Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANC OF CALIFORNIA, INC.BANC · Entity 4259 | Chief Accounting Officer | November 04, 2022 | November 04, 2022 |
| RBB BancorpRBB · Entity 5572 | Chief Accounting Officer | August 19, 2026 | August 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANC OF CALIFORNIA, INC.
Report date November 04, 2022 · Filed November 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,145 |
Reported balance
After 2022-11-03 transaction · row 1
1 source rowRow 1 · 2022-11-03 · Tax withholding · Disposed 547 · Balance 8,145 F1: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.
RBB Bancorp
Report date August 19, 2026 · Filed August 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 983 |
Ending reported balance
After 2026-08-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-19 · Exercise / conversion · Acquired 767 · Balance 1,259 Row 2 · 2026-08-19 · Tax withholding · Disposed 276 · Balance 983 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,533 |
Reported balance
After 2026-08-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-19 · Exercise / conversion · Disposed 767 · Balance 1,533 F4: Restricted stock units convert into common stock on a one-for-one basis. F2: These remaining restricted stock units vest in two equal annual installments on 08/19/2027 and 08/19/2028. F1: There will be no expiration date once restricted stock units vest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,255 |
Reported balance
Holding disclosure · report date 2026-08-19 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 1,255 F4: Restricted stock units convert into common stock on a one-for-one basis. F3: These restricted stock units vest in four equal annual installments beginning one year after the 05/13/2026 date of grant. F1: There will be no expiration date once restricted stock units vest. |
Filing footnotes · ownership attribution and instrument terms
F1: There will be no expiration date once restricted stock units vest.
F2: These remaining restricted stock units vest in two equal annual installments on 08/19/2027 and 08/19/2028.
F3: These restricted stock units vest in four equal annual installments beginning one year after the 05/13/2026 date of grant.
F4: Restricted stock units convert into common stock on a one-for-one basis.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
First Choice Bancorp
Report date July 21, 2021 · Filed July 22, 2021
Section 16 reporting ended · disclosed 2021-07-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-07-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-07-21 · Tax withholding · Disposed 1,340 · Balance 4,403 F1: Shares withheld solely for the purpose of satisfying tax liability due upon vesting of restricted stock award. F2: Shares disposed of pursuant to the Agreement and Plan of Merger, dated as of April 26, 2021 (the "Merger Agreement"), by and among First Choice Bancorp. ("Issuer"), and Enterprise Financial Services Corp ("Enterprise"), on July 21, 2021, Issuer was merged with and into Enterprise, with Enterprise continuing as the surviving corporation (the "Merger"). At the time of the Merger, each share of Issuer common stock was converted into the right to receive Merger consideration consisting of 0.6603 shares of Enterprise common stock. Disposed shares includes unvested restricted stock previously granted under the First Choice Bancorp 2013 Omnibus Stock Incentive Plan which became fully vested at the time of the Merger and eligible to receive Merger Consideration. Row 2 · 2021-07-21 · Disposition to issuer · Disposed 4,403 · Balance 0 F2: Shares disposed of pursuant to the Agreement and Plan of Merger, dated as of April 26, 2021 (the "Merger Agreement"), by and among First Choice Bancorp. ("Issuer"), and Enterprise Financial Services Corp ("Enterprise"), on July 21, 2021, Issuer was merged with and into Enterprise, with Enterprise continuing as the surviving corporation (the "Merger"). At the time of the Merger, each share of Issuer common stock was converted into the right to receive Merger consideration consisting of 0.6603 shares of Enterprise common stock. Disposed shares includes unvested restricted stock previously granted under the First Choice Bancorp 2013 Omnibus Stock Incentive Plan which became fully vested at the time of the Merger and eligible to receive Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld solely for the purpose of satisfying tax liability due upon vesting of restricted stock award.
F2: Shares disposed of pursuant to the Agreement and Plan of Merger, dated as of April 26, 2021 (the "Merger Agreement"), by and among First Choice Bancorp. ("Issuer"), and Enterprise Financial Services Corp ("Enterprise"), on July 21, 2021, Issuer was merged with and into Enterprise, with Enterprise continuing as the surviving corporation (the "Merger"). At the time of the Merger, each share of Issuer common stock was converted into the right to receive Merger consideration consisting of 0.6603 shares of Enterprise common stock. Disposed shares includes unvested restricted stock previously granted under the First Choice Bancorp 2013 Omnibus Stock Incentive Plan which became fully vested at the time of the Merger and eligible to receive Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2026 Filed Aug 21, 2026 21:47 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 767 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-028761 · rdgdoc.xml · derivative · entry 3 Hanson Diana · CIK 0001794553 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,533 Underlying: Common Stock · 2,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: These remaining restricted stock units vest in two equal annual installments on 08/19/2027 and 08/19/2028. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| August 19, 2026 Filed Aug 21, 2026 21:47 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 276 | $26.40 | $7,286.40 |
DisclosureSEC source: 0001437749-26-028761 · rdgdoc.xml · nonDerivative · entry 2 Hanson Diana · CIK 0001794553 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 983 Read SEC document |
| August 19, 2026 Filed Aug 21, 2026 21:47 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 767 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-028761 · rdgdoc.xml · nonDerivative · entry 1 Hanson Diana · CIK 0001794553 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 21:48 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 767 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-027532 · rdgdoc.xml · derivative · entry 3 Hanson Diana · CIK 0001794553 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,300 Underlying: Common Stock · 3,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning one year after the 08/19/2024 date of grant. F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. F3 · derivative.underlying: The Form 4 has been updated to clarify that grants of RSUs will be settled in Common Stock. Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 21:48 UTC | RBB Bancorp RBB · Entity 5572 | Tax withholdingCommon Stock, No Par Value | 275 | $19.56 | $5,379.00 |
DisclosureSEC source: 0001437749-25-027532 · rdgdoc.xml · nonDerivative · entry 2 Hanson Diana · CIK 0001794553 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 492 Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 21:48 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 767 | $19.56 | $15,002.52 |
DisclosureSEC source: 0001437749-25-027532 · rdgdoc.xml · nonDerivative · entry 1 Hanson Diana · CIK 0001794553 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2022 Filed Nov 4, 2022 22:52 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 547 | $16.29 | $8,910.63 |
DisclosureSEC source: 0001562180-22-007515 · primarydocument.xml · nonDerivative · entry 1 Hanson Diana · CIK 0001794553 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,145 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:32 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 2,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002298 · primarydocument.xml · nonDerivative · entry 2 Hanson Diana · CIK 0001794553 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,692 F2 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a four-year period beginning on March 1, 2023 Read SEC document |
| November 03, 2021 Filed Mar 3, 2022 22:32 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 6,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002298 · primarydocument.xml · nonDerivative · entry 1 Hanson Diana · CIK 0001794553 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,494 F1 · kind: Represents new hire grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a four-year period beginning on November 3, 2022. Read SEC document |
| July 21, 2021 Filed Jul 22, 2021 19:25 UTC | First Choice Bancorp FCBP · Entity 137100 | Disposition to issuerCommon Stock | 4,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-005046 · primarydocument.xml · nonDerivative · entry 2 Hanson Diana · CIK 0001794553 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Shares disposed of pursuant to the Agreement and Plan of Merger, dated as of April 26, 2021 (the "Merger Agreement"), by and among First Choice Bancorp. ("Issuer"), and Enterprise Financial Services Corp ("Enterprise"), on July 21, 2021, Issuer was merged with and into Enterprise, with Enterprise continuing as the surviving corporation (the "Merger"). At the time of the Merger, each share of Issuer common stock was converted into the right to receive Merger consideration consisting of 0.6603 shares of Enterprise common stock. Disposed shares includes unvested restricted stock previously granted under the First Choice Bancorp 2013 Omnibus Stock Incentive Plan which became fully vested at the time of the Merger and eligible to receive Merger Consideration. Read SEC document |
| July 21, 2021 Filed Jul 22, 2021 19:25 UTC | First Choice Bancorp FCBP · Entity 137100 | Tax withholdingCommon Stock | 1,340 | $29.06 | $38,940.40 |
DisclosureSEC source: 0001562180-21-005046 · primarydocument.xml · nonDerivative · entry 1 Hanson Diana · CIK 0001794553 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,403 F1 · kind: Shares withheld solely for the purpose of satisfying tax liability due upon vesting of restricted stock award. F2 · shares: Shares disposed of pursuant to the Agreement and Plan of Merger, dated as of April 26, 2021 (the "Merger Agreement"), by and among First Choice Bancorp. ("Issuer"), and Enterprise Financial Services Corp ("Enterprise"), on July 21, 2021, Issuer was merged with and into Enterprise, with Enterprise continuing as the surviving corporation (the "Merger"). At the time of the Merger, each share of Issuer common stock was converted into the right to receive Merger consideration consisting of 0.6603 shares of Enterprise common stock. Disposed shares includes unvested restricted stock previously granted under the First Choice Bancorp 2013 Omnibus Stock Incentive Plan which became fully vested at the time of the Merger and eligible to receive Merger Consideration. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 11:27 UTC | First Choice Bancorp FCBP · Entity 137100 | Tax withholdingCommon Stock | 187 | $24.24 | $4,532.88 |
DisclosureSEC source: 0001562180-21-002689 · primarydocument.xml · nonDerivative · entry 1 Hanson Diana · CIK 0001794553 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,743 F1 · kind: Shares withheld solely for the purpose of satisfying tax liability due upon vesting of restricted stock award. Read SEC document |
| February 08, 2021 Filed Feb 8, 2021 21:34 UTC | First Choice Bancorp FCBP · Entity 137100 | GrantCommon Stock | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000985 · primarydocument.xml · nonDerivative · entry 2 Hanson Diana · CIK 0001794553 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,930 F2 · shares: These shares vest 100% on the first anniversary of the date of grant. F3 · price: Shares granted under the First Choice Bancorp 2013 Omnibus Stock Incentive Plan. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 21:34 UTC | First Choice Bancorp FCBP · Entity 137100 | Tax withholdingCommon Stock | 457 | $19.02 | $8,692.14 |
DisclosureSEC source: 0001562180-21-000985 · primarydocument.xml · nonDerivative · entry 1 Hanson Diana · CIK 0001794553 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,081 F1 · kind: Shares withheld solely for the purpose of satisfying tax liability due upon vesting of restricted stock award. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:09 UTC | First Choice Bancorp FCBP · Entity 137100 | Tax withholdingCommon Stock | 186 | $12.17 | $2,263.62 |
DisclosureSEC source: 0001562180-20-002866 · primarydocument.xml · nonDerivative · entry 1 Hanson Diana · CIK 0001794553 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,538 F1 · kind: Shares withheld solely for the purpose of satisfying tax liability due upon vesting of restricted stock award. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 18:07 UTC | First Choice Bancorp FCBP · Entity 137100 | GrantCommon Stock | 1,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000989 · primarydocument.xml · nonDerivative · entry 1 Hanson Diana · CIK 0001794553 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,724 F1 · shares: These shares vest 100% on the first anniversary of the date of grant. F2 · price: Shares granted under the First Choice Bancorp 2013 Omnibus Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.