Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANC OF CALIFORNIA, INC.BANC · Entity 4259 | Director | May 06, 2026 | May 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANC OF CALIFORNIA, INC.
Report date May 06, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 48,907 |
Reported balance
After 2026-05-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-06 · Grant · Acquired 4,780 · Balance 48,907 F1: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. F2: Amount reported includes 875 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy the James A. Barker Living Trust | 169,680 |
Reported balance
Holding disclosure · report date 2026-05-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 169,680 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.
F2: Amount reported includes 875 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2026 Filed May 8, 2026 20:44 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 4,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001792776-26-000002 · primarydocument.xml · nonDerivative · entry 1 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,907 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. F2 · balance_after: Amount reported includes 875 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan. Read SEC document |
| May 07, 2025 Filed May 9, 2025 20:42 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 5,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-003712 · primarydocument.xml · nonDerivative · entry 1 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,252 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. F2 · balance_after: Amount reported includes 798 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan. Read SEC document |
| April 29, 2025 Filed Apr 30, 2025 00:49 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | PurchaseCommon Stock | 10,000 | $13.16 | $131,560.00 |
DisclosureSEC source: 0001562180-25-003362 · primarydocument.xml · nonDerivative · entry 1 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the James A. Barker Living Trust Disclosed balance after: 169,680 F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.135 to $13.16 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| May 09, 2024 Filed May 13, 2024 22:35 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 5,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-003987 · primarydocument.xml · nonDerivative · entry 1 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,571 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. F2 · balance_after: Amount reported includes 232 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan. Read SEC document |
| February 14, 2024 Filed Feb 15, 2024 00:25 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | PurchaseCommon Stock | 10,000 | $13.16 | $131,590.00 |
DisclosureSEC source: 0001562180-24-001312 · primarydocument.xml · nonDerivative · entry 1 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the James A. Barker Living Trust Disclosed balance after: 159,680 F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.10 to $13.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 00:59 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | PurchaseCommon Stock | 10,000 | $12.32 | $123,228.00 |
DisclosureSEC source: 0001562180-23-008354 · primarydocument.xml · nonDerivative · entry 1 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the James A. Barker Living Trust Disclosed balance after: 149,680 F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.305 to $12.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 01:03 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 3,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-008324 · primarydocument.xml · nonDerivative · entry 1 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,973 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors from November 30, 2023, the completion of the merger of the Issuer with PacWest Bancorp, until the Issuer's 2024 Annual Stockholder Meeting. Shares will be issued in full upon vesting, which is scheduled to occur May 9, 2024. F2 · balance_after: Amount includes 247 shares of Issuer's common stock acquired pursuant to the Issuer's dividend reinvestment plan. Read SEC document |
| May 11, 2023 Filed May 15, 2023 21:42 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 6,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004131 · primarydocument.xml · nonDerivative · entry 1 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,523 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. F2 · balance_after: Amount includes 283 shares of the Issuer's common stock acquired pursuant to the Issuer's dividend reinvestment plan. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 20:52 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | PurchaseCommon Stock | 15,000 | $13.50 | $202,491.00 |
DisclosureSEC source: 0001562180-23-002774 · primarydocument.xml · nonDerivative · entry 1 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the James A. Barker Living Trust Disclosed balance after: 139,680 F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.48 to $13.56 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| January 25, 2023 Filed Jan 26, 2023 21:16 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | PurchaseCommon Stock | 35,000 | $16.53 | $578,676.00 |
DisclosureSEC source: 0001562180-23-000613 · primarydocument.xml · nonDerivative · entry 2 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the James A. Barker Living Trust Disclosed balance after: 124,680 F2 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.43 to $16.605 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 21:16 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | PurchaseCommon Stock | 13,435 | $16.54 | $222,154.44 |
DisclosureSEC source: 0001562180-23-000613 · primarydocument.xml · nonDerivative · entry 1 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the James A. Barker Living Trust Disclosed balance after: 89,680 F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.505 to $16.575 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| May 12, 2022 Filed May 16, 2022 22:17 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004051 · primarydocument.xml · nonDerivative · entry 1 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,377 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. F2 · balance_after: Amount includes 199 shares that were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 02:05 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | PurchaseCommon Stock | 12,900 | $19.32 | $249,186.72 |
DisclosureSEC source: 0001562180-22-000878 · primarydocument.xml · nonDerivative · entry 1 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the James A. Barker Living Trust Disclosed balance after: 76,245 F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.23 to $19.43 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:05 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 4,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002501 · form4-05172021_040501.xml · nonDerivative · entry 1 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,278 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 00:02 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | PurchaseCommon Stock | 27,200 | $18.42 | $500,942.40 |
DisclosureSEC source: 0001415889-21-002204 · form4-04292021_050413.xml · nonDerivative · entry 1 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the James A. Barker Living Trust Disclosed balance after: 63,345 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.35 to $18.47 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| May 14, 2020 Filed May 18, 2020 21:45 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 8,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-001241 · form4-05182020_050506.xml · nonDerivative · entry 1 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,224 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:27 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | PurchaseCommon Stock | 25,325 | $9.88 | $250,211.00 |
DisclosureSEC source: 0001415889-20-000807 · form4-03182020_010329.xml · nonDerivative · entry 1 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the James A. Barker Living Trust Disclosed balance after: 36,145 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.859 to $9.919 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 23:30 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | PurchaseCommon Stock | 10,820 | $16.39 | $177,339.80 |
DisclosureSEC source: 0001415889-19-001538 · form4-12182019_031200.xml · nonDerivative · entry 1 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the James A. Barker Living Trust Disclosed balance after: 10,820 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.27 to $16.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 23:09 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-19-001278 · form4-11072019_031143.xml · nonDerivative · entry 2 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,405 Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 23:09 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 3,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-19-001278 · form4-11072019_031143.xml · nonDerivative · entry 1 Barker James Andrew · CIK 0001792776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,335 F1 · kind: Represents restricted stock units issued to the Reporting Person in connection with his appointment to the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on June 12, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.