Tapewire

NYSE · USD

BANC

BANC OF CALIFORNIA, INC.

Export transactions ↓
Tapewire entity
4259
SEC CIK
0001169770
Parsed reports
455

Last 12 months

Inside the activity.

1 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202618
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2023 Filed Dec 5, 2023 00:32 UTC
DYCK ROBERT GCHIEF CREDIT OFFICER
Tax withholdingCommon Stock 5,150 $11.83 $60,924.50
Disclosure

SEC source: 0001562180-23-008078 · primarydocument.xml · nonDerivative · entry 2

DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,979

F2 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:32 UTC
DYCK ROBERT GCHIEF CREDIT OFFICER
GrantCommon Stock 14,889 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008078 · primarydocument.xml · nonDerivative · entry 1

DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,129

F1 · shares: Represents shares of Issuer's common stock acquired from the vesting of performance-based restricted share unit awards pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, PacWest Bancorp and Cal Merger Sub, Inc. (the "Merger Agreement").

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:33 UTC
Hussain HamidPRESIDENT OF THE BANK
Tax withholdingCommon Stock 7,607 $11.83 $89,990.81
Disclosure

SEC source: 0001562180-23-008079 · primarydocument.xml · nonDerivative · entry 2

Hussain Hamid · CIK 0002001244 · PRESIDENT OF THE BANK

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,086

F2 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:33 UTC
Hussain HamidPRESIDENT OF THE BANK
GrantCommon Stock 21,993 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008079 · primarydocument.xml · nonDerivative · entry 1

Hussain Hamid · CIK 0002001244 · PRESIDENT OF THE BANK

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,693

F1 · shares: Represents shares of Issuer's common stock acquired from the vesting of performance-based restricted share unit awards pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, PacWest Bancorp and Cal Merger Sub, Inc.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:32 UTC
Dotan IdoGENERAL COUNSEL, CORP SECRTY
OtherPerformance Stock Units · Derivative 45,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008077 · primarydocument.xml · derivative · entry 3

Dotan Ido · CIK 0001778395 · GENERAL COUNSEL, CORP SECRTY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,500 shares

Expires 2026-06-06

F3 · derivative.exercise_price: In connection with the transactions contemplated by the Merger Agreement, performance-based restricted stock units were canceled for no consideration.

F3 · kind: In connection with the transactions contemplated by the Merger Agreement, performance-based restricted stock units were canceled for no consideration.

F3 · derivative.exercise_date: In connection with the transactions contemplated by the Merger Agreement, performance-based restricted stock units were canceled for no consideration.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:32 UTC
Dotan IdoGENERAL COUNSEL, CORP SECRTY
Tax withholdingCommon Stock 6,853 $11.83 $81,070.99
Disclosure

SEC source: 0001562180-23-008077 · primarydocument.xml · nonDerivative · entry 2

Dotan Ido · CIK 0001778395 · GENERAL COUNSEL, CORP SECRTY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,642

F2 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:32 UTC
Dotan IdoGENERAL COUNSEL, CORP SECRTY
GrantCommon Stock 19,816 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008077 · primarydocument.xml · nonDerivative · entry 1

Dotan Ido · CIK 0001778395 · GENERAL COUNSEL, CORP SECRTY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,495

F1 · shares: Represents shares of Issuer's common stock acquired from the vesting of performance-based restricted share unit awards pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, PacWest Bancorp and Cal Merger Sub, Inc. (the "Merger Agreement").

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:31 UTC GrantCommon Stock 33,719 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008076 · primarydocument.xml · nonDerivative · entry 1

LESTER SUSAN E · CIK 0001240433 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,719

F1 · shares: Represents shares acquired pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, PacWest Bancorp ("PACW") and Cal Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time (the "Effective Time") of the merger between PACW and Cal Merger Sub, Inc., each share of PACW common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.6569 shares of Issuer common stock with cash-in-lieu of any fractional share.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:31 UTC GrantDepository Shares of Series A Preferred Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008075 · primarydocument.xml · nonDerivative · entry 4

Burke Paul Robert · CIK 0001352198 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 1,000

F2 · shares: Represents Issuer's depositary shares and shares of underlying preferred stock acquired in exchange for substantially equivalent depositary shares and underlying preferred stock of PACW in connection with the transactions contemplated by the Merger Agreement.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:31 UTC GrantCommon Stock 985 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008075 · primarydocument.xml · nonDerivative · entry 3

Burke Paul Robert · CIK 0001352198 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MSB Trust

Disclosed balance after: 985

F1 · shares: Represents shares acquired pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, PacWest Bancorp ("PACW") and Cal Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time (the "Effective Time") of the merger between PACW and Cal Merger Sub, Inc., each share of PACW common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.6569 shares of Issuer common stock with cash-in-lieu of any fractional share.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:31 UTC GrantCommon Stock 656 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008075 · primarydocument.xml · nonDerivative · entry 2

Burke Paul Robert · CIK 0001352198 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 656

F1 · shares: Represents shares acquired pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, PacWest Bancorp ("PACW") and Cal Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time (the "Effective Time") of the merger between PACW and Cal Merger Sub, Inc., each share of PACW common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.6569 shares of Issuer common stock with cash-in-lieu of any fractional share.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:31 UTC GrantCommon Stock 44,973 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008075 · primarydocument.xml · nonDerivative · entry 1

Burke Paul Robert · CIK 0001352198 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,973

F1 · shares: Represents shares acquired pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, PacWest Bancorp ("PACW") and Cal Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time (the "Effective Time") of the merger between PACW and Cal Merger Sub, Inc., each share of PACW common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.6569 shares of Issuer common stock with cash-in-lieu of any fractional share.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:28 UTC
Sparks Monica LCHIEF ACCOUNTING OFFICER
GrantDepositary Shares of Series A Preferred Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008074 · primarydocument.xml · nonDerivative · entry 2

Sparks Monica L · CIK 0001820687 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

F3 · shares: Represents Issuer's depositary shares and shares of underlying preferred stock acquired in exchange for substantially equivalent depositary shares and underlying preferred stock of PACW in connection with the transactions contemplated by the Merger Agreement.

Read SEC document
November 30, 2023 Filed Dec 5, 2023 00:28 UTC
Sparks Monica LCHIEF ACCOUNTING OFFICER
GrantCommon Stock 11,145 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008074 · primarydocument.xml · nonDerivative · entry 1

Sparks Monica L · CIK 0001820687 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,145

F1 · shares: Represents shares acquired pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, PacWest Bancorp ("PACW") and Cal Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time (the "Effective Time") of the merger between PACW and Cal Merger Sub, Inc. (the "Merger"), each share of PACW common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.6569 shares of Issuer common stock (the Merger Consideration) with cash-in-lieu of any fractional share.

F2 · shares: Includes restricted stock awards of 7,543 shares of Issuer's common stock acquired from the conversion of PACW restricted stock awards ("PACW RSAs") pursuant to the Merger Agreement. Pursuant to the terms of the Merger Agreement, at the Effective Time, PACW RSAs were assumed by Issuer and converted into the right to receive the Merger Consideration in respect of each share of PACW common stock subject to such PACW RSAs immediately prior the Effective Time subject to the same terms and conditions as applicable under the PACW RSAs (including vesting terms), with any fractional shares rounded to the nearest whole share of Issuer's common stock.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 22:33 UTC
Rindone Raymond JCAO/Deputy CFO
GrantCommon Stock 5,350 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006170 · primarydocument.xml · nonDerivative · entry 1

Rindone Raymond J · CIK 0001955793 · CAO/Deputy CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,919

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on August 2, 2023.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 22:32 UTC
Kauder JosephChief Financial Officer
GrantCommon Stock 32,098 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006169 · primarydocument.xml · nonDerivative · entry 1

Kauder Joseph · CIK 0001984782 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,098

F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on August 2, 2023.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 18:32 UTC Exercise / conversionStock Option · Derivative 918 $0.00 Strike: $10.90 $0.00
Disclosure

SEC source: 0001562180-23-006168 · primarydocument.xml · derivative · entry 4

SZNEWAJS ROBERT D · CIK 0001117647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 918 shares

Expires 2024-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All shares underlying this option have vested.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 18:32 UTC Exercise / conversionStock Option · Derivative 918 $0.00 Strike: $10.90 $0.00
Disclosure

SEC source: 0001562180-23-006168 · primarydocument.xml · derivative · entry 3

SZNEWAJS ROBERT D · CIK 0001117647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 918 shares

Expires 2024-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All shares underlying this option have vested.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 18:32 UTC Exercise / conversionCommon Stock 1,836 $10.90 $20,012.40
Disclosure

SEC source: 0001562180-23-006168 · primarydocument.xml · nonDerivative · entry 1

SZNEWAJS ROBERT D · CIK 0001117647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount includes 6,863 shares underlying restricted share units that will vest on May 11, 2024.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 21:31 UTC PurchaseCommon Stock 7,500 $11.25 $84,375.00
Disclosure

SEC source: 0001562180-23-004898 · primarydocument.xml · nonDerivative · entry 1

Rice Joseph J · CIK 0001976175 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Joseph & Monica Rice Revocable Trust

Disclosed balance after: 9,500

Read SEC document
May 11, 2023 Filed May 12, 2023 20:03 UTC GrantCommon Stock 6,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004114 · primarydocument.xml · nonDerivative · entry 1

HILL BONNIE GUITON · CIK 0001049367 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,162

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

Read SEC document
May 11, 2023 Filed May 12, 2023 20:02 UTC GrantCommon Stock 6,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004110 · primarydocument.xml · nonDerivative · entry 1

SZNEWAJS ROBERT D · CIK 0001117647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,656

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

Read SEC document
May 11, 2023 Filed May 13, 2023 00:05 UTC GrantCommon Stock 6,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004117 · primarydocument.xml · nonDerivative · entry 1

LASHLEY RICHARD J · CIK 0001204241 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,081

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

Read SEC document
May 11, 2023 Filed May 13, 2023 00:04 UTC GrantCommon Stock 6,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004116 · primarydocument.xml · nonDerivative · entry 1

Curran Mary A · CIK 0001709408 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,993

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

F2 · balance_after: Amount reported includes 96 shares of the Issuer's common stock acquired pursuant to a broker-administered dividend reinvestment plan.

Read SEC document
May 11, 2023 Filed May 13, 2023 00:03 UTC GrantCommon Stock 6,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004113 · primarydocument.xml · nonDerivative · entry 1

Kalscheur Denis P · CIK 0001636710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,062

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

F2 · balance_after: Amount includes 42 shares of the Issuer's common stock acquired pursuant to the issuer's dividend reinvestment plan.

Read SEC document
May 11, 2023 Filed May 13, 2023 00:04 UTC GrantCommon Stock 6,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004115 · primarydocument.xml · nonDerivative · entry 1

EUSEY SHANNON F · CIK 0001778634 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,858

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

Read SEC document
May 11, 2023 Filed May 13, 2023 00:02 UTC GrantCommon Stock 6,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004112 · primarydocument.xml · nonDerivative · entry 1

Schlogel Vania E · CIK 0001888492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,020

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

Read SEC document
May 11, 2023 Filed May 13, 2023 00:02 UTC
Schnel JonahDirector
GrantCommon Stock 6,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004111 · primarydocument.xml · nonDerivative · entry 1

Schnel Jonah · CIK 0001390121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,700

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

Read SEC document
May 11, 2023 Filed May 13, 2023 00:01 UTC
Thau AndrewDirector
GrantCommon Stock 6,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004109 · primarydocument.xml · nonDerivative · entry 1

Thau Andrew · CIK 0001792999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,855

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

F2 · balance_after: Amount includes 52 shares of the Issuer's common stock acquired pursuant to the Issuer's dividend reinvestment plan.

Read SEC document
May 11, 2023 Filed May 13, 2023 00:01 UTC GrantCommon Stock 6,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004108 · primarydocument.xml · nonDerivative · entry 1

Rice Joseph J · CIK 0001976175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,863

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

Read SEC document
May 11, 2023 Filed May 15, 2023 21:42 UTC GrantCommon Stock 6,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004131 · primarydocument.xml · nonDerivative · entry 1

Barker James Andrew · CIK 0001792776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,523

F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.

F2 · balance_after: Amount includes 283 shares of the Issuer's common stock acquired pursuant to the Issuer's dividend reinvestment plan.

Read SEC document
May 03, 2023 Filed May 4, 2023 20:24 UTC PurchaseCommon Stock 3,200 $10.96 $35,082.56
Disclosure

SEC source: 0001562180-23-003948 · primarydocument.xml · nonDerivative · entry 1

SZNEWAJS ROBERT D · CIK 0001117647 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Robert D. Sznewajs Revocable Trust

Disclosed balance after: 81,008

F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.94 and $10.97 per share, inclusive, the Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth therein.

F2 · balance_after: Amount reported includes 20,448 shares transferred into Robert D. Sznewajs Revocable Trust previously reported as directly held.

F3 · balance_after: Amount includes 2,313 shares of the Issuer's common stock acquired pursuant to a broker administered dividend reinvestment plan.

Read SEC document
May 01, 2023 Filed May 2, 2023 00:33 UTC
WOLFF JARED MDirector · PRESIDENT AND CEO
PurchaseCommon Stock 6,769 $11.10 $75,118.30
Disclosure

SEC source: 0001562180-23-003781 · primarydocument.xml · nonDerivative · entry 1

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Wolff Family Trust

Disclosed balance after: 217,204

F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.08 to $11.10 per share, inclusive, the Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F2 · balance_after: Amount reported includes 160,320 shares transferred into Wolff Family Trust previously reported as directly held

F3 · balance_after: Amount includes 3,226 shares of the Issuer's common stock acquired pursuant to the Issuer's dividend revinvestment plan.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:14 UTC
WOLFF JARED MDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 16,807 $13.10 $220,171.70
Disclosure

SEC source: 0001140361-23-012789 · form4.xml · nonDerivative · entry 1

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,141

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 20:52 UTC PurchaseCommon Stock 15,000 $13.50 $202,491.00
Disclosure

SEC source: 0001562180-23-002774 · primarydocument.xml · nonDerivative · entry 1

Barker James Andrew · CIK 0001792776 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the James A. Barker Living Trust

Disclosed balance after: 139,680

F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.48 to $13.56 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 21:19 UTC
HOPKINS LYNN MCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,330 $16.78 $22,317.40
Disclosure

SEC source: 0001562180-23-002700 · primarydocument.xml · nonDerivative · entry 1

HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,049

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 21:20 UTC
Sotoodeh John KChief Operating Officer
Tax withholdingCommon Stock 696 $16.78 $11,678.88
Disclosure

SEC source: 0001562180-23-002701 · primarydocument.xml · nonDerivative · entry 1

Sotoodeh John K · CIK 0001959393 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,445

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 21:19 UTC
DYCK ROBERT GCHIEF CREDIT OFFICER
Tax withholdingCommon Stock 517 $16.78 $8,675.26
Disclosure

SEC source: 0001562180-23-002699 · primarydocument.xml · nonDerivative · entry 1

DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,240

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 21:19 UTC
Dotan IdoGENERAL COUNSEL, CORP SECRTY
Tax withholdingCommon Stock 683 $16.78 $11,460.74
Disclosure

SEC source: 0001562180-23-002698 · primarydocument.xml · nonDerivative · entry 1

Dotan Ido · CIK 0001778395 · GENERAL COUNSEL, CORP SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,679

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 21:18 UTC
WOLFF JARED MDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 3,219 $16.78 $54,014.82
Disclosure

SEC source: 0001562180-23-002697 · primarydocument.xml · nonDerivative · entry 1

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,948

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 21:22 UTC
HOPKINS LYNN MCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 8,923 $17.32 $154,546.36
Disclosure

SEC source: 0001562180-23-002392 · primarydocument.xml · nonDerivative · entry 2

HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,379

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 21:19 UTC
DYCK ROBERT GCHIEF CREDIT OFFICER
Tax withholdingCommon Stock 2,638 $17.32 $45,690.16
Disclosure

SEC source: 0001562180-23-002380 · primarydocument.xml · nonDerivative · entry 2

DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,757

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 21:19 UTC
Sotoodeh John KChief Operating Officer
Tax withholdingCommon Stock 3,396 $17.32 $58,818.72
Disclosure

SEC source: 0001562180-23-002379 · primarydocument.xml · nonDerivative · entry 2

Sotoodeh John K · CIK 0001959393 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,141

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 21:18 UTC
WOLFF JARED MDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 14,555 $17.32 $252,092.60
Disclosure

SEC source: 0001562180-23-002377 · primarydocument.xml · nonDerivative · entry 2

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,167

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 21:16 UTC
Dotan IdoGENERAL COUNSEL, CORP SECRTY
Tax withholdingCommon Stock 2,837 $17.32 $49,136.84
Disclosure

SEC source: 0001562180-23-002370 · primarydocument.xml · nonDerivative · entry 2

Dotan Ido · CIK 0001778395 · GENERAL COUNSEL, CORP SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,362

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:22 UTC
HOPKINS LYNN MCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,584 $17.55 $27,799.20
Disclosure

SEC source: 0001562180-23-002392 · primarydocument.xml · nonDerivative · entry 1

HOPKINS LYNN M · CIK 0001179851 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,302

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:19 UTC
DYCK ROBERT GCHIEF CREDIT OFFICER
Tax withholdingCommon Stock 645 $17.55 $11,319.75
Disclosure

SEC source: 0001562180-23-002380 · primarydocument.xml · nonDerivative · entry 1

DYCK ROBERT G · CIK 0001270563 · CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,395

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:19 UTC
Sotoodeh John KChief Operating Officer
Tax withholdingCommon Stock 911 $17.55 $15,988.05
Disclosure

SEC source: 0001562180-23-002379 · primarydocument.xml · nonDerivative · entry 1

Sotoodeh John K · CIK 0001959393 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,537

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:18 UTC
WOLFF JARED MDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 4,081 $17.55 $71,621.55
Disclosure

SEC source: 0001562180-23-002377 · primarydocument.xml · nonDerivative · entry 1

WOLFF JARED M · CIK 0001200277 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,722

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:16 UTC
Dotan IdoGENERAL COUNSEL, CORP SECRTY
Tax withholdingCommon Stock 853 $17.55 $14,970.15
Disclosure

SEC source: 0001562180-23-002370 · primarydocument.xml · nonDerivative · entry 1

Dotan Ido · CIK 0001778395 · GENERAL COUNSEL, CORP SECRTY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,199

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.