AB

SEC source: 0001845413-23-000002 · wk-form4_1701731645.xml · nonDerivative · entry 2

Sprules Karl · CIK 0001845413 · Head of Global Tech and Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,916

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2023, 35,861 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 10,254 AB Holding Units were withheld for tax purposes and 25,607 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2023.

F2 · balance_after: On December 1, 2023, 35,861 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 10,254 AB Holding Units were withheld for tax purposes and 25,607 AB Holding Units were delivered to him.

SEC source: 0001845413-23-000002 · wk-form4_1701731645.xml · nonDerivative · entry 1

Sprules Karl · CIK 0001845413 · Head of Global Tech and Ops

10b5-1 filing: No plan indicated

Ownership: Indirect · through rabbi trust under employee incentive compensation award program

Disclosed balance after: 36,344

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2023, 35,861 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 10,254 AB Holding Units were withheld for tax purposes and 25,607 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2023.

F2 · balance_after: On December 1, 2023, 35,861 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 10,254 AB Holding Units were withheld for tax purposes and 25,607 AB Holding Units were delivered to him.

SEC source: 0001705584-23-000004 · wk-form4_1701731606.xml · nonDerivative · entry 2

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,634

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2023, 71,510 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 39,546 AB Holding Units were withheld for tax purposes and 31,964 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2023.

F2 · balance_after: On December 1, 2023, 71,510 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 39,546 AB Holding Units were withheld for tax purposes and 31,964 AB Holding Units were delivered to him.

SEC source: 0001705584-23-000004 · wk-form4_1701731606.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 286,011

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2023, 71,510 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 39,546 AB Holding Units were withheld for tax purposes and 31,964 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2023.

F2 · balance_after: On December 1, 2023, 71,510 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 39,546 AB Holding Units were withheld for tax purposes and 31,964 AB Holding Units were delivered to him.

SEC source: 0001253231-23-000003 · wk-form4_1701731547.xml · nonDerivative · entry 2

MANLEY MARK R · CIK 0001253231 · Gl Head of Compl & Gen Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,700

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2023, 10,854 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,723 AB Holding Units were withheld for tax purposes and 8,131 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2023.

F2 · balance_after: On December 1, 2023, 10,854 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,723 AB Holding Units were withheld for tax purposes and 8,131 AB Holding Units were delivered to him.

SEC source: 0001253231-23-000003 · wk-form4_1701731547.xml · nonDerivative · entry 1

MANLEY MARK R · CIK 0001253231 · Gl Head of Compl & Gen Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · by rabbi trust under employee incentive comp award program

Disclosed balance after: 10,946

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2023, 10,854 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,723 AB Holding Units were withheld for tax purposes and 8,131 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2023.

F2 · balance_after: On December 1, 2023, 10,854 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,723 AB Holding Units were withheld for tax purposes and 8,131 AB Holding Units were delivered to him.

SEC source: 0001990755-24-000002 · wk-form4a_1706117521.xml · nonDerivative · entry 2

Simeone Thomas · CIK 0001990755 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,616

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2023, 2,071 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 505 AB Holding Units were withheld for tax purposes and 1,566 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2023.

F4 · acquired: This amendment is being filed to change the characterization of this transaction from a disposition (D) to an acquisition (A).

F2 · balance_after: On December 1, 2023, 2,071 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 505 AB Holding Units were withheld for tax purposes and 1,566 AB Holding Units were delivered to him.

SEC source: 0001990755-24-000002 · wk-form4a_1706117521.xml · nonDerivative · entry 1

Simeone Thomas · CIK 0001990755 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · through rabbi trust under employee incentive compensation award program

Disclosed balance after: 2,141

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2023, 2,071 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 505 AB Holding Units were withheld for tax purposes and 1,566 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2023.

F2 · balance_after: On December 1, 2023, 2,071 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 505 AB Holding Units were withheld for tax purposes and 1,566 AB Holding Units were delivered to him.

SEC source: 0001698316-23-000005 · wf-form4_169203455158649.xml · nonDerivative · entry 1

Burke Kate C · CIK 0001698316 · Former COO & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110,205

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: Ms. Burke sold her 5,000 AB Holding Units under a 10b5-1 plan she adopted on December 19, 2022.

F3 · price: Ms. Burke sold 5,000 AB Holding Units at prices ranging from $29.44 to $29.85 per Unit. The price set forth in the table is the weighted average of her sales at these prices.

SEC source: 0001293386-23-000003 · wf-form4_168512488518666.xml · nonDerivative · entry 1

LAMMTENNANT JOAN M · CIK 0001208239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,233

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,017 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 24, 2023; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.3% increments on each of May 24, 2024, 2025 and 2026.

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,017 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 24, 2023; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.3% increments on each of May 24, 2024, 2025 and 2026.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 24, 2023).

SEC source: 0001885419-23-000002 · wf-form4_168512458973225.xml · nonDerivative · entry 1

Walthall Todd · CIK 0001885419 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,635

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,017 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 24, 2023; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.3% increments on each of May 24, 2024, 2025 and 2026.

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,017 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 24, 2023; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.3% increments on each of May 24, 2024, 2025 and 2026.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 24, 2023).

SEC source: 0001798944-23-000002 · wf-form4_168512443170659.xml · nonDerivative · entry 1

Domenici Nella · CIK 0001798944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,865

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,017 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 24, 2023; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.3% increments on each of May 24, 2024, 2025 and 2026.

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,017 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 24, 2023; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.3% increments on each of May 24, 2024, 2025 and 2026.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 24, 2023).

SEC source: 0001722643-23-000002 · wf-form4_168512423312452.xml · nonDerivative · entry 1

Narayandas Das · CIK 0001722643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,676

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,017 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 24, 2023; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.3% increments on each of May 24, 2024, 2025 and 2026.

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,017 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 24, 2023; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.3% increments on each of May 24, 2024, 2025 and 2026.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 24, 2023).

SEC source: 0001556974-23-000002 · wf-form4_168512411571735.xml · nonDerivative · entry 1

Kaye Daniel G · CIK 0001556974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,810

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,017 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 24, 2023; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.3% increments on each of May 24, 2024, 2025 and 2026.

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,017 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 24, 2023; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.3% increments on each of May 24, 2024, 2025 and 2026.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 24, 2023).

SEC source: 0001739527-23-000002 · wf-form4_168511429363318.xml · nonDerivative · entry 1

Stonehill Charles G.T. · CIK 0001739527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,931

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,017 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 24, 2023; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.3% increments on each of May 24, 2024, 2025 and 2026.

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,017 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 24, 2023; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.3% increments on each of May 24, 2024, 2025 and 2026.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 24, 2023).

SEC source: 0001698316-23-000003 · wf-form4_168511296235931.xml · nonDerivative · entry 1

Burke Kate C · CIK 0001698316 · COO & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,205

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: Ms. Burke sold her 12,500 AB Holding Units under a 10b5-1 plan she adopted on December 19, 2022. AB Holding filed Form 10-Q relating to financial results for the quarter ended March 31, 2023, on April 27, 2023.

F3 · price: Ms. Burke sold 12,500 AB Holding Units at prices ranging from $33.46 to $34.05 per Unit. The price set forth in the table is the weighted average of her sales at these prices.

SEC source: 0001556974-23-000004 · wf-form4a_169203500463622.xml · nonDerivative · entry 1

Kaye Daniel G · CIK 0001556974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,710

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,017 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 24, 2023; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.3% increments on each of May 24, 2024, 2025 and 2026.

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,017 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 24, 2023; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.3% increments on each of May 24, 2024, 2025 and 2026.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 24, 2023).

F4 · balance_after: The amendment was filed to correct the number of securities beneficially owned following the May 24, 2023 transaction from 39,810 units to 39,710 units.

SEC source: 0001698316-23-000002 · wf-form4_167960392461496.xml · nonDerivative · entry 1

Burke Kate C · CIK 0001698316 · COO & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,705

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: Ms. Burke sold 12,500 AB Holding Units under a 10b5-1 plan she adopted on December 19, 2022. AB Holding filed Form 10-K relating to financial results for the year ended December 31, 2022, on February 10, 2023.

F2 · shares: Ms. Burke sold 12,500 AB Holding Units under a 10b5-1 plan she adopted on December 19, 2022. AB Holding filed Form 10-K relating to financial results for the year ended December 31, 2022, on February 10, 2023.

F3 · price: Ms. Burke sold 12,500 AB Holding Units at prices ranging from $34.93 to $35.27 per Unit. The price set forth in the table is the weighted average of her sales at these prices.

SEC source: 0001705584-23-000002 · wf-form4_167538296295445.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 357,520

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: On January 31, 2023, 149,869 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 75,403 AB Holding Units were withheld for tax purposes and 74,466 AB Holding Units were delivered to him.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the distribution date (January 31, 2023).

F2 · balance_after: On January 31, 2023, 149,869 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 75,403 AB Holding Units were withheld for tax purposes and 74,466 AB Holding Units were delivered to him.

SEC source: 0001253231-22-000024 · wf-form4_167122532932698.xml · nonDerivative · entry 1

MANLEY MARK R · CIK 0001253231 · Gl Head of Compl & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,569

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

SEC source: 0001845413-22-000011 · wf-form4_167122563418871.xml · nonDerivative · entry 2

Sprules Karl · CIK 0001845413 · Head of Global Tech and Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,309

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: Reporting Person sold a total of 77,000 AB Holding Units at a weighted average sale price of $38.76.

F2 · price: Reporting Person sold a total of 77,000 AB Holding Units at a weighted average sale price of $38.76.

SEC source: 0001845413-22-000011 · wf-form4_167122563418871.xml · nonDerivative · entry 1

Sprules Karl · CIK 0001845413 · Head of Global Tech and Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,027

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: Reporting Person sold a total of 77,000 AB Holding Units at a weighted average sale price of $38.76.

F2 · price: Reporting Person sold a total of 77,000 AB Holding Units at a weighted average sale price of $38.76.

SEC source: 0001738305-22-000006 · wf-form4_167106262930030.xml · nonDerivative · entry 1

Siemers William R · CIK 0001738305 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive comp plan

Disclosed balance after: 31,760

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 4,506 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

F2 · shares: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 4,506 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 12, 2022).

F2 · acquired: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 4,506 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

F2 · balance_after: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 4,506 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

SEC source: 0001845413-22-000009 · wf-form4_167106221160078.xml · nonDerivative · entry 1

Sprules Karl · CIK 0001845413 · Head of Global Tech and Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · through rabbi trust under employee incentive compensation award program

Disclosed balance after: 72,205

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 28,450 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

F2 · shares: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 28,450 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 12, 2022).

F2 · acquired: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 28,450 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

F2 · balance_after: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 28,450 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

SEC source: 0001253231-22-000022 · wf-form4_167106177258741.xml · nonDerivative · entry 1

MANLEY MARK R · CIK 0001253231 · Gl Head of Compl & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive comp award program

Disclosed balance after: 21,800

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 8,883 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

F2 · shares: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 8,883 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 12, 2022).

F2 · acquired: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 8,883 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

F2 · balance_after: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 8,883 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

SEC source: 0001856656-22-000010 · wf-form4_167106137536798.xml · nonDerivative · entry 1

Erzan Onur · CIK 0001856656 · Head, Gl. Cl. Grp. & Pr. Wlth.

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive comp programs

Disclosed balance after: 137,265

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 38,771 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

F2 · shares: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 38,771 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 12, 2022).

F2 · acquired: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 38,771 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

F2 · balance_after: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 38,771 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

SEC source: 0001698316-22-000004 · wf-form4_167106089997652.xml · nonDerivative · entry 1

Burke Kate C · CIK 0001698316 · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 94,095

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 41,195 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

F2 · shares: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 41,195 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 12, 2022).

F2 · acquired: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 41,195 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

F2 · balance_after: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 41,195 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

SEC source: 0001705584-22-000004 · wf-form4_167105952739253.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 507,389

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 117,791 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

F2 · shares: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 117,791 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 12, 2022).

F2 · acquired: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 117,791 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

F2 · balance_after: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 117,791 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025.

SEC source: 0001738305-22-000004 · wf-form4_167028346526569.xml · nonDerivative · entry 1

Siemers William R · CIK 0001738305 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive comp plan

Disclosed balance after: 27,254

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: On December 1, 2022, 21,291 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 5,283 AB Holding Units were withheld for tax purposes and 16,008 AB Holding Units were delivered to him.

F2 · shares: On December 1, 2022, 21,291 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 5,283 AB Holding Units were withheld for tax purposes and 16,008 AB Holding Units were delivered to him.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the distribution date (December 1, 2022).

F2 · acquired: On December 1, 2022, 21,291 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 5,283 AB Holding Units were withheld for tax purposes and 16,008 AB Holding Units were delivered to him.

F2 · balance_after: On December 1, 2022, 21,291 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 5,283 AB Holding Units were withheld for tax purposes and 16,008 AB Holding Units were delivered to him.

SEC source: 0001845413-22-000002 · wf-form4_167028233325914.xml · nonDerivative · entry 1

Sprules Karl · CIK 0001845413 · Head of Global Tech and Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · through rabbi trust under employee incentive compensation award program

Disclosed balance after: 43,755

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: On December 1, 2022, 184,363 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 73,964 AB Holding Units were withheld for tax purposes and 110,399 AB Holding Units were delivered to him.

F2 · shares: On December 1, 2022, 184,363 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 73,964 AB Holding Units were withheld for tax purposes and 110,399 AB Holding Units were delivered to him.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the distribution date (December 1, 2022).

F2 · acquired: On December 1, 2022, 184,363 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 73,964 AB Holding Units were withheld for tax purposes and 110,399 AB Holding Units were delivered to him.

F2 · balance_after: On December 1, 2022, 184,363 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 73,964 AB Holding Units were withheld for tax purposes and 110,399 AB Holding Units were delivered to him.

SEC source: 0001253231-22-000020 · wf-form4_167028151289362.xml · nonDerivative · entry 1

MANLEY MARK R · CIK 0001253231 · Gl Head of Compl & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive comp award program

Disclosed balance after: 12,917

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: On December 1, 2022, 46,384 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 17,449 AB Holding Units were withheld for tax purposes and 28,935 AB Holding Units were delivered to him.

F2 · shares: On December 1, 2022, 46,384 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 17,449 AB Holding Units were withheld for tax purposes and 28,935 AB Holding Units were delivered to him.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the distribution date (December 1, 2022).

F2 · acquired: On December 1, 2022, 46,384 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 17,449 AB Holding Units were withheld for tax purposes and 28,935 AB Holding Units were delivered to him.

F2 · balance_after: On December 1, 2022, 46,384 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 17,449 AB Holding Units were withheld for tax purposes and 28,935 AB Holding Units were delivered to him.

SEC source: 0001856656-22-000008 · wf-form4_167028082649279.xml · nonDerivative · entry 1

Erzan Onur · CIK 0001856656 · Head, Gl. Cl. Grp. & Pr. Wlth.

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive comp programs

Disclosed balance after: 98,495

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: On December 1, 2022, 11,653 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 4,697 AB Holding Units were withheld for tax purposes and 6,956 AB Holding Units were delivered to him.

F2 · shares: On December 1, 2022, 11,653 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 4,697 AB Holding Units were withheld for tax purposes and 6,956 AB Holding Units were delivered to him.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the distribution date (December 1, 2022).

F2 · acquired: On December 1, 2022, 11,653 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 4,697 AB Holding Units were withheld for tax purposes and 6,956 AB Holding Units were delivered to him.

F2 · balance_after: On December 1, 2022, 11,653 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 4,697 AB Holding Units were withheld for tax purposes and 6,956 AB Holding Units were delivered to him.

SEC source: 0001698316-22-000002 · wf-form4_167028004530441.xml · nonDerivative · entry 1

Burke Kate C · CIK 0001698316 · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 52,900

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: On December 1, 2022, 186,874 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 77,037 AB Holding Units were withheld for tax purposes and 109,837 AB Holding Units were delivered to her.

F2 · shares: On December 1, 2022, 186,874 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 77,037 AB Holding Units were withheld for tax purposes and 109,837 AB Holding Units were delivered to her.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the distribution date (December 1, 2022).

F2 · balance_after: On December 1, 2022, 186,874 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 77,037 AB Holding Units were withheld for tax purposes and 109,837 AB Holding Units were delivered to her.

SEC source: 0001705584-22-000002 · wf-form4_167027932647710.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 389,598

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: On December 1, 2022, 51,878 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 28,689 AB Holding Units were withheld for tax purposes and 23,189 AB Holding Units were delivered to him.

F2 · shares: On December 1, 2022, 51,878 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 28,689 AB Holding Units were withheld for tax purposes and 23,189 AB Holding Units were delivered to him.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the distribution date (December 1, 2022).

F2 · balance_after: On December 1, 2022, 51,878 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 28,689 AB Holding Units were withheld for tax purposes and 23,189 AB Holding Units were delivered to him.

SEC source: 0001253231-22-000018 · wf-form4_166939928538843.xml · nonDerivative · entry 1

MANLEY MARK R · CIK 0001253231 · Gl Head of Compl & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,334

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · price: Reporting Person sold 5,000 AB Holding Units at prices ranging from $40.95 to 40.86 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001739527-22-000004 · wf-form4_165515055533104.xml · nonDerivative · entry 1

Stonehill Charles G.T. · CIK 0001739527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,914

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · price: Reporting Person sold 1,400 AB Holding Units at prices ranging from $40.59 per Unit to $40.62 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001556974-22-000002 · wf-form4_165333911233518.xml · nonDerivative · entry 1

Kaye Daniel G · CIK 0001556974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,693

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,410 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 19, 2022; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal increments on each of May 19, 2023, 2024 and 2025.

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,410 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 19, 2022; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal increments on each of May 19, 2023, 2024 and 2025.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 19, 2022).

SEC source: 0001798944-22-000002 · wf-form4_165333888439165.xml · nonDerivative · entry 1

Domenici Nella · CIK 0001798944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,848

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,410 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 19, 2022; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal increments on each of May 19, 2023, 2024 and 2025.

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,410 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 19, 2022; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal increments on each of May 19, 2023, 2024 and 2025.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 19, 2022).

SEC source: 0001739527-22-000002 · wf-form4_165333871704038.xml · nonDerivative · entry 1

Stonehill Charles G.T. · CIK 0001739527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,314

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,410 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 19, 2022; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal increments on each of May 19, 2023, 2024 and 2025.

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,410 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 19, 2022; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal increments on each of May 19, 2023, 2024 and 2025.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 19, 2022).

SEC source: 0001885419-22-000002 · wf-form4_165333854666744.xml · nonDerivative · entry 1

Walthall Todd · CIK 0001885419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,618

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,410 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 19, 2022; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal increments on each of May 19, 2023, 2024 and 2025.

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,410 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 19, 2022; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal increments on each of May 19, 2023, 2024 and 2025.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 19, 2022).

SEC source: 0001628280-22-015199 · wf-form4_165333842687134.xml · nonDerivative · entry 1

Matus Kristi Ann · CIK 0001543504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,254

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,410 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 19, 2022; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal increments on each of May 19, 2023, 2024 and 2025.

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,410 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 19, 2022; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal increments on each of May 19, 2023, 2024 and 2025.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 19, 2022).

SEC source: 0001628280-22-015196 · wf-form4_165333821577313.xml · nonDerivative · entry 1

LAMMTENNANT JOAN M · CIK 0001208239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,216

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,410 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 19, 2022; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal increments on each of May 19, 2023, 2024 and 2025.

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,410 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 19, 2022; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal increments on each of May 19, 2023, 2024 and 2025.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 19, 2022).

SEC source: 0001722643-22-000002 · wf-form4_165333812639460.xml · nonDerivative · entry 1

Narayandas Das · CIK 0001722643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,659

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,410 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 19, 2022; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal increments on each of May 19, 2023, 2024 and 2025.

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,410 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 19, 2022; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal increments on each of May 19, 2023, 2024 and 2025.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 19, 2022).

SEC source: 0001253231-22-000004 · wf-form4_165333975285453.xml · nonDerivative · entry 1

MANLEY MARK R · CIK 0001253231 · Gl Head of Compl & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,334

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · balance_after: Mr. Manley was deemed a Section 16 reporting person approximately from August 2003 through March 2009. He was no longer deemed a reporting person until January 1, 2022, since which date he has been serving as AB's General Counsel.

SEC source: 0001738305-22-000002 · wf-form4_164919277909638.xml · nonDerivative · entry 1

Siemers William R · CIK 0001738305 · SVP, Interim CFO, Cntr. & CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive comp plan

Disclosed balance after: 48,545

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · date: The date on which the Reporting Person accepted a restricted AB Holding Unit award offered to him by AB on March 24, 2022 (the "RSU Award"), by signing his Award agreement.

F3 · shares: The number of AB Holding Units awarded was determined by dividing the dollar amount of the award by $45.72, which was the closing price of an AB Holding Unit on March 24, 2022. The award will cliff vest, and all 21,873 AB Holding Units awarded (less an appropriate number of AB Holding Units to satisfy applicable withholdings), will be delivered to the Reporting Person on February 28, 2024 (subject to terms and conditions set forth in the Award agreement).

F4 · price: The closing price on the NYSE of an AB Holding Unit (NYSE: AB) on March 24, 2022, the date on which the Award was offered to the Reporting Person.

SEC source: 0001845413-21-000017 · wf-form4_163953019207427.xml · nonDerivative · entry 1

Sprules Karl · CIK 0001845413 · Head of Global Tech and Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · through rabbi trust under employee incentive compensation award program

Disclosed balance after: 228,117

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 25,029 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024.

F2 · shares: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 25,029 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (December 10, 2021).

SEC source: 0001698316-21-000004 · wf-form4_163953043951755.xml · nonDerivative · entry 1

Burke Kate C · CIK 0001698316 · COO & Head of Private Wealth

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 239,774

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 35,826 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024.

F2 · shares: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 35,826 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (December 10, 2021).

SEC source: 0001837149-21-000018 · wf-form4_163953000281825.xml · nonDerivative · entry 1

Dibadj Ali · CIK 0001837149 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · through rabbi trust under employee incentive compensation award program

Disclosed balance after: 46,456

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 30,919 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024.

F2 · shares: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 30,919 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (December 10, 2021).

SEC source: 0001705584-21-000006 · wf-form4_163952981985881.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 441,476

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 102,572 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024.

F2 · shares: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 102,572 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (December 10, 2021).

SEC source: 0001738305-21-000004 · wf-form4_163952965362232.xml · nonDerivative · entry 1

Siemers William R · CIK 0001738305 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive comp plan

Disclosed balance after: 26,672

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 2,699 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024.

F2 · shares: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 2,699 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (December 10, 2021).