Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANC OF CALIFORNIA, INC.BANC · Entity 4259 | CHIEF FINANCIAL OFFICER | March 09, 2023 | March 10, 2023 |
| RBB BancorpRBB · Entity 5572 | EVP/CFO | May 13, 2026 | May 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANC OF CALIFORNIA, INC.
Report date March 09, 2023 · Filed March 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,049 |
Reported balance
After 2023-03-09 transaction · row 1
1 source rowRow 1 · 2023-03-09 · Tax withholding · Disposed 1,330 · Balance 37,049 F1: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-06-06 | Direct | 97,088 |
Reported balance
Holding disclosure · report date 2023-03-09 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 97,088 F2: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $35 per share within four years from the date of grant and (b) the Reporting Persons' continued service through the fourth anniversary of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.
F2: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $35 per share within four years from the date of grant and (b) the Reporting Persons' continued service through the fourth anniversary of the grant.
RBB Bancorp
Report date May 13, 2026 · Filed May 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 6,269 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,269 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,878 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 1,878 F2: These remaining restricted stock units vest on 03/20/2027. F1: There will be no expiration date once restricted stock units vest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,749 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,749 F4: These remaining restricted stock units vest in three equal annual installments on 04/22/2027, 04/22/2028 and 04/22/2029. F1: There will be no expiration date once restricted stock units vest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,678 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,678 F5: These remaining restricted stock units vest in two equal annual installments on 05/08/2027 and 05/08/2028. F1: There will be no expiration date once restricted stock units vest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,325 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 5,325 F8: These restricted stock units vest in three equal annual installments beginning one year after the 05/13/2026 date of grant. F1: There will be no expiration date once restricted stock units vest. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 8,451 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 8,451 F3: These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition. F1: There will be no expiration date once restricted stock units vest. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 10,524 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 10,524 F6: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition. F1: There will be no expiration date once restricted stock units vest. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,987 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 7,987 F7: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals to occur after December 31, 2028, and before March 14, 2029, and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the certification by the Board of Directors subject to the Reporting Person's satisfaction of the employment condition. F1: There will be no expiration date once restricted stock units vest. |
Filing footnotes · ownership attribution and instrument terms
F1: There will be no expiration date once restricted stock units vest.
F2: These remaining restricted stock units vest on 03/20/2027.
F3: These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.
F4: These remaining restricted stock units vest in three equal annual installments on 04/22/2027, 04/22/2028 and 04/22/2029.
F5: These remaining restricted stock units vest in two equal annual installments on 05/08/2027 and 05/08/2028.
F6: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.
F7: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals to occur after December 31, 2028, and before March 14, 2029, and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the certification by the Board of Directors subject to the Reporting Person's satisfaction of the employment condition.
F8: These restricted stock units vest in three equal annual installments beginning one year after the 05/13/2026 date of grant.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
First Choice Bancorp
Report date December 06, 2019 · Filed December 10, 2019
Section 16 reporting ended · disclosed 2019-12-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,382 |
Ending reported balance
After 2019-12-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-12-06 · Disposition to issuer · Disposed 8,000 · Balance 2,464 Row 2 · 2019-12-06 · Disposition to issuer · Disposed 1,082 · Balance 1,382 |
PACWEST BANCORP
Report date February 28, 2017 · Filed March 02, 2017
Section 16 reporting ended · disclosed 2017-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,254 |
Reported balance
After 2017-02-28 transaction · row 1
1 source rowRow 1 · 2017-02-28 · Disposition to issuer · Disposed 19,021 · Balance 37,254 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 8,309 |
Reported balance
Holding disclosure · report date 2017-02-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,309 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 3,629 |
Reported balance
Holding disclosure · report date 2017-02-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,629 |
| Common StockSEC Table I · non-derivative | IndirectAs custodian of account for daughter | 144 |
Reported balance
Holding disclosure · report date 2017-02-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 144 |
| Common StockSEC Table I · non-derivative | IndirectAs custodian of account for son | 146 |
Reported balance
Holding disclosure · report date 2017-02-28 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 146 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 56 |
Reported balance
Holding disclosure · report date 2017-02-28 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 56 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2026 Filed May 9, 2026 00:05 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 840 | $24.05 | $20,202.00 |
DisclosureSEC source: 0001437749-26-015975 · rdgdoc.xml · nonDerivative · entry 2 HOPKINS LYNN M · CIK 0001179851 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,269 Read SEC document |
| May 08, 2026 Filed May 9, 2026 00:05 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 2,339 | $24.05 | $56,252.95 |
DisclosureSEC source: 0001437749-26-015975 · rdgdoc.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2026 Filed Apr 22, 2026 23:28 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 1,917 | $0.00 Strike: $24.13 | $0.00 |
DisclosureSEC source: 0001437749-26-013067 · rdgdoc.xml · derivative · entry 5 HOPKINS LYNN M · CIK 0001179851 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,749 Underlying: Common Stock · 7,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These restricted stock units vest in five equal annual installments beginning one year after the 04/22/2024 date of grant. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. F7 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. Read SEC document |
| April 22, 2026 Filed Apr 22, 2026 23:28 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 688 | $24.13 | $16,601.44 |
DisclosureSEC source: 0001437749-26-013067 · rdgdoc.xml · nonDerivative · entry 2 HOPKINS LYNN M · CIK 0001179851 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,770 Read SEC document |
| April 22, 2026 Filed Apr 22, 2026 23:28 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 1,917 | $24.13 | $46,257.21 |
DisclosureSEC source: 0001437749-26-013067 · rdgdoc.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 19:19 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 1,878 | $0.00 Strike: $20.43 | $0.00 |
DisclosureSEC source: 0001437749-26-009576 · rdgdoc.xml · derivative · entry 3 HOPKINS LYNN M · CIK 0001179851 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,878 Underlying: Common Stock · 3,756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. F7 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 19:19 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 674 | $20.43 | $13,769.82 |
DisclosureSEC source: 0001437749-26-009576 · rdgdoc.xml · nonDerivative · entry 2 HOPKINS LYNN M · CIK 0001179851 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,541 Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 19:19 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 1,878 | $20.43 | $38,367.54 |
DisclosureSEC source: 0001437749-26-009576 · rdgdoc.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2025 Filed Jun 4, 2025 00:31 UTC Amendment | RBB Bancorp RBB · Entity 5572 | GrantPerformance Stock Units · Derivative | 10,524 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-019356 · rdgdoc.xml · derivative · entry 5 HOPKINS LYNN M · CIK 0001179851 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,524 Underlying: Common Stock · 10,524 shares Expires not disclosed F6 · derivative.exercise_date: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. F7 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. F7 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. F7 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. Read SEC document |
| May 08, 2025 Filed Jun 4, 2025 00:31 UTC Amendment | RBB Bancorp RBB · Entity 5572 | GrantRestricted Stock Units · Derivative | 7,017 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-019356 · rdgdoc.xml · derivative · entry 4 HOPKINS LYNN M · CIK 0001179851 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,017 Underlying: Common Stock · 7,017 shares Expires not disclosed F5 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 05/08/2025 date of grant F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. F7 · derivative.underlying: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. F7 · derivative.underlying_shares: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. F7 · balance_after: On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. Read SEC document |
| May 08, 2025 Filed May 9, 2026 00:05 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 2,339 | $0.00 Strike: $24.05 | $0.00 |
DisclosureSEC source: 0001437749-26-015975 · rdgdoc.xml · derivative · entry 6 HOPKINS LYNN M · CIK 0001179851 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,678 Underlying: Common Stock · 7,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These remaining restricted stock units vest in two equal annual installments on 05/08/2027 and 05/08/2028. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| April 22, 2025 Filed Apr 23, 2025 00:25 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 1,917 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-012724 · rdgdoc.xml · derivative · entry 5 HOPKINS LYNN M · CIK 0001179851 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,666 Underlying: Restricted Stock Units · 9,583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These restricted stock units vest in five equal annual installments beginning one year after the 04/22/2024 date of grant. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| April 22, 2025 Filed Apr 23, 2025 00:25 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 686 | $15.62 | $10,715.32 |
DisclosureSEC source: 0001437749-25-012724 · rdgdoc.xml · nonDerivative · entry 2 HOPKINS LYNN M · CIK 0001179851 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,337 Read SEC document |
| April 22, 2025 Filed Apr 23, 2025 00:25 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 1,917 | $15.62 | $29,943.54 |
DisclosureSEC source: 0001437749-25-012724 · rdgdoc.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 17:41 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 1,878 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008914 · rdgdoc.xml · derivative · entry 3 HOPKINS LYNN M · CIK 0001179851 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,756 Underlying: Restricted Stock Units · 5,634 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 17:41 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 772 | $17.07 | $13,178.04 |
DisclosureSEC source: 0001437749-25-008914 · rdgdoc.xml · nonDerivative · entry 2 HOPKINS LYNN M · CIK 0001179851 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,106 Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 17:41 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 1,878 | $17.07 | $32,057.46 |
DisclosureSEC source: 0001437749-25-008914 · rdgdoc.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2023 Filed Mar 10, 2023 21:19 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 1,330 | $16.78 | $22,317.40 |
DisclosureSEC source: 0001562180-23-002700 · primarydocument.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,049 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 21:22 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 8,923 | $17.32 | $154,546.36 |
DisclosureSEC source: 0001562180-23-002392 · primarydocument.xml · nonDerivative · entry 2 HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,379 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:22 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 1,584 | $17.55 | $27,799.20 |
DisclosureSEC source: 0001562180-23-002392 · primarydocument.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,302 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:16 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 13,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002046 · primarydocument.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,886 F1 · kind: On March 2, 2020, the Reporting Person was granted performance stock units ("PSUs"). Vesting of the PSUs was conditioned on the achievement of certain performance goals and an employment condition. Effective February 27, 2023, the Joint Compensation, Nominating and Corporate Governance Committee of the Issuer's Board of Directors determined that the performance goals had been satisfied resulting in the reported PSUs being subject only to the employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on March 2, 2020 subject to the Reporting Person's satisfaction of the employment condition. Read SEC document |
| December 09, 2022 Filed Dec 9, 2022 21:25 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 1,783 | $15.94 | $28,421.02 |
DisclosureSEC source: 0001562180-22-008184 · primarydocument.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,717 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 20:18 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantPerformance Stock Units · Derivative | 97,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004917 · primarydocument.xml · derivative · entry 2 HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,088 Underlying: Common Stock · 97,088 shares Expires 2026-06-06 F1 · derivative.exercise_price: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $35 per share within four years from the date of grant and (b) the Reporting Persons' continued service through the fourth anniversary of the grant. F1 · kind: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $35 per share within four years from the date of grant and (b) the Reporting Persons' continued service through the fourth anniversary of the grant. F1 · derivative.exercise_date: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $35 per share within four years from the date of grant and (b) the Reporting Persons' continued service through the fourth anniversary of the grant. F1 · derivative.expiration_date: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $35 per share within four years from the date of grant and (b) the Reporting Persons' continued service through the fourth anniversary of the grant. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 21:40 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 1,100 | $18.59 | $20,449.00 |
DisclosureSEC source: 0001562180-22-002507 · primarydocument.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 22:35 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 1,894 | $18.91 | $35,815.54 |
DisclosureSEC source: 0001562180-22-002302 · primarydocument.xml · nonDerivative · entry 2 HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,600 F2 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:35 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 8,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002302 · primarydocument.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,494 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on March 1, 2023. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 17:49 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 1,783 | $20.50 | $36,551.50 |
DisclosureSEC source: 0001562180-21-007634 · primarydocument.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,978 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 13:30 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 8,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001409 · form4-03102021_080319.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,761 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on March 9, 2022. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 22:46 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 1,826 | $19.25 | $35,150.50 |
DisclosureSEC source: 0001415889-21-001277 · form4-03032021_020355.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,715 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 23:04 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 1,782 | $14.68 | $26,159.76 |
DisclosureSEC source: 0001415889-20-002876 · form4-12112020_031218.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,541 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 02:10 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 13,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000676 · form4-03042020_060335.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,323 F1 · kind: Represents grant of RSUs. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on March 2, 2021. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 21:20 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 15,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-19-001477 · form4-12102019_011206.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,461 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on the one-year anniversary of the grant date. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 20:07 UTC | First Choice Bancorp FCBP · Entity 137100 | Disposition to issuerCommon Stock | 1,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005958 · primarydocument.xml · nonDerivative · entry 2 HOPKINS LYNN M · CIK 0001179851 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,382 Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 20:07 UTC | First Choice Bancorp FCBP · Entity 137100 | Disposition to issuerCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005958 · primarydocument.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,464 Read SEC document |
| October 15, 2019 Filed Oct 16, 2019 20:20 UTC | First Choice Bancorp FCBP · Entity 137100 | Tax withholdingCommon Stock | 618 | $20.93 | $12,934.74 |
DisclosureSEC source: 0001562180-19-005170 · primarydocument.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,464 F1 · kind: Shares withheld solely for the purpose of satisfying tax liability due upon vesting of restricted stock award. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 02:10 UTC | First Choice Bancorp FCBP · Entity 137100 | GrantCommon Stock | 1,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-000772 · primarydocument.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,082 F1 · shares: These shares vest 100% on the first anniversary of the date of grant. F2 · price: Shares granted under the First Choice Bancorp 2013 Omnibus Stock Incentive Plan. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 18:33 UTC | PACWEST BANCORP PACW · Entity 107839 | Disposition to issuerCommon Stock | 19,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003712 · edgar.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,254 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 16:23 UTC | PACWEST BANCORP PACW · Entity 107839 | Tax withholdingCommon Stock | 722 | $55.39 | $39,991.58 |
DisclosureSEC source: 0001179110-17-002244 · edgar.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · EVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,275 F1 · shares: Represents the number of shares of Issuer's common stock that Reporting Person surrendered to Issuer for the satisfaction of Reporting Person's tax withholding obligations upon the release of 1,653 shares of restricted stock on February 10, 2017. F2 · price: Reflects market closing price on February 10, 2017. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 17:21 UTC | PACWEST BANCORP PACW · Entity 107839 | SaleCommon Stock | 19,994 | $55.19 | $1,103,504.85 |
DisclosureSEC source: 0001179110-16-032834 · edgar.xml · nonDerivative · entry 1 HOPKINS LYNN M · CIK 0001179851 · EVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 8,309 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.19 to $55.23, inclusive. The reporting person undertakes to provide to PacWest Bancorp, any security holder of PacWest Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.