Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANC OF CALIFORNIA, INC.BANC · Entity 4259 | CHIEF ACCOUNTING OFFICER | May 23, 2024 | May 28, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANC OF CALIFORNIA, INC.
Report date May 23, 2024 · Filed May 28, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Perfornance Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-05-23 | Direct | 67,613 |
Reported balance
After 2024-05-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-05-23 · Grant · Acquired 67,613 · Balance 67,613 F1: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty trading-day Volume-Weighted Average Price of $28.73 per share within four years from the date of grant and (b) the Reporting Person's continued service through the fourth anniversary of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty trading-day Volume-Weighted Average Price of $28.73 per share within four years from the date of grant and (b) the Reporting Person's continued service through the fourth anniversary of the grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PACWEST BANCORP
Report date November 30, 2023 · Filed November 30, 2023
Section 16 reporting ended · disclosed 2023-11-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,966 |
Reported balance
After 2023-11-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-11-30 · Tax withholding · Disposed 667 · Balance 16,966 F1: Represents the number of shares of Issuer's common stock that Reporting Person surrendered to Issuer for the satisfaction of Reporting Person's tax withholding obligations upon the vesting of 1,928 shares of restricted stock on November 30, 2023. F2: Reflects market closing price on November 30, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-11-30 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-11-30 · Disposition to issuer · Disposed 16,966 · Balance 0 F3: Includes restricted stock awards of 11,482 shares of Issuer's common stock (the "Issuer RSAs"). F4: Disposed of pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, Banc of California, Inc. ("BANC"), and Cal Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time (the "Effective Time") of the merger between Issuer and Cal Merger Sub, Inc. (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.6569 shares of BANC common stock (the "Merger Consideration"). All fractional shares were paid in cash. The Merger closed on November 30, 2023. F5: Pursuant to the Merger Agreement, at the Effective Time, the Issuer RSAs were assumed by BANC and converted into the right to receive (without interest) the Merger Consideration in respect of each share of Issuer common stock subject to such Issuer RSAs immediately prior to the Effective Time with the same terms and conditions as were applicable under such Issuer RSAs immediately prior to the Effective Time (including vesting terms), with any fractional shares rounded to the nearest whole share of BANC common stock. F6: As a result of the Merger, Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. |
| Depositary Shares of Series A Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-11-30 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2023-11-30 · Disposition to issuer · Disposed 4,000 · Balance 0 F7: In connection with the transactions contemplated by the Merger Agreement, the depository shares and shares of preferred stock underlying the depositary shares will be exchanged for substantially equivalent depositary shares and shares of preferred stock of BANC. F8: Following the transactions contemplated by the Merger Agreement, Reporting Person no longer beneficially owns any Issuer depositary shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of Issuer's common stock that Reporting Person surrendered to Issuer for the satisfaction of Reporting Person's tax withholding obligations upon the vesting of 1,928 shares of restricted stock on November 30, 2023.
F2: Reflects market closing price on November 30, 2023.
F3: Includes restricted stock awards of 11,482 shares of Issuer's common stock (the "Issuer RSAs").
F4: Disposed of pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, Banc of California, Inc. ("BANC"), and Cal Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time (the "Effective Time") of the merger between Issuer and Cal Merger Sub, Inc. (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.6569 shares of BANC common stock (the "Merger Consideration"). All fractional shares were paid in cash. The Merger closed on November 30, 2023.
F5: Pursuant to the Merger Agreement, at the Effective Time, the Issuer RSAs were assumed by BANC and converted into the right to receive (without interest) the Merger Consideration in respect of each share of Issuer common stock subject to such Issuer RSAs immediately prior to the Effective Time with the same terms and conditions as were applicable under such Issuer RSAs immediately prior to the Effective Time (including vesting terms), with any fractional shares rounded to the nearest whole share of BANC common stock.
F6: As a result of the Merger, Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.
F7: In connection with the transactions contemplated by the Merger Agreement, the depository shares and shares of preferred stock underlying the depositary shares will be exchanged for substantially equivalent depositary shares and shares of preferred stock of BANC.
F8: Following the transactions contemplated by the Merger Agreement, Reporting Person no longer beneficially owns any Issuer depositary shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2024 Filed May 28, 2024 20:37 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantPerfornance Stock Units · Derivative | 67,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004476 · primarydocument.xml · derivative · entry 1 Sparks Monica L · CIK 0001820687 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,613 Underlying: Common Stock · 67,613 shares Expires 2028-05-23 F1 · derivative.exercise_price: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty trading-day Volume-Weighted Average Price of $28.73 per share within four years from the date of grant and (b) the Reporting Person's continued service through the fourth anniversary of the grant. F1 · kind: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty trading-day Volume-Weighted Average Price of $28.73 per share within four years from the date of grant and (b) the Reporting Person's continued service through the fourth anniversary of the grant. F1 · derivative.exercise_date: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty trading-day Volume-Weighted Average Price of $28.73 per share within four years from the date of grant and (b) the Reporting Person's continued service through the fourth anniversary of the grant. F1 · derivative.expiration_date: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty trading-day Volume-Weighted Average Price of $28.73 per share within four years from the date of grant and (b) the Reporting Person's continued service through the fourth anniversary of the grant. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 21:43 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 944 | $14.56 | $13,744.64 |
DisclosureSEC source: 0001562180-24-002014 · primarydocument.xml · nonDerivative · entry 1 Sparks Monica L · CIK 0001820687 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,063 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 01:42 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 9,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-001949 · primarydocument.xml · nonDerivative · entry 1 Sparks Monica L · CIK 0001820687 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,007 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on February 27, 2025. Read SEC document |
| November 30, 2023 Filed Nov 30, 2023 21:47 UTC | PACWEST BANCORP PACW · Entity 107839 | Disposition to issuerDepositary Shares of Series A Preferred Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-015667 · form4-12012023_021224.xml · nonDerivative · entry 3 Sparks Monica L · CIK 0001820687 · EVP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F7 · price: In connection with the transactions contemplated by the Merger Agreement, the depository shares and shares of preferred stock underlying the depositary shares will be exchanged for substantially equivalent depositary shares and shares of preferred stock of BANC. F8 · balance_after: Following the transactions contemplated by the Merger Agreement, Reporting Person no longer beneficially owns any Issuer depositary shares. Read SEC document |
| November 30, 2023 Filed Nov 30, 2023 21:47 UTC | PACWEST BANCORP PACW · Entity 107839 | Disposition to issuerCommon Stock | 16,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-015667 · form4-12012023_021224.xml · nonDerivative · entry 2 Sparks Monica L · CIK 0001820687 · EVP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · shares: Includes restricted stock awards of 11,482 shares of Issuer's common stock (the "Issuer RSAs"). F4 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, Banc of California, Inc. ("BANC"), and Cal Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time (the "Effective Time") of the merger between Issuer and Cal Merger Sub, Inc. (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.6569 shares of BANC common stock (the "Merger Consideration"). All fractional shares were paid in cash. The Merger closed on November 30, 2023. F5 · price: Pursuant to the Merger Agreement, at the Effective Time, the Issuer RSAs were assumed by BANC and converted into the right to receive (without interest) the Merger Consideration in respect of each share of Issuer common stock subject to such Issuer RSAs immediately prior to the Effective Time with the same terms and conditions as were applicable under such Issuer RSAs immediately prior to the Effective Time (including vesting terms), with any fractional shares rounded to the nearest whole share of BANC common stock. F6 · balance_after: As a result of the Merger, Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. Read SEC document |
| November 30, 2023 Filed Nov 30, 2023 21:47 UTC | PACWEST BANCORP PACW · Entity 107839 | Tax withholdingCommon Stock | 667 | $7.54 | $5,029.18 |
DisclosureSEC source: 0001415889-23-015667 · form4-12012023_021224.xml · nonDerivative · entry 1 Sparks Monica L · CIK 0001820687 · EVP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,966 F1 · shares: Represents the number of shares of Issuer's common stock that Reporting Person surrendered to Issuer for the satisfaction of Reporting Person's tax withholding obligations upon the vesting of 1,928 shares of restricted stock on November 30, 2023. F2 · price: Reflects market closing price on November 30, 2023. Read SEC document |
| November 30, 2023 Filed Dec 5, 2023 00:28 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantDepositary Shares of Series A Preferred Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-008074 · primarydocument.xml · nonDerivative · entry 2 Sparks Monica L · CIK 0001820687 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000 F3 · shares: Represents Issuer's depositary shares and shares of underlying preferred stock acquired in exchange for substantially equivalent depositary shares and underlying preferred stock of PACW in connection with the transactions contemplated by the Merger Agreement. Read SEC document |
| November 30, 2023 Filed Dec 5, 2023 00:28 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 11,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-008074 · primarydocument.xml · nonDerivative · entry 1 Sparks Monica L · CIK 0001820687 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,145 F1 · shares: Represents shares acquired pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, PacWest Bancorp ("PACW") and Cal Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time (the "Effective Time") of the merger between PACW and Cal Merger Sub, Inc. (the "Merger"), each share of PACW common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.6569 shares of Issuer common stock (the Merger Consideration) with cash-in-lieu of any fractional share. F2 · shares: Includes restricted stock awards of 7,543 shares of Issuer's common stock acquired from the conversion of PACW restricted stock awards ("PACW RSAs") pursuant to the Merger Agreement. Pursuant to the terms of the Merger Agreement, at the Effective Time, PACW RSAs were assumed by Issuer and converted into the right to receive the Merger Consideration in respect of each share of PACW common stock subject to such PACW RSAs immediately prior the Effective Time subject to the same terms and conditions as applicable under the PACW RSAs (including vesting terms), with any fractional shares rounded to the nearest whole share of Issuer's common stock. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 16:32 UTC | PACWEST BANCORP PACW · Entity 107839 | Tax withholdingCommon Stock | 601 | $27.75 | $16,677.75 |
DisclosureSEC source: 0001415889-23-003834 · form4-03022023_040344.xml · nonDerivative · entry 1 Sparks Monica L · CIK 0001820687 · EVP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,633 F1 · shares: Represents the number of shares of Issuer's common stock that Reporting Person surrendered to Issuer for the satisfaction of Reporting Person's tax withholding obligations upon the vesting of 1,736 shares of restricted stock on February 28, 2023. F2 · price: Reflects market closing price on February 28, 2023. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 16:16 UTC | PACWEST BANCORP PACW · Entity 107839 | GrantCommon Stock | 5,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-002277 · form4-02102023_040249.xml · nonDerivative · entry 1 Sparks Monica L · CIK 0001820687 · EVP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,234 F1 · shares: On February 8, 2023, Reporting Person was granted a restricted stock award ("RSA") of 5,309 shares of Issuer's common stock. This RSA will vest ratably over a three (3) year term. Read SEC document |
| November 30, 2022 Filed Nov 30, 2022 19:43 UTC | PACWEST BANCORP PACW · Entity 107839 | Tax withholdingCommon Stock | 667 | $26.12 | $17,422.04 |
DisclosureSEC source: 0001415889-22-011861 · form4-12012022_121245.xml · nonDerivative · entry 1 Sparks Monica L · CIK 0001820687 · EVP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,925 F1 · shares: Represents the number of shares of Issuer's common stock that Reporting Person surrendered to Issuer for the satisfaction of Reporting Person's tax withholding obligations upon the vesting of 1,928 shares of restricted stock on November 30, 2022. F2 · price: Reflects market closing price on November 30, 2022. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 18:09 UTC | PACWEST BANCORP PACW · Entity 107839 | PurchaseDepositary Shares of Series A Preferred Stock | 4,000 | $25.00 | $100,000.00 |
DisclosureSEC source: 0001179110-22-003267 · edgar.xml · nonDerivative · entry 1 Sparks Monica L · CIK 0001820687 · EVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · security: Each Depositary Share represents a 1/40th interest in a share of 7.75% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A ("Series A Preferred Stock"). F2 · price: Purchased in an underwritten public offering. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 18:54 UTC | PACWEST BANCORP PACW · Entity 107839 | Tax withholdingCommon Stock | 393 | $49.42 | $19,422.06 |
DisclosureSEC source: 0001179110-22-001974 · edgar.xml · nonDerivative · entry 1 Sparks Monica L · CIK 0001820687 · EVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,592 F1 · shares: Represents the number of shares of Issuer's common stock that Reporting Person surrendered to Issuer for the satisfaction of Reporting Person's tax withholding obligations upon the vesting of 959 shares of restricted stock on February 28, 2022. F2 · price: Reflects market closing price on February 28, 2022. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 16:56 UTC | PACWEST BANCORP PACW · Entity 107839 | GrantCommon Stock | 3,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001369 · edgar.xml · nonDerivative · entry 1 Sparks Monica L · CIK 0001820687 · EVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,985 F1 · shares: On February 15, 2022, Reporting Person was granted a restricted stock award ("RSA") of 3,105 shares of Issuer's common stock. This RSA will vest ratably over a four (4) year term. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 16:46 UTC | PACWEST BANCORP PACW · Entity 107839 | Tax withholdingCommon Stock | 667 | $44.74 | $29,841.58 |
DisclosureSEC source: 0001179110-21-010490 · edgar.xml · nonDerivative · entry 1 Sparks Monica L · CIK 0001820687 · EVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,880 F1 · shares: Represents the number of shares of Issuer's common stock that Reporting Person surrendered to Issuer for the satisfaction of Reporting Person's tax withholding obligations upon the vesting of 1,928 shares of restricted stock on November 30, 2021. F2 · price: Reflects market closing price on November 30, 2021. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 17:33 UTC | PACWEST BANCORP PACW · Entity 107839 | GrantCommon Stock | 3,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001883 · edgar.xml · nonDerivative · entry 1 Sparks Monica L · CIK 0001820687 · EVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,547 F1 · shares: On February 17, 2021, Reporting Person was granted a restricted stock award ("RSA") of 3,836 shares of Issuer's common stock. This RSA will vest ratably over a four (4) year term. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 16:26 UTC | PACWEST BANCORP PACW · Entity 107839 | GrantCommon Stock | 7,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-010968 · edgar.xml · nonDerivative · entry 1 Sparks Monica L · CIK 0001820687 · EVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,711 F1 · shares: On November 9, 2020, Reporting Person was granted a restricted stock award ("RSA") of 7,711 shares of Issuer's common stock. This RSA will vest ratably over a four (4) year term. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.