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Thau Andrew

Disclosed activity across 1 company

Tapewire entity
48809
SEC CIK
0001792999

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BANC OF CALIFORNIA, INC.BANC · Entity 4259DirectorMay 06, 2026May 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BANC OF CALIFORNIA, INC.

Report date May 06, 2026 · Filed May 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect46,282 Reported balance After 2026-05-06 transaction · row 1
1 source row

Row 1 · 2026-05-06 · Grant · Acquired 4,780 · Balance 46,282

F1: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2026 Filed May 8, 2026 20:53 UTC BANC OF CALIFORNIA, INC. BANC · Entity 4259 GrantCommon Stock 4,780 $0.00 $0.00
Disclosure

SEC source: 0001792999-26-000002 · primarydocument.xml · nonDerivative · entry 1

Thau Andrew · CIK 0001792999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,282

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

Read SEC document
May 07, 2025 Filed May 9, 2025 20:47 UTC BANC OF CALIFORNIA, INC. BANC · Entity 4259 GrantCommon Stock 5,883 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003721 · primarydocument.xml · nonDerivative · entry 1

Thau Andrew · CIK 0001792999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,502

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

F2 · balance_after: Amount reported includes 59 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan.

Read SEC document
May 09, 2024 Filed May 13, 2024 22:41 UTC BANC OF CALIFORNIA, INC. BANC · Entity 4259 GrantCommon Stock 5,366 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003991 · primarydocument.xml · nonDerivative · entry 1

Thau Andrew · CIK 0001792999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,560

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

F2 · balance_after: Amount reported includes 39 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:06 UTC BANC OF CALIFORNIA, INC. BANC · Entity 4259 GrantCommon Stock 3,203 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008330 · primarydocument.xml · nonDerivative · entry 1

Thau Andrew · CIK 0001792999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,155

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors from November 30, 2023, the completion of the merger of the Issuer with PacWest Bancorp, until the Issuer's 2024 Annual Stockholder Meeting. Shares will be issued in full upon vesting, which is scheduled to occur May 9, 2024.

F2 · balance_after: Amount includes 97 shares that were acquired pursuant to the Issuer's dividend reinvestment plan.

Read SEC document
May 11, 2023 Filed May 13, 2023 00:01 UTC BANC OF CALIFORNIA, INC. BANC · Entity 4259 GrantCommon Stock 6,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004109 · primarydocument.xml · nonDerivative · entry 1

Thau Andrew · CIK 0001792999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,855

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

F2 · balance_after: Amount includes 52 shares of the Issuer's common stock acquired pursuant to the Issuer's dividend reinvestment plan.

Read SEC document
May 12, 2022 Filed May 16, 2022 22:24 UTC BANC OF CALIFORNIA, INC. BANC · Entity 4259 GrantCommon Stock 3,837 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-004063 · primarydocument.xml · nonDerivative · entry 1

Thau Andrew · CIK 0001792999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,940

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

F2 · balance_after: Amount includes 84 shares that were acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:06 UTC BANC OF CALIFORNIA, INC. BANC · Entity 4259 GrantCommon Stock 3,989 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002508 · form4-05172021_040519.xml · nonDerivative · entry 1

Thau Andrew · CIK 0001792999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,019

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

Read SEC document
May 14, 2020 Filed May 18, 2020 21:45 UTC BANC OF CALIFORNIA, INC. BANC · Entity 4259 GrantCommon Stock 8,676 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-001242 · form4-05182020_050510.xml · nonDerivative · entry 1

Thau Andrew · CIK 0001792999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,030

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 23:08 UTC BANC OF CALIFORNIA, INC. BANC · Entity 4259 GrantCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001276 · form4-11072019_031102.xml · nonDerivative · entry 2

Thau Andrew · CIK 0001792999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,354

Read SEC document
November 05, 2019 Filed Nov 7, 2019 23:08 UTC BANC OF CALIFORNIA, INC. BANC · Entity 4259 GrantCommon Stock 3,284 $0.00 $0.00
Disclosure

SEC source: 0001415889-19-001276 · form4-11072019_031102.xml · nonDerivative · entry 1

Thau Andrew · CIK 0001792999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,284

F1 · kind: Represents restricted stock units issued to the Reporting Person in connection with his appointment to the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on June 12, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.