Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANC OF CALIFORNIA, INC.BANC · Entity 4259 | CHIEF RISK OFFICER | June 06, 2022 | June 08, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANC OF CALIFORNIA, INC.
Report date June 06, 2022 · Filed June 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-06-06 | Direct | 26,076 |
Reported balance
After 2022-06-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-06-06 · Grant · Acquired 26,076 · Balance 26,076 F1: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $35 per share within four years from the date of grant and (b) the Reporting Persons' continued service through the fourth anniversary of the grant. |
| Common StockSEC Table I · non-derivative | Direct | 44,466 |
Reported balance
Holding disclosure · report date 2022-06-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 44,466 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $35 per share within four years from the date of grant and (b) the Reporting Persons' continued service through the fourth anniversary of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2022 Filed Jun 8, 2022 20:18 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantPerformance Stock Units · Derivative | 26,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004918 · primarydocument.xml · derivative · entry 2 Sullivan Lynn A · CIK 0001778167 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,076 Underlying: Common Stock · 26,076 shares Expires 2026-06-06 F1 · derivative.exercise_price: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $35 per share within four years from the date of grant and (b) the Reporting Persons' continued service through the fourth anniversary of the grant. F1 · kind: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $35 per share within four years from the date of grant and (b) the Reporting Persons' continued service through the fourth anniversary of the grant. F1 · derivative.exercise_date: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $35 per share within four years from the date of grant and (b) the Reporting Persons' continued service through the fourth anniversary of the grant. F1 · derivative.expiration_date: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $35 per share within four years from the date of grant and (b) the Reporting Persons' continued service through the fourth anniversary of the grant. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 21:41 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 1,069 | $18.59 | $19,872.71 |
DisclosureSEC source: 0001562180-22-002508 · primarydocument.xml · nonDerivative · entry 1 Sullivan Lynn A · CIK 0001778167 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,466 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 22:32 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 1,337 | $18.91 | $25,282.67 |
DisclosureSEC source: 0001562180-22-002297 · primarydocument.xml · nonDerivative · entry 2 Sullivan Lynn A · CIK 0001778167 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,535 F2 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:32 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 8,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002297 · primarydocument.xml · nonDerivative · entry 1 Sullivan Lynn A · CIK 0001778167 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,872 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on March 1, 2023. Read SEC document |
| June 12, 2021 Filed Jun 15, 2021 21:44 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 4,976 | $18.36 | $91,359.36 |
DisclosureSEC source: 0001562180-21-004279 · primarydocument.xml · nonDerivative · entry 1 Sullivan Lynn A · CIK 0001778167 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,485 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 13:30 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 7,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001410 · form4-03102021_080324.xml · nonDerivative · entry 1 Sullivan Lynn A · CIK 0001778167 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,461 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on March 9, 2022. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 22:50 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 1,311 | $19.25 | $25,236.75 |
DisclosureSEC source: 0001415889-21-001279 · form4-03032021_020304.xml · nonDerivative · entry 1 Sullivan Lynn A · CIK 0001778167 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,537 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| June 12, 2020 Filed Jun 12, 2020 22:59 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 4,976 | $10.50 | $52,248.00 |
DisclosureSEC source: 0001415889-20-001607 · form4-06122020_030634.xml · nonDerivative · entry 1 Sullivan Lynn A · CIK 0001778167 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,848 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 02:16 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 13,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-000681 · form4-03042020_060305.xml · nonDerivative · entry 1 Sullivan Lynn A · CIK 0001778167 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,824 F1 · kind: Represents grant of RSUs. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a four-year period beginning on March 2, 2021. Read SEC document |
| June 12, 2019 Filed Jun 15, 2019 00:02 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 28,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-19-000710 · form4-06142019_050616.xml · nonDerivative · entry 1 Sullivan Lynn A · CIK 0001778167 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,777 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on the one-year anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.