Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANC OF CALIFORNIA, INC.BANC · Entity 4259 | Director | August 01, 2023 | August 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANC OF CALIFORNIA, INC.
Report date August 01, 2023 · Filed August 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,699 |
Reported balance
After 2023-08-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-08-01 · Exercise / conversion · Acquired 1,836 · Balance 8,699 F1: Amount includes 6,863 shares underlying restricted share units that will vest on May 11, 2024. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.90 · Expires 2024-07-01 | Direct | 0 |
Reported balance
After 2023-08-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-08-01 · Exercise / conversion · Disposed 918 · Balance 0 F4: All shares underlying this option have vested. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.90 · Expires 2024-07-01 | Direct | 0 |
Reported balance
After 2023-08-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-08-01 · Exercise / conversion · Disposed 918 · Balance 0 F4: All shares underlying this option have vested. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.75 · Expires 2025-07-01 | Direct | 2,808 |
Reported balance
Holding disclosure · report date 2023-08-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 2,808 F4: All shares underlying this option have vested. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.75 · Expires 2025-07-01 | Direct | 2,808 |
Reported balance
Holding disclosure · report date 2023-08-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,808 F4: All shares underlying this option have vested. |
| Common StockSEC Table I · non-derivative | IndirectBy the Robert D. Sznewajs Revocable Trust | 87,545 |
Reported balance
Holding disclosure · report date 2023-08-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 87,545 F2: Amount includes 5,793 shares transferred into Robert D. Sznewajs Revocable Trust previously reported as directly held. F3: Amount includes 744 shares of Issuer's common stock acquired pursuant to a broker administered dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Amount includes 6,863 shares underlying restricted share units that will vest on May 11, 2024.
F2: Amount includes 5,793 shares transferred into Robert D. Sznewajs Revocable Trust previously reported as directly held.
F3: Amount includes 744 shares of Issuer's common stock acquired pursuant to a broker administered dividend reinvestment plan.
F4: All shares underlying this option have vested.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
OUTERWALL INC
Report date September 23, 2016 · Filed September 27, 2016
Section 16 reporting ended · disclosed 2016-09-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-09-27 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-09-23 · Other · Disposed 15,699 · Balance 2,601 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated July 24, 2016, by and among Outerwall Inc. ("Issuer"), Aspen Parent, Inc., Aspen Merger Sub, Inc., Redwood Merger Sub, Inc. and Redbox Automated Retail, LLC (the "Merger Agreement"), on August 5, 2016, Aspen Merger Sub, Inc. made an offer (the "Offer") to purchase each outstanding share of the Issuer's common stock for $52.00 per share, in cash, without interest (the "Merger Consideration"). The shares shown on this line were tendered in the Offer. F2: Pursuant the Merger Agreement, each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive the Merger Consideration. Row 2 · 2016-09-27 · Other · Disposed 2,601 · Balance 0 F2: Pursuant the Merger Agreement, each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive the Merger Consideration. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $52.09 · Expires 2021-06-01 | Direct | 0 |
Reported balance
After 2016-09-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-09-27 · Other · Disposed 1,381 · Balance 0 F3: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, canceled and converted into the right to receive a payment equal to the product of (i) the number of shares of common stock subject to such option immediately before the Effective Time and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such option. F4: This option is fully vested and exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.08 · Expires 2023-06-27 | Direct | 0 |
Reported balance
After 2016-09-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-09-27 · Other · Disposed 1,278 · Balance 0 F3: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, canceled and converted into the right to receive a payment equal to the product of (i) the number of shares of common stock subject to such option immediately before the Effective Time and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such option. F4: This option is fully vested and exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.01 · Expires 2022-06-07 | Direct | 0 |
Reported balance
After 2016-09-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-09-27 · Other · Disposed 1,226 · Balance 0 F3: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, canceled and converted into the right to receive a payment equal to the product of (i) the number of shares of common stock subject to such option immediately before the Effective Time and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such option. F4: This option is fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated July 24, 2016, by and among Outerwall Inc. ("Issuer"), Aspen Parent, Inc., Aspen Merger Sub, Inc., Redwood Merger Sub, Inc. and Redbox Automated Retail, LLC (the "Merger Agreement"), on August 5, 2016, Aspen Merger Sub, Inc. made an offer (the "Offer") to purchase each outstanding share of the Issuer's common stock for $52.00 per share, in cash, without interest (the "Merger Consideration"). The shares shown on this line were tendered in the Offer.
F2: Pursuant the Merger Agreement, each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive the Merger Consideration.
F3: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, canceled and converted into the right to receive a payment equal to the product of (i) the number of shares of common stock subject to such option immediately before the Effective Time and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such option.
F4: This option is fully vested and exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2023 Filed Aug 3, 2023 18:32 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Exercise / conversionStock Option · Derivative | 918 | $0.00 Strike: $10.90 | $0.00 |
DisclosureSEC source: 0001562180-23-006168 · primarydocument.xml · derivative · entry 4 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 918 shares Expires 2024-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All shares underlying this option have vested. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 18:32 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Exercise / conversionStock Option · Derivative | 918 | $0.00 Strike: $10.90 | $0.00 |
DisclosureSEC source: 0001562180-23-006168 · primarydocument.xml · derivative · entry 3 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 918 shares Expires 2024-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All shares underlying this option have vested. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 18:32 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Exercise / conversionCommon Stock | 1,836 | $10.90 | $20,012.40 |
DisclosureSEC source: 0001562180-23-006168 · primarydocument.xml · nonDerivative · entry 1 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount includes 6,863 shares underlying restricted share units that will vest on May 11, 2024. Read SEC document |
| May 11, 2023 Filed May 12, 2023 20:02 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 6,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004110 · primarydocument.xml · nonDerivative · entry 1 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,656 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
| May 03, 2023 Filed May 4, 2023 20:24 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | PurchaseCommon Stock | 3,200 | $10.96 | $35,082.56 |
DisclosureSEC source: 0001562180-23-003948 · primarydocument.xml · nonDerivative · entry 1 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Robert D. Sznewajs Revocable Trust Disclosed balance after: 81,008 F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.94 and $10.97 per share, inclusive, the Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth therein. F2 · balance_after: Amount reported includes 20,448 shares transferred into Robert D. Sznewajs Revocable Trust previously reported as directly held. F3 · balance_after: Amount includes 2,313 shares of the Issuer's common stock acquired pursuant to a broker administered dividend reinvestment plan. Read SEC document |
| May 12, 2022 Filed May 16, 2022 18:24 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 5,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004062 · primarydocument.xml · nonDerivative · entry 1 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,241 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
| May 13, 2021 Filed May 17, 2021 16:06 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 6,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002507 · form4-05172021_040508.xml · nonDerivative · entry 1 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,448 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
| May 03, 2021 Filed May 4, 2021 21:29 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | PurchaseCommon Stock | 3,000 | $18.09 | $54,267.00 |
DisclosureSEC source: 0001415889-21-002296 · form4-05042021_060515.xml · nonDerivative · entry 1 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Robert D. Sznewajs Revocable Trust Disclosed balance after: 55,047 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.0799 to $18.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · balance_after: Amount reported includes shares of common stock previously transferred by the Reporting Person into the Robert D. Sznewajs Revocable Trust, including shares of common stock acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 16:37 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | PurchaseCommon Stock | 6,000 | $10.56 | $63,360.00 |
DisclosureSEC source: 0001415889-20-001626 · form4-06172020_010617.xml · nonDerivative · entry 1 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Robert D. Sznewajs Revocable Trust Disclosed balance after: 39,784 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.5672 to $10.59 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · balance_after: Amount reported includes shares previously transferred by the Reporting Person into the Robert D. Sznewajs Revocable Trust. Read SEC document |
| May 14, 2020 Filed May 18, 2020 17:45 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 13,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-001244 · form4-05182020_050521.xml · nonDerivative · entry 1 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,607 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. F2 · balance_after: Reflects the automatic cash out of fractional shares previously held by the Reporting Person. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 19:37 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 8,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-19-000698 · form4-06142019_040657.xml · nonDerivative · entry 1 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,507.8103 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
| October 01, 2018 Filed Feb 12, 2019 18:54 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 0.0055 | $18.33 | $0.10 |
DisclosureSEC source: 0001415889-19-000152 · form5-02122019_030201.xml · nonDerivative · entry 4 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,891.8103 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| September 06, 2018 Filed Sep 10, 2018 21:22 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 7,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001340 · form4-09102018_060959.xml · nonDerivative · entry 1 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,750.3838 F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met. F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met. Read SEC document |
| July 02, 2018 Filed Feb 12, 2019 18:54 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 0.0053 | $18.96 | $0.10 |
DisclosureSEC source: 0001415889-19-000152 · form5-02122019_030201.xml · nonDerivative · entry 3 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,891.8103 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| April 02, 2018 Filed Feb 12, 2019 18:54 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 73.3257 | $18.72 | $1,372.66 |
DisclosureSEC source: 0001415889-19-000152 · form5-02122019_030201.xml · nonDerivative · entry 2 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,891.8103 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| January 02, 2018 Filed Feb 12, 2019 18:54 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 68.0902 | $20.03 | $1,363.85 |
DisclosureSEC source: 0001415889-19-000152 · form5-02122019_030201.xml · nonDerivative · entry 1 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,891.8103 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| October 02, 2017 Filed Feb 13, 2018 06:30 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 67.3273 | $20.13 | $1,355.30 |
DisclosureSEC source: 0001415889-18-000215 · form5-02132018_060211.xml · nonDerivative · entry 2 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,562.3838 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| July 14, 2017 Filed Jul 18, 2017 17:39 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 6,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-001212 · form4-07182017_020728.xml · nonDerivative · entry 1 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,459.0699 F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. Read SEC document |
| July 03, 2017 Filed Feb 13, 2018 06:30 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 35.9866 | $20.86 | $750.68 |
DisclosureSEC source: 0001415889-18-000215 · form5-02132018_060211.xml · nonDerivative · entry 1 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,562.3838 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| October 03, 2016 Filed Feb 14, 2017 18:07 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 40.6165 | $16.94 | $687.88 |
DisclosureSEC source: 0001415889-17-000249 · form5-02142017_030203.xml · nonDerivative · entry 4 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,728.0699 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| September 27, 2016 Filed Sep 27, 2016 18:04 UTC | OUTERWALL INC OUTR · Entity 182080 | OtherStock Option (right to buy) · Derivative | 1,226 | $0.00 Strike: $61.01 | $0.00 |
DisclosureSEC source: 0000899243-16-030157 · doc4.xml · derivative · entry 5 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,226 shares Expires 2022-06-07 F3 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, canceled and converted into the right to receive a payment equal to the product of (i) the number of shares of common stock subject to such option immediately before the Effective Time and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such option. F4 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| September 27, 2016 Filed Sep 27, 2016 18:04 UTC | OUTERWALL INC OUTR · Entity 182080 | OtherStock Option (right to buy) · Derivative | 1,278 | $0.00 Strike: $59.08 | $0.00 |
DisclosureSEC source: 0000899243-16-030157 · doc4.xml · derivative · entry 4 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,278 shares Expires 2023-06-27 F3 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, canceled and converted into the right to receive a payment equal to the product of (i) the number of shares of common stock subject to such option immediately before the Effective Time and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such option. F4 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| September 27, 2016 Filed Sep 27, 2016 18:04 UTC | OUTERWALL INC OUTR · Entity 182080 | OtherStock Option (right to buy) · Derivative | 1,381 | $0.00 Strike: $52.09 | $0.00 |
DisclosureSEC source: 0000899243-16-030157 · doc4.xml · derivative · entry 3 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,381 shares Expires 2021-06-01 F3 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, canceled and converted into the right to receive a payment equal to the product of (i) the number of shares of common stock subject to such option immediately before the Effective Time and (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such option. F4 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| September 27, 2016 Filed Sep 27, 2016 18:04 UTC | OUTERWALL INC OUTR · Entity 182080 | OtherCommon Stock | 2,601 | $52.00 | $135,252.00 |
DisclosureSEC source: 0000899243-16-030157 · doc4.xml · nonDerivative · entry 2 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Pursuant the Merger Agreement, each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive the Merger Consideration. Read SEC document |
| September 23, 2016 Filed Sep 27, 2016 18:04 UTC | OUTERWALL INC OUTR · Entity 182080 | OtherCommon Stock | 15,699 | $52.00 | $816,348.00 |
DisclosureSEC source: 0000899243-16-030157 · doc4.xml · nonDerivative · entry 1 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,601 F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated July 24, 2016, by and among Outerwall Inc. ("Issuer"), Aspen Parent, Inc., Aspen Merger Sub, Inc., Redwood Merger Sub, Inc. and Redbox Automated Retail, LLC (the "Merger Agreement"), on August 5, 2016, Aspen Merger Sub, Inc. made an offer (the "Offer") to purchase each outstanding share of the Issuer's common stock for $52.00 per share, in cash, without interest (the "Merger Consideration"). The shares shown on this line were tendered in the Offer. F2 · kind: Pursuant the Merger Agreement, each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive the Merger Consideration. Read SEC document |
| July 01, 2016 Filed Feb 14, 2017 18:07 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 16.5871 | $17.56 | $291.22 |
DisclosureSEC source: 0001415889-17-000249 · form5-02142017_030203.xml · nonDerivative · entry 3 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,728.0699 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| April 01, 2016 Filed Feb 14, 2017 18:07 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 17.0356 | $16.98 | $289.18 |
DisclosureSEC source: 0001415889-17-000249 · form5-02142017_030203.xml · nonDerivative · entry 2 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,728.0699 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| January 04, 2016 Filed Feb 14, 2017 18:07 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 20.2201 | $14.18 | $286.74 |
DisclosureSEC source: 0001415889-17-000249 · form5-02142017_030203.xml · nonDerivative · entry 1 SZNEWAJS ROBERT D · CIK 0001117647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,728.0699 F1 · kind: Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.