Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANC OF CALIFORNIA, INC.BANC · Entity 4259 | Director · SR EVP AND VICE CHAIRMAN | July 08, 2026 | July 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANC OF CALIFORNIA, INC.
Report date July 08, 2026 · Filed July 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,531 |
Reported balance
After 2026-07-08 transaction · row 1
1 source rowRow 1 · 2026-07-08 · Grant · Acquired 18,114 · Balance 44,531 F1: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on July 31, 2027. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-05-23 | Direct | 50,000 |
Reported balance
After 2026-07-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-07-08 · Grant · Acquired 50,000 · Balance 50,000 F2: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $28.73 per share by no later than May 23, 2028, and (b) the Reporting Persons' continued service through May 23, 2028. |
| Common StockSEC Table I · non-derivative | IndirectBy the Joseph & Monica Rice Revocable Trust | 9,500 |
Reported balance
Holding disclosure · report date 2026-07-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,500 |
| Common StockSEC Table I · non-derivative | IndirectBy the Joseph J. Rice 2012 Irrevocable Trust | 10,000 |
Reported balance
Holding disclosure · report date 2026-07-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 10,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on July 31, 2027.
F2: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $28.73 per share by no later than May 23, 2028, and (b) the Reporting Persons' continued service through May 23, 2028.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 08, 2026 Filed Jul 10, 2026 22:07 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantPerformance Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001976175-26-000004 · primarydocument.xml · derivative · entry 4 Rice Joseph J · CIK 0001976175 · Director · SR EVP AND VICE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-05-23 F2 · derivative.exercise_price: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $28.73 per share by no later than May 23, 2028, and (b) the Reporting Persons' continued service through May 23, 2028. F2 · kind: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $28.73 per share by no later than May 23, 2028, and (b) the Reporting Persons' continued service through May 23, 2028. F2 · derivative.exercise_date: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $28.73 per share by no later than May 23, 2028, and (b) the Reporting Persons' continued service through May 23, 2028. F2 · derivative.expiration_date: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $28.73 per share by no later than May 23, 2028, and (b) the Reporting Persons' continued service through May 23, 2028. Read SEC document |
| July 08, 2026 Filed Jul 10, 2026 22:07 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 18,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001976175-26-000004 · primarydocument.xml · nonDerivative · entry 1 Rice Joseph J · CIK 0001976175 · Director · SR EVP AND VICE CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,531 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on July 31, 2027. Read SEC document |
| May 06, 2026 Filed May 8, 2026 20:54 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 4,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001976175-26-000002 · primarydocument.xml · nonDerivative · entry 1 Rice Joseph J · CIK 0001976175 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,417 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
| May 07, 2025 Filed May 9, 2025 20:48 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 5,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-003723 · primarydocument.xml · nonDerivative · entry 1 Rice Joseph J · CIK 0001976175 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,637 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. F2 · balance_after: Amount reported includes 222 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan. Read SEC document |
| May 09, 2024 Filed May 13, 2024 22:44 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 5,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-003997 · primarydocument.xml · nonDerivative · entry 1 Rice Joseph J · CIK 0001976175 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,532 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. F2 · balance_after: Amount reported includes 100 shares of the Issuer's common stock acquired pursuant to Issuer's Dividend Reinvestment Plan. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 01:07 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 3,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-008331 · primarydocument.xml · nonDerivative · entry 1 Rice Joseph J · CIK 0001976175 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,066 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors from November 30, 2023, the completion of the merger of the Issuer with PacWest Bancorp, until the Issuer's 2024 Annual Stockholder Meeting. Shares will be issued in full upon vesting, which is scheduled to occur May 9, 2024. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 01:20 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | PurchaseCommon Stock | 10,000 | $12.66 | $126,588.00 |
DisclosureSEC source: 0001562180-23-008176 · primarydocument.xml · nonDerivative · entry 1 Rice Joseph J · CIK 0001976175 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Joseph J. Rice 2012 Irrevocable Trust Disclosed balance after: 10,000 F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.645 to $12.6599 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| June 05, 2023 Filed Jun 6, 2023 21:31 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | PurchaseCommon Stock | 7,500 | $11.25 | $84,375.00 |
DisclosureSEC source: 0001562180-23-004898 · primarydocument.xml · nonDerivative · entry 1 Rice Joseph J · CIK 0001976175 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Joseph & Monica Rice Revocable Trust Disclosed balance after: 9,500 Read SEC document |
| May 11, 2023 Filed May 13, 2023 00:01 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 6,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004108 · primarydocument.xml · nonDerivative · entry 1 Rice Joseph J · CIK 0001976175 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,863 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.