Smith Michael Alan

SEC source: 0000950103-24-014110 · dp218484_4-smith.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On September 27, 2024, RE Closing Buyer Corp. ("Parent") acquired the Issuer pursuant to certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 28, 2024, by and among the Issuer, Parent, and RE Closing Merger Sub Inc., a wholly-owned subsidiary of Parent ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F2 · price: As of the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of the Issuer's common stock outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $6.29 in cash (the "Merger Consideration"). In addition, each restricted stock unit of the Issuer that was outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and terminated as of immediately prior to the Effective Time and converted into the right to receive an amount in cash, less applicable tax withholdings, equal to the product of (i) the aggregate number of shares subject to such restricted stock units and (ii) the Merger Consideration.

SEC source: 0001437749-24-028864 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,597

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was December 9, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On September 9, 2024, 3,500 shares of such RSUs vested. In connection with this vesting, 1,183 shares were withheld on September 10, 2024 to satisfy the reporting person's tax withholding obligations.

SEC source: 0001437749-24-027505 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,780

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was August 16, 2021, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On August 16, 2024, 325 shares of such RSUs vested. In connection with this vesting, 111 shares were sold on August 20, 2024 to satisfy the reporting person's tax withholding obligations.

F2 · price: The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $6.00 to $6.01, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001437749-24-024892 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,891

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was August 3, 2023, and the grant vests as follows: 50% of the RSUs vest on the six-month anniversary of the Vesting Commencement Date and the remainder vest in 4 consecutive, equal, quarterly installments such that the award is fully vested on the 18-month anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On August 3, 2024, 7,500 shares of such RSUs vested. In connection with this vesting, 2,526 shares were withheld on August 5, 2024 to satisfy the reporting person's tax withholding obligations.

SEC source: 0001437749-24-022813 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,417

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was July 11, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On July 11, 2024, 1,750 shares of such RSUs vested. In connection with this vesting, 592 shares were sold on July 15, 2024 to satisfy the reporting person's tax withholding obligations.

F2 · price: The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $6.00 to $6.00, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001437749-24-021989 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,009

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was March 31, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On June 30, 2024, 454 shares of such RSUs vested. In connection with this vesting, 152 shares were withheld on July 1, 2024 to satisfy the reporting person's tax withholding obligations.

SEC source: 0001437749-24-020118 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,161

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was December 9, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On June 9, 2024, 3,500 shares of such RSUs vested. In connection with this vesting, 1,178 shares were withheld on June 11, 2024 to satisfy the reporting person's tax withholding obligations.

SEC source: 0001437749-24-017828 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,339

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was August 16, 2021, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On May 16, 2024, 325 shares of such RSUs vested. In connection with this vesting, 112 shares were sold on May 17, 2024 to satisfy the reporting person's tax withholding obligations.

F2 · price: The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $6.02 to $6.05, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001437749-24-015363 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,451

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was August 3, 2023, and the grant vests as follows: 50% of the RSUs vest on the six-month anniversary of the Vesting Commencement Date and the remainder vest in 4 consecutive, equal, quarterly installments such that the award is fully vested on the 18-month anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On May 3, 2024, 7,500 shares of such RSUs vested. In connection with this vesting, 2,526 shares were withheld on May 6, 2024 to satisfy the reporting person's tax withholding obligations.

SEC source: 0001437749-24-012060 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,977

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was July 11, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On April 11, 2024, 1,750 shares of such RSUs vested. In connection with this vesting, 591 shares were sold on April 12, 2024 to satisfy the reporting person's tax withholding obligations.

F2 · price: The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $6.07 to $6.10, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001437749-24-010397 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,568

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was March 31, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On March 31, 2024, 454 shares of such RSUs vested. In connection with this vesting, 152 shares were withheld on April 1, 2024 to satisfy the reporting person's tax withholding obligations.

SEC source: 0001437749-24-007496 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,720

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was December 9, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On March 9, 2024, 3,500 shares of such RSUs vested. In connection with this vesting, 1,178 shares were withheld on March 12, 2024 to satisfy the reporting person's tax withholding obligations.

SEC source: 0001437749-24-005906 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,898

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was August 16, 2021, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On February 16, 2024, 324 shares of such RSUs vested. In connection with this vesting, 132 shares were withheld on February 20, 2024 to satisfy the reporting person's tax withholding obligations.

SEC source: 0001437749-24-003229 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,030

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was August 3, 2023, and the grant vests as follows: 50% of the RSUs vest on the six-month anniversary of the Vesting Commencement Date and the remainder vest in 4 consecutive, equal, quarterly installments such that the award is fully vested on the 18-month anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On February 3, 2023, 30,000 shares of such RSUs vested. In connection with this vesting, 12,294 shares were withheld on February 5, 2024 to satisfy the reporting person's tax withholding obligations.

SEC source: 0001437749-24-001869 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,324

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was July 11, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On January 11, 2024, 1,750 shares of such RSUs vested. In connection with this vesting, 726 shares were sold on January 19, 2024 to satisfy the reporting person's tax withholding obligations.

F2 · price: The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $4.15 to $4.22, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001437749-24-000867 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,050

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was March 31, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On December 31, 2023, 454 shares of such RSUs vested. In connection with this vesting, 168 shares were sold on January 5, 2024 to satisfy the reporting person's tax withholding obligations.

F2 · price: The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $4.35 to $4.60, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001437749-23-034322 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,218

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was December 9, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On December 9, 2023, 14,000 shares of such RSUs vested. In connection with this vesting, 4,879 shares were withheld on December 11, 2023 to satisfy the reporting person's tax withholding obligations.

SEC source: 0001437749-23-032790 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,097

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was August 16, 2021, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On November 16, 2023, 325 shares of such RSUs vested. In connection with this vesting, 121 shares were sold on November 20, 2023 to satisfy the reporting person's tax withholding obligations.

F2 · price: The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $5.37 to $5.45, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001437749-23-028290 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,218

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was July 11, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On October 11, 2023, 1,750 shares of such RSUs vested. In connection with this vesting, 675 shares were sold on October 13, 2023 to satisfy the reporting person's tax withholding obligations.

F2 · price: The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $4.23 to $4.68, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001437749-23-027670 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,893

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was March 31, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On September 30, 2023, 454 shares of such RSUs vested. In connection with this vesting, 168 shares were sold on October 3, 2023 to satisfy the reporting person's tax withholding obligations.

F2 · price: The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $4.65 to $5.10, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001437749-23-024295 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,061

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was August 16, 2021, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On August 16, 2023, 325 shares of such RSUs vested. In connection with this vesting, 128 shares were sold on August 18, 2023 to satisfy the reporting person's tax withholding obligations.

F2 · price: The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $5.06 to $5.13, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001437749-23-022168 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,189

F1 · shares: Grant of Doma Holdings, Inc.'s (the "Company") common stock to the reporting person in the form of restricted stock units ("RSUs") pursuant to the Company's Omnibus Incentive Plan (the "Plan"). The "Vesting Commencement Date" is August 3, 2023. These RSUs will be settled solely by delivery of shares of Company common stock and vest as follows: 50% of the RSUs will vest on the six-month anniversary of the Vesting Commencement Date and the remainder will vest in 4 consecutive, equal, quarterly installments such that the award is fully vested on the 18-month anniversary of the Vesting Commencement Date, provided the reporting person is continuously employed through such date as applicable.

SEC source: 0001437749-23-020620 · rdgdoc.xml · nonDerivative · entry 2

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,189

F3 · shares: As previously reported, the reporting person was granted RSUs under the Company's Plan, representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was July 11, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On July 11, 2023, 7,000 shares of such RSUs vested. In connection with this vesting, 2,073 shares were sold on July 21, 2023 to satisfy the reporting person's tax withholding obligations.

F2 · price: The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $7.01 to $7.79, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001437749-23-020620 · rdgdoc.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,262

F1 · shares: As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was March 31, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On June 30, 2023, 454 shares of such RSUs vested. In connection with this vesting, 110 shares were sold on July 21, 2023 to satisfy the reporting person's tax withholding obligations.

F2 · price: The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $7.01 to $7.79, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001722438-23-000080 · wf-form4_168452834047592.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,384,337

F1 · shares: As previously reported, on October 6, 2021, the reporting person was granted 129,871 restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was August 16, 2021, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On May 16, 2023, 8,117 shares of such RSUs vested. In connection with this vesting, 3,121 shares were sold on May 18, 2023 to satisfy the reporting person's tax withholding obligations.

F2 · price: The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $0.28 to $0.29, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001722438-23-000054 · wf-form4_168064220772935.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,387,458

F1 · shares: As previously reported, the reporting person was granted 181,623 restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was March 31, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On March 31, 2023, 45,405 shares of such RSUs vested. In connection with this vesting, 18,606 shares were withheld by the Company to satisfy the reporting person's tax withholding obligations.

SEC source: 0001722438-23-000021 · wf-form4_167710207752814.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,406,064

F1 · shares: As previously reported, on October 6, 2021, the reporting person was granted 129,871 restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was August 16, 2021, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On February 16, 2023, 8,117 shares of such RSUs vested. In connection with this vesting, 3,566 shares were sold on February 21, 2023 to satisfy the reporting person's tax withholding obligations.

F2 · price: The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $0.665 to $0.703, inclusive. The reporting person hereby undertakes to provide, upon request, to the Issuer, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001722438-22-000220 · wf-form4_167088100473729.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,409,630

F1 · shares: Grant of Doma Holdings, Inc.'s (the "Company") common stock to the reporting person in the form of restricted stock units ("RSUs") pursuant to the Company's Omnibus Incentive Plan (the "Plan"). The "Vesting Commencement Date" is December 9, 2022. These RSUs will be settled solely by delivery of shares of Company common stock and vest as follows: 25% of the RSUs will vest on the first anniversary of the Vesting Commencement Date and the remainder will vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date, provided the reporting person is continuously employed through such date as applicable.

SEC source: 0001722438-22-000214 · wf-form4_166915305853003.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,009,630

F1 · shares: As previously reported, on October 6, 2021, the reporting person was granted 129,871 restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was August 16, 2021, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On November 16, 2022 8,117 shares of such RSUs vested. In connection with this vesting, 2,802 shares were sold on November 18, 2022 to satisfy the reporting person's tax withholding obligations.

F2 · price: The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $0.42 to $0.45, inclusive. The reporting person hereby undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001722438-22-000158 · wf-form4_166120205360663.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,432

F1 · shares: As previously reported, on October 6, 2021, the reporting person was granted 129,871 restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was August 16, 2021, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On August 16, 2022, 32,467 shares of such RSUs vested. In connection with this vesting, 13,462 shares were sold on August 18, 2022 to satisfy the reporting person's tax withholding obligations.

F2 · price: The price reported above in Column 4 represents a weighted average sales price of. This transaction was executed in multiple trades at prices ranging from $0.82 to $0.87, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001722438-22-000121 · wf-form4_165840177568678.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,894

F1 · shares: Grant of Doma Holdings, Inc.'s (the "Company") common stock to the reporting person in the form of restricted stock units ("RSUs") pursuant to the Company's Omnibus Incentive Plan (the "Plan"). The "Vesting Commencement Date" is July 11, 2022. These RSUs will be settled solely by delivery of shares of Company common stock and vest as follows: 25% of the RSUs will vest on the first anniversary of the Vesting Commencement Date and the remainder will vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date, provided the reporting person is continuously employed through such date as applicable.

SEC source: 0001722438-22-000035 · wf-form4_164884625954451.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,894

F1 · shares: Grant of Doma Holdings, Inc.'s (the "Company") common stock to the reporting person in the form of restricted stock units ("RSUs") pursuant to the Company's Omnibus Incentive Plan (the "Plan"). The "Vesting Commencement Date" is March 31, 2022. These RSUs will be settled solely by delivery of shares of Company common stock and vest as follows: 25% of the RSUs will vest on the first anniversary of the Vesting Commencement Date and the remainder will vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date, provided the reporting person is continuously employed through such date as applicable.

SEC source: 0001722438-21-000064 · wf-form4_163701145341683.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,271

SEC source: 0001722438-21-000027 · wf-form4_163355980445393.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,871

F1 · shares: Grant of Doma Holdings, Inc.'s (the "Company") common stock to the reporting person in the form of restricted stock units ("RSUs") pursuant to the Company's Omnibus Incentive Plan (the "Plan"). These RSUs will be settled solely by delivery of shares of Company common stock and vest as follows: 25% of the RSUs will vest on the first anniversary of August 16, 2021 (the "Vesting Commencement Date") and the remainder will vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date, provided the reporting person is continuously employed through such date as applicable.

SEC source: 0001415889-21-001411 · form4-03102021_080329.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · SVP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,060

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a four-year period beginning on March 9, 2022.

F2 · balance_after: Amount of securities beneficially owned following the transaction reported herein includes shares of the Issuer's common stock acquired by the Reporting Person pursuant to a dividend reinvestment plan.

SEC source: 0001415889-20-000680 · form4-03042020_060307.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · SVP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,186

F1 · kind: Represents grant of RSUs. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a four-year period beginning on March 2, 2021.

SEC source: 0001415889-19-000496 · form4-05012019_050512.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · SVP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,598

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on April 29, 2020.

SEC source: 0001415889-18-001588 · form4-11062018_011139.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · SVP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,959

SEC source: 0001415889-18-001481 · form4-10092018_031030.xml · nonDerivative · entry 1

Smith Michael Alan · CIK 0001543844 · SVP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,359

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on October 5, 2019.