

Dotan Ido · CIK 0001778395 · GENERAL COUNSEL, CORP SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,533

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

SEC source: 0001415889-21-001279 · form4-03032021_020304.xml · nonDerivative · entry 1

Sullivan Lynn A · CIK 0001778167 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,537

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

SEC source: 0001415889-21-001277 · form4-03032021_020355.xml · nonDerivative · entry 1

HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,715

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

SEC source: 0001415889-21-001275 · form4-03032021_020301.xml · nonDerivative · entry 1

DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

SEC source: 0001415889-21-000925 · form4-02242021_010256.xml · nonDerivative · entry 2

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,323

F2 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of the PSUs.

SEC source: 0001415889-21-000925 · form4-02242021_010256.xml · nonDerivative · entry 1

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,584

F1 · kind: On April 29, 2019, the Reporting Person was granted performance stock units ("PSUs"). Vesting of the PSUs was conditioned on the achievement of certain performance goals. On February 23, 2021, the Joint Compensation, Nominating and Corporate Governance Committee of the Issuer's Board of Directors determined that the performance goals and all other conditions had been satisfied. The reported PSUs vested immediately as of February 23, 2021.

SEC source: 0001415889-20-002959 · form4-12172020_011236.xml · nonDerivative · entry 1

WYCOFF W KIRK · CIK 0000949197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,547

SEC source: 0001415889-20-002876 · form4-12112020_031218.xml · nonDerivative · entry 1

HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,541

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

SEC source: 0001415889-20-002532 · form4-11032020_011109.xml · nonDerivative · entry 1

Curran Mary A · CIK 0001709408 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Mary Allis Curran Trust

Disclosed balance after: 22,658.214

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.12 to $12.17 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F2 · balance_after: Amount reported includes shares previously transferred by the Reporting Person into the Mary Allis Curran Trust, and includes shares of the Issuer's common stock acquired pursuant to a broker-administered dividend reinvestment plan.

SEC source: 0001415889-20-002500 · form4-10292020_061051.xml · nonDerivative · entry 1

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Wolff Family Trust

Disclosed balance after: 39,500