Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANC OF CALIFORNIA, INC.BANC · Entity 4259 | Director | May 11, 2023 | May 13, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANC OF CALIFORNIA, INC.
Report date May 11, 2023 · Filed May 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,062 |
Reported balance
After 2023-05-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-05-11 · Grant · Acquired 6,863 · Balance 13,062 F1: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. F2: Amount includes 42 shares of the Issuer's common stock acquired pursuant to the issuer's dividend reinvestment plan. |
| Common StockSEC Table I · non-derivative | IndirectDGK Trust | 8,389 |
Reported balance
Holding disclosure · report date 2023-05-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,389 F3: Amount includes 8,389 shares transferred into DGK Trust previously reported as directly held. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.
F2: Amount includes 42 shares of the Issuer's common stock acquired pursuant to the issuer's dividend reinvestment plan.
F3: Amount includes 8,389 shares transferred into DGK Trust previously reported as directly held.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PACIFIC MERCANTILE BANCORP
Report date October 18, 2021 · Filed October 19, 2021
Section 16 reporting ended · disclosed 2021-10-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-10-18 transaction · row 1
1 source rowRow 1 · 2021-10-18 · Sale · Disposed 21,045 · Balance 0 F1: Pursuant to the Merger Agreement by and between Pacific Mercantile Bancorp and Banc of California, Inc. dated March 22, 2021 (the "Agreement"), all vested shares of Pacific Mercantile Bancorp will be converted to Banc of California, Inc. shares at a 2:1 ratio. The vesting of all options, RSAs and RSUs (the "Incentives") were accelerated and cashed out upon the close of the merger that occurred on October 18, 2021. The price per share used to cash out these Incentives was $9.31, and was determined pursuant to the Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Merger Agreement by and between Pacific Mercantile Bancorp and Banc of California, Inc. dated March 22, 2021 (the "Agreement"), all vested shares of Pacific Mercantile Bancorp will be converted to Banc of California, Inc. shares at a 2:1 ratio. The vesting of all options, RSAs and RSUs (the "Incentives") were accelerated and cashed out upon the close of the merger that occurred on October 18, 2021. The price per share used to cash out these Incentives was $9.31, and was determined pursuant to the Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2023 Filed May 13, 2023 00:03 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 6,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004113 · primarydocument.xml · nonDerivative · entry 1 Kalscheur Denis P · CIK 0001636710 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,062 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. F2 · balance_after: Amount includes 42 shares of the Issuer's common stock acquired pursuant to the issuer's dividend reinvestment plan. Read SEC document |
| May 12, 2022 Filed May 16, 2022 22:19 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004054 · primarydocument.xml · nonDerivative · entry 1 Kalscheur Denis P · CIK 0001636710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,546 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
| October 18, 2021 Filed Oct 19, 2021 18:23 UTC | PACIFIC MERCANTILE BANCORP PMBC · Entity 134413 | SaleCommon Stock | 21,045 | $9.31 | $195,928.95 |
DisclosureSEC source: 0001562180-21-006562 · primarydocument.xml · nonDerivative · entry 1 Kalscheur Denis P · CIK 0001636710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Merger Agreement by and between Pacific Mercantile Bancorp and Banc of California, Inc. dated March 22, 2021 (the "Agreement"), all vested shares of Pacific Mercantile Bancorp will be converted to Banc of California, Inc. shares at a 2:1 ratio. The vesting of all options, RSAs and RSUs (the "Incentives") were accelerated and cashed out upon the close of the merger that occurred on October 18, 2021. The price per share used to cash out these Incentives was $9.31, and was determined pursuant to the Agreement. F1 · price: Pursuant to the Merger Agreement by and between Pacific Mercantile Bancorp and Banc of California, Inc. dated March 22, 2021 (the "Agreement"), all vested shares of Pacific Mercantile Bancorp will be converted to Banc of California, Inc. shares at a 2:1 ratio. The vesting of all options, RSAs and RSUs (the "Incentives") were accelerated and cashed out upon the close of the merger that occurred on October 18, 2021. The price per share used to cash out these Incentives was $9.31, and was determined pursuant to the Agreement. Read SEC document |
| October 18, 2021 Filed Oct 19, 2021 21:26 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 2,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-006557 · primarydocument.xml · nonDerivative · entry 1 Kalscheur Denis P · CIK 0001636710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,646 F1 · kind: Represents restricted stock units issued to the Reporting Person in connection with the appointment to the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on May 13, 2022. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 19:09 UTC | PACIFIC MERCANTILE BANCORP PMBC · Entity 134413 | GrantCommon Stock | 4,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001341 · primarydocument.xml · nonDerivative · entry 1 Kalscheur Denis P · CIK 0001636710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,045 F1 · kind: Shares granted pursuant to restricted stock agreement, vesting on February 17, 2022. Read SEC document |
| May 20, 2020 Filed May 22, 2020 15:51 UTC | PACIFIC MERCANTILE BANCORP PMBC · Entity 134413 | GrantCommon Stock | 1,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003856 · primarydocument.xml · nonDerivative · entry 1 Kalscheur Denis P · CIK 0001636710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,779 Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 19:36 UTC | PACIFIC MERCANTILE BANCORP PMBC · Entity 134413 | GrantCommon Stock | 3,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001503 · primarydocument.xml · nonDerivative · entry 1 Kalscheur Denis P · CIK 0001636710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,515 Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 18:35 UTC | PACIFIC MERCANTILE BANCORP PMBC · Entity 134413 | GrantCommon Stock | 2,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001202 · primarydocument.xml · nonDerivative · entry 1 Kalscheur Denis P · CIK 0001636710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,511 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 20:42 UTC | PACIFIC MERCANTILE BANCORP PMBC · Entity 134413 | GrantCommon Stock | 2,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001202 · primarydocument.xml · nonDerivative · entry 1 Kalscheur Denis P · CIK 0001636710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,103 Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 15:42 UTC | PACIFIC MERCANTILE BANCORP PMBC · Entity 134413 | GrantCommon Stock | 2,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-000771 · primarydocument.xml · nonDerivative · entry 1 Kalscheur Denis P · CIK 0001636710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,526 F1 · price: Shares granted pursuant to restricted stock agreement, vesting over 12 months. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 17:26 UTC Amendment | PACIFIC MERCANTILE BANCORP PMBC · Entity 134413 | GrantCommon Stock | 2,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-000779 · primarydocument.xml · nonDerivative · entry 1 Kalscheur Denis P · CIK 0001636710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,526 F1 · price: Shares granted pursuant to restricted stock agreement, vesting over 12 months. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.