Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANC OF CALIFORNIA, INC.BANC · Entity 4259 | CHIEF CREDIT OFFICER | March 09, 2024 | March 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANC OF CALIFORNIA, INC.
Report date March 09, 2024 · Filed March 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,606 |
Reported balance
After 2024-03-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-09 · Tax withholding · Disposed 517 · Balance 22,606 F1: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. F2: Amount reported includes 51 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.
F2: Amount reported includes 51 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2024 Filed Mar 13, 2024 01:09 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 517 | $14.86 | $7,682.62 |
DisclosureSEC source: 0001562180-24-002632 · primarydocument.xml · nonDerivative · entry 1 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,606 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. F2 · balance_after: Amount reported includes 51 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan. Read SEC document |
| March 02, 2024 Filed Mar 4, 2024 22:32 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 586 | $14.38 | $8,426.68 |
DisclosureSEC source: 0001562180-24-002115 · primarydocument.xml · nonDerivative · entry 2 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,072 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 22:32 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 631 | $14.63 | $9,231.53 |
DisclosureSEC source: 0001562180-24-002115 · primarydocument.xml · nonDerivative · entry 1 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,658 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:55 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 690 | $14.62 | $10,087.80 |
DisclosureSEC source: 0001562180-24-001804 · primarydocument.xml · nonDerivative · entry 1 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,289 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| January 30, 2024 Filed Jan 30, 2024 23:30 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 10,000 | $14.97 | $149,700.00 |
DisclosureSEC source: 0001562180-24-000824 · primarydocument.xml · nonDerivative · entry 1 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,979 Read SEC document |
| November 30, 2023 Filed Dec 5, 2023 00:32 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | OtherPerformance Stock Units · Derivative | 29,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-008078 · primarydocument.xml · derivative · entry 3 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,478 shares Expires 2026-06-06 F3 · derivative.exercise_price: In connection with the transactions contemplated by the Merger Agreement, performance-based restricted stock units were canceled for no consideration. F3 · kind: In connection with the transactions contemplated by the Merger Agreement, performance-based restricted stock units were canceled for no consideration. F3 · derivative.exercise_date: In connection with the transactions contemplated by the Merger Agreement, performance-based restricted stock units were canceled for no consideration. Read SEC document |
| November 30, 2023 Filed Dec 5, 2023 00:32 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 5,150 | $11.83 | $60,924.50 |
DisclosureSEC source: 0001562180-23-008078 · primarydocument.xml · nonDerivative · entry 2 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,979 F2 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| November 30, 2023 Filed Dec 5, 2023 00:32 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 14,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-008078 · primarydocument.xml · nonDerivative · entry 1 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,129 F1 · shares: Represents shares of Issuer's common stock acquired from the vesting of performance-based restricted share unit awards pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, PacWest Bancorp and Cal Merger Sub, Inc. (the "Merger Agreement"). Read SEC document |
| March 09, 2023 Filed Mar 10, 2023 21:19 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 517 | $16.78 | $8,675.26 |
DisclosureSEC source: 0001562180-23-002699 · primarydocument.xml · nonDerivative · entry 1 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,240 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 21:19 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 2,638 | $17.32 | $45,690.16 |
DisclosureSEC source: 0001562180-23-002380 · primarydocument.xml · nonDerivative · entry 2 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,757 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:19 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 645 | $17.55 | $11,319.75 |
DisclosureSEC source: 0001562180-23-002380 · primarydocument.xml · nonDerivative · entry 1 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,395 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:15 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 5,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002044 · primarydocument.xml · nonDerivative · entry 1 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,040 F1 · kind: On March 2, 2020, the Reporting Person was granted performance stock units ("PSUs"). Vesting of the PSUs was conditioned on the achievement of certain performance goals and an employment condition. Effective February 27, 2023, the Joint Compensation, Nominating and Corporate Governance Committee of the Issuer's Board of Directors determined that the performance goals had been satisfied resulting in the reported PSUs being subject only to the employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on March 2, 2020 subject to the Reporting Person's satisfaction of the employment condition. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 21:16 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 5,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001903 · primarydocument.xml · nonDerivative · entry 1 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,462 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments over a three-year period, beginning on February 23, 2024. Read SEC document |
| September 10, 2022 Filed Sep 13, 2022 01:56 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 1,231 | $17.61 | $21,677.91 |
DisclosureSEC source: 0001562180-22-006618 · primarydocument.xml · nonDerivative · entry 1 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,792 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 20:18 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantPerformance Stock Units · Derivative | 29,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004920 · primarydocument.xml · derivative · entry 2 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,478 Underlying: Common Stock · 29,478 shares Expires 2026-06-06 F1 · derivative.exercise_price: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $35 per share within four years from the date of grant and (b) the Reporting Persons' continued service through the fourth anniversary of the grant. F1 · kind: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $35 per share within four years from the date of grant and (b) the Reporting Persons' continued service through the fourth anniversary of the grant. F1 · derivative.exercise_date: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $35 per share within four years from the date of grant and (b) the Reporting Persons' continued service through the fourth anniversary of the grant. F1 · derivative.expiration_date: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $35 per share within four years from the date of grant and (b) the Reporting Persons' continued service through the fourth anniversary of the grant. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 21:40 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 612 | $18.59 | $11,377.08 |
DisclosureSEC source: 0001562180-22-002505 · primarydocument.xml · nonDerivative · entry 1 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,023 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 22:33 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 602 | $18.91 | $11,383.82 |
DisclosureSEC source: 0001562180-22-002299 · primarydocument.xml · nonDerivative · entry 3 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,635 F3 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:33 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 821 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002299 · primarydocument.xml · nonDerivative · entry 2 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,237 F2 · kind: On September 10, 2019, the Reporting Person was granted performance stock units ("PSUs"). Vesting of the PSUs was conditioned on the achievement of certain performance goals and an employment condition. On March 1, 2022, the Joint Compensation, Nominating and Corporate Governance Committee of the Issuer's Board of Directors determined that the performance goals had been satisfied, resulting in the reported PSUs being subject only to the employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on September 10, 2019 subject to the Reporting Person's satisfaction of the employment condition. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:33 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 4,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002299 · primarydocument.xml · nonDerivative · entry 1 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,416 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on March 1, 2023. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 13:30 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 4,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001408 · form4-03102021_080314.xml · nonDerivative · entry 2 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,675 F2 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on March 9, 2022. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 13:30 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 821 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001408 · form4-03102021_080314.xml · nonDerivative · entry 1 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,196 F1 · kind: On September 10, 2019, the Reporting Person was granted performance stock units ("PSUs"). Vesting of the PSUs was conditioned on the achievement of certain performance goals and an employment condition. On March 9, 2021, the Joint Compensation, Nominating and Corporate Governance Committee of the Issuer's Board of Directors determined that the performance goals had been satisfied resulting in the reported PSUs being subject only to the employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on September 10, 2019 subject to the Reporting Person's satisfaction of the employment condition. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 22:44 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 598 | $19.25 | $11,511.50 |
DisclosureSEC source: 0001415889-21-001275 · form4-03032021_020301.xml · nonDerivative · entry 1 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 02:13 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 5,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000678 · form4-03042020_060303.xml · nonDerivative · entry 2 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,973 F2 · kind: Represents grant of RSUs. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a four-year period beginning on March 2, 2021. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 02:13 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 821 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000678 · form4-03042020_060303.xml · nonDerivative · entry 1 DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,102 F1 · kind: On September 10, 2019, the Reporting Person was granted performance stock units ("PSUs"). Vesting of the PSUs was conditioned on the achievement of certain performance goals and an employment condition. On March 2, 2020, the Joint Compensation, Nominating and Corporate Governance Committee of the Issuer's Board of Directors determined that the performance goals had been satisfied resulting in the reported PSUs being subject only to the employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on September 10, 2019 subject to the Reporting Person's satisfaction of the employment condition. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.