Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANC OF CALIFORNIA, INC.BANC · Entity 4259 | Director | May 06, 2026 | May 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANC OF CALIFORNIA, INC.
Report date May 06, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,264 |
Reported balance
After 2026-05-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-06 · Grant · Acquired 4,780 · Balance 53,264 F1: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. F2: Amount reported includes 226 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.
F2: Amount reported includes 226 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ARCTIC CAT INC
Report date March 06, 2017 · Filed March 07, 2017
Section 16 reporting ended · disclosed 2017-03-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-03-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-03-06 · Other · Disposed 7,962 · Balance 8,310 F1: Tendered pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among Arctic Cat Inc., a Minnesota corporation, Textron Inc., a Delaware corporation, ("Textron"), and Aces Acquisition Corp., a Minnesota corporation and an indirect wholly owned subsidiary of Textron, in exchange for the right to receive $18.50 per share. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Row 2 · 2017-03-06 · Disposition to issuer · Disposed 8,310 · Balance 0 F2: Pursuant to the Merger Agreement, each unvested restricted stock unit became fully vested immediately prior to the Effective Time. Restricted stock units were then cancelled as of the Effective Time in exchange for the right to receive a cash payment equal to $18.50 multiplied by the number of shares subject to such restricted stock unit award, less any required withholding of taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.84 | Direct | 0 |
Reported balance
After 2017-03-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-03-06 · Disposition to issuer · Disposed 6,000 · Balance 0 F3: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. F4: Expires five years following termination as a director. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.57 · Expires 2018-08-07 | Direct | 0 |
Reported balance
After 2017-03-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-03-06 · Disposition to issuer · Disposed 27 · Balance 0 F3: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.26 · Expires 2019-08-06 | Direct | 0 |
Reported balance
After 2017-03-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-03-06 · Disposition to issuer · Disposed 27 · Balance 0 F3: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.79 · Expires 2020-04-01 | Direct | 0 |
Reported balance
After 2017-03-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-03-06 · Disposition to issuer · Disposed 5,035 · Balance 0 F3: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.77 · Expires 2021-04-01 | Direct | 0 |
Reported balance
After 2017-03-06 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-03-06 · Disposition to issuer · Disposed 6,000 · Balance 0 F3: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.74 · Expires 2026-04-01 | Direct | 0 |
Reported balance
After 2017-03-06 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-03-06 · Disposition to issuer · Disposed 5,973 · Balance 0 F3: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Tendered pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among Arctic Cat Inc., a Minnesota corporation, Textron Inc., a Delaware corporation, ("Textron"), and Aces Acquisition Corp., a Minnesota corporation and an indirect wholly owned subsidiary of Textron, in exchange for the right to receive $18.50 per share. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement.
F2: Pursuant to the Merger Agreement, each unvested restricted stock unit became fully vested immediately prior to the Effective Time. Restricted stock units were then cancelled as of the Effective Time in exchange for the right to receive a cash payment equal to $18.50 multiplied by the number of shares subject to such restricted stock unit award, less any required withholding of taxes.
F3: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes.
F4: Expires five years following termination as a director.
PACWEST BANCORP
Report date November 30, 2023 · Filed November 30, 2023
Section 16 reporting ended · disclosed 2023-11-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-11-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-11-30 · Disposition to issuer · Disposed 51,331 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, Banc of California, Inc. ("BANC"), and Cal Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time (the "Effective Time") of the merger between Issuer and Cal Merger Sub, Inc. (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.6569 shares of BANC common stock (the "Merger Consideration"). All fractional shares were paid in cash. The Merger closed on November 30, 2023. F2: As a result of the Merger, Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, Banc of California, Inc. ("BANC"), and Cal Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time (the "Effective Time") of the merger between Issuer and Cal Merger Sub, Inc. (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.6569 shares of BANC common stock (the "Merger Consideration"). All fractional shares were paid in cash. The Merger closed on November 30, 2023.
F2: As a result of the Merger, Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2026 Filed May 8, 2026 20:46 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 4,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001240433-26-000002 · primarydocument.xml · nonDerivative · entry 1 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,264 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. F2 · balance_after: Amount reported includes 226 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan. Read SEC document |
| May 07, 2025 Filed May 9, 2025 20:45 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 5,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-003718 · primarydocument.xml · nonDerivative · entry 1 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,258 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. F2 · balance_after: Amount reported includes 87 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan. Read SEC document |
| May 09, 2024 Filed May 13, 2024 22:43 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 5,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-003993 · primarydocument.xml · nonDerivative · entry 1 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,288 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 01:06 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 3,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-008329 · primarydocument.xml · nonDerivative · entry 1 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,922 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors from November 30, 2023, the completion of the merger of the Issuer with PacWest Bancorp, until the Issuer's 2024 Annual Stockholder Meeting. Shares will be issued in full upon vesting, which is scheduled to occur May 9, 2024. Read SEC document |
| November 30, 2023 Filed Nov 30, 2023 21:28 UTC | PACWEST BANCORP PACW · Entity 107839 | Disposition to issuerCommon Stock | 51,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-015656 · form4-12012023_021252.xml · nonDerivative · entry 1 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, Banc of California, Inc. ("BANC"), and Cal Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time (the "Effective Time") of the merger between Issuer and Cal Merger Sub, Inc. (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.6569 shares of BANC common stock (the "Merger Consideration"). All fractional shares were paid in cash. The Merger closed on November 30, 2023. F2 · balance_after: As a result of the Merger, Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. Read SEC document |
| November 30, 2023 Filed Dec 5, 2023 00:31 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 33,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-008076 · primarydocument.xml · nonDerivative · entry 1 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,719 F1 · shares: Represents shares acquired pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, PacWest Bancorp ("PACW") and Cal Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time (the "Effective Time") of the merger between PACW and Cal Merger Sub, Inc., each share of PACW common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.6569 shares of Issuer common stock with cash-in-lieu of any fractional share. Read SEC document |
| May 02, 2023 Filed May 4, 2023 17:39 UTC | PACWEST BANCORP PACW · Entity 107839 | GrantCommon Stock | 14,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-007365 · form4-05042023_090549.xml · nonDerivative · entry 1 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,331 Read SEC document |
| March 10, 2023 Filed Mar 13, 2023 20:10 UTC | PACWEST BANCORP PACW · Entity 107839 | PurchaseCommon Stock | 1,000 | $15.17 | $15,170.00 |
DisclosureSEC source: 0001415889-23-004817 · form4-03142023_120339.xml · nonDerivative · entry 1 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,675 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.16 to $15.18, inclusive. The reporting person undertakes to provide to PacWest Bancorp, any security holder of PacWest Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 11, 2022 Filed May 13, 2022 16:57 UTC | PACWEST BANCORP PACW · Entity 107839 | GrantCommon Stock | 2,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-003019 · edgar.xml · nonDerivative · entry 1 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,675 Read SEC document |
| May 12, 2021 Filed May 13, 2021 17:00 UTC | PACWEST BANCORP PACW · Entity 107839 | GrantCommon Stock | 1,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-005283 · edgar.xml · nonDerivative · entry 1 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,192 Read SEC document |
| May 12, 2020 Filed May 14, 2020 17:28 UTC | PACWEST BANCORP PACW · Entity 107839 | GrantCommon Stock | 3,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-006001 · edgar.xml · nonDerivative · entry 1 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,452 Read SEC document |
| April 23, 2020 Filed Apr 24, 2020 17:06 UTC | PACWEST BANCORP PACW · Entity 107839 | PurchaseCommon Stock | 1,000 | $16.21 | $16,205.60 |
DisclosureSEC source: 0001179110-20-005095 · edgar.xml · nonDerivative · entry 1 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,056 Read SEC document |
| May 13, 2019 Filed May 15, 2019 16:32 UTC | PACWEST BANCORP PACW · Entity 107839 | GrantCommon Stock | 1,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006092 · edgar.xml · nonDerivative · entry 1 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,056 Read SEC document |
| May 14, 2018 Filed May 16, 2018 16:16 UTC | PACWEST BANCORP PACW · Entity 107839 | GrantCommon Stock | 1,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006878 · edgar.xml · nonDerivative · entry 1 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,546 Read SEC document |
| May 15, 2017 Filed May 17, 2017 16:21 UTC | PACWEST BANCORP PACW · Entity 107839 | GrantCommon Stock | 1,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-007410 · edgar.xml · nonDerivative · entry 1 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,478 Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 10:00 UTC | ARCTIC CAT INC ACAT · Entity 178083 | Disposition to issuerStock Option (Right to Buy) · Derivative | 5,973 | Not disclosed Strike: $16.74 | Not disclosed |
DisclosureSEC source: 0000914190-17-000100 · edgar.xml · derivative · entry 8 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,973 shares Expires 2026-04-01 F3 · price: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 10:00 UTC | ARCTIC CAT INC ACAT · Entity 178083 | Disposition to issuerStock Option (Right to Buy) · Derivative | 6,000 | Not disclosed Strike: $15.77 | Not disclosed |
DisclosureSEC source: 0000914190-17-000100 · edgar.xml · derivative · entry 7 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2021-04-01 F3 · price: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 10:00 UTC | ARCTIC CAT INC ACAT · Entity 178083 | Disposition to issuerStock Option (Right to Buy) · Derivative | 5,035 | Not disclosed Strike: $10.79 | Not disclosed |
DisclosureSEC source: 0000914190-17-000100 · edgar.xml · derivative · entry 6 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,035 shares Expires 2020-04-01 F3 · price: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 10:00 UTC | ARCTIC CAT INC ACAT · Entity 178083 | Disposition to issuerStock Option (Right to Buy) · Derivative | 27 | Not disclosed Strike: $6.26 | Not disclosed |
DisclosureSEC source: 0000914190-17-000100 · edgar.xml · derivative · entry 5 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27 shares Expires 2019-08-06 F3 · price: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 10:00 UTC | ARCTIC CAT INC ACAT · Entity 178083 | Disposition to issuerStock Option (Right to Buy) · Derivative | 27 | Not disclosed Strike: $9.57 | Not disclosed |
DisclosureSEC source: 0000914190-17-000100 · edgar.xml · derivative · entry 4 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27 shares Expires 2018-08-07 F3 · price: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 10:00 UTC | ARCTIC CAT INC ACAT · Entity 178083 | Disposition to issuerStock Option (Right to Buy) · Derivative | 6,000 | Not disclosed Strike: $17.84 | Not disclosed |
DisclosureSEC source: 0000914190-17-000100 · edgar.xml · derivative · entry 3 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires not disclosed F3 · price: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each unvested stock option became fully vested and exercisable immediately prior to the Effective Time. Each stock option that was outstanding and unexercised as of the Effective Time and had an exercise price per share that was less than $18.50 was then cancelled in exchange for the right to receive a cash payment equal to $18.50 minus the exercise price, multiplied by the number of shares issuable upon exercise of such stock option, less any required withholding of taxes. F4 · derivative.expiration_date: Expires five years following termination as a director. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 10:00 UTC | ARCTIC CAT INC ACAT · Entity 178083 | Disposition to issuerCommon Stock | 8,310 | $18.50 | $153,735.00 |
DisclosureSEC source: 0000914190-17-000100 · edgar.xml · nonDerivative · entry 2 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, each unvested restricted stock unit became fully vested immediately prior to the Effective Time. Restricted stock units were then cancelled as of the Effective Time in exchange for the right to receive a cash payment equal to $18.50 multiplied by the number of shares subject to such restricted stock unit award, less any required withholding of taxes. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 10:00 UTC | ARCTIC CAT INC ACAT · Entity 178083 | OtherCommon Stock | 7,962 | $18.50 | $147,297.00 |
DisclosureSEC source: 0000914190-17-000100 · edgar.xml · nonDerivative · entry 1 LESTER SUSAN E · CIK 0001240433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,310 F1 · price: Tendered pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among Arctic Cat Inc., a Minnesota corporation, Textron Inc., a Delaware corporation, ("Textron"), and Aces Acquisition Corp., a Minnesota corporation and an indirect wholly owned subsidiary of Textron, in exchange for the right to receive $18.50 per share. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.