Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AB Tax-Aware Credit Opportunities FundNONE · Entity 184187 | Director | October 01, 2026 | October 01, 2026 |
| ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151 | General Counsel & Corp Sec | December 10, 2025 | December 12, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AB Tax-Aware Credit Opportunities Fund
Report date October 01, 2026 · Filed October 01, 2026
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date December 10, 2025 · Filed December 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| AB Holding UnitsSEC Table I · non-derivative | Indirectby rabbi trust under employee incentive comp award program | 26,298 |
Reported balance
After 2025-12-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-12-10 · Grant · Acquired 11,068 · Balance 26,298 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2: Reporting Person's 2025 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board of Directors as of December 10, 2025, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 11,068 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2026, 2027 and 2028. F3: The closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 10, 2025). |
Filing footnotes · ownership attribution and instrument terms
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
F2: Reporting Person's 2025 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board of Directors as of December 10, 2025, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 11,068 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2026, 2027 and 2028.
F3: The closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 10, 2025).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2025 Filed Dec 12, 2025 21:07 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 11,068 | $41.11 | $455,005.48 |
DisclosureSEC source: 0001253231-25-000013 · wk-form4_1765573617.xml · nonDerivative · entry 1 MANLEY MARK R · CIK 0001253231 · General Counsel & Corp Sec 10b5-1 filing: No plan indicated Ownership: Indirect · by rabbi trust under employee incentive comp award program Disclosed balance after: 26,298 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: Reporting Person's 2025 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board of Directors as of December 10, 2025, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 11,068 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2026, 2027 and 2028. F3 · price: The closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 10, 2025). Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:19 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 5,086 | $41.43 | $210,712.98 |
DisclosureSEC source: 0001253231-25-000011 · wk-form4_1764800375.xml · nonDerivative · entry 2 MANLEY MARK R · CIK 0001253231 · General Counsel & Corp Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,615 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: On December 1, 2025, 6,724 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 1,638 AB Holding Units were withheld for tax purposes and 5,086 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:19 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 6,724 | $41.43 | $278,575.32 |
DisclosureSEC source: 0001253231-25-000011 · wk-form4_1764800375.xml · nonDerivative · entry 1 MANLEY MARK R · CIK 0001253231 · General Counsel & Corp Sec 10b5-1 filing: No plan indicated Ownership: Indirect · by rabbi trust under employee incentive comp award program Disclosed balance after: 15,230 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: On December 1, 2025, 6,724 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 1,638 AB Holding Units were withheld for tax purposes and 5,086 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025. Read SEC document |
| September 22, 2025 Filed Sep 23, 2025 20:46 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GiftAB Holding Units | 700 | $38.84 | $27,188.00 |
DisclosureSEC source: 0001253231-25-000008 · wk-form4_1758660416.xml · nonDerivative · entry 1 MANLEY MARK R · CIK 0001253231 · General Counsel & Corp Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,529 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: Reflects two bona fide gifts, one for 500 AB Holding Units and one for 200 AB Holding Units, F3 · price: The closing price on the NYSE of an AB Holding Unit (NYSE: AB) on September 22, 2025, the date the gifts were made. Read SEC document |
| April 03, 2025 Filed Apr 7, 2025 21:13 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | OtherAB Holding Units | 14,158 | $38.50 | $545,083.00 |
DisclosureSEC source: 0001253231-25-000003 · wk-form4_1744060400.xml · nonDerivative · entry 1 MANLEY MARK R · CIK 0001253231 · General Counsel & Corp Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,229 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · date: The disposition reflected is pursuant to the Reporting Person's tender of AB Holding Units in response to the cash tender offer for Units that was initiated by Equitable Holdings, Inc. on February 24, 2025, expired on April 1, 2025 and was finalized on April 3, 2025. F2 · kind: The disposition reflected is pursuant to the Reporting Person's tender of AB Holding Units in response to the cash tender offer for Units that was initiated by Equitable Holdings, Inc. on February 24, 2025, expired on April 1, 2025 and was finalized on April 3, 2025. F2 · shares: The disposition reflected is pursuant to the Reporting Person's tender of AB Holding Units in response to the cash tender offer for Units that was initiated by Equitable Holdings, Inc. on February 24, 2025, expired on April 1, 2025 and was finalized on April 3, 2025. F3 · price: Reporting Person tendered 14,158 AB Holding Units at a per Unit price of $38.50. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 22:09 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GiftAB Holding Units | 800 | $35.67 | $28,536.00 |
DisclosureSEC source: 0001253231-24-000009 · wk-form4_1734559791.xml · nonDerivative · entry 1 MANLEY MARK R · CIK 0001253231 · General Counsel & Corp Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,387 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 21:47 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 11,467 | $36.19 | $414,990.73 |
DisclosureSEC source: 0001253231-24-000007 · wk-form4_1734126427.xml · nonDerivative · entry 1 MANLEY MARK R · CIK 0001253231 · General Counsel & Corp Sec 10b5-1 filing: No plan indicated Ownership: Indirect · by rabbi trust under employee incentive comp award program Disclosed balance after: 21,954 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: Reporting Person's 2024 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 11, 2024, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 11,467 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2025, 2026 and 2027. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 11, 2024). F2 · balance_after: Reporting Person's 2024 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 11, 2024, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 11,467 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2025, 2026 and 2027. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 22:01 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 8,887 | $36.27 | $322,331.49 |
DisclosureSEC source: 0001253231-24-000005 · wk-form4_1733349692.xml · nonDerivative · entry 2 MANLEY MARK R · CIK 0001253231 · General Counsel & Corp Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,187 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: On December 2, 2024, 11,748 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,861 AB Holding Units were withheld for tax purposes and 8,887 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 29, 2024. F2 · balance_after: On December 2, 2024, 11,748 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,861 AB Holding Units were withheld for tax purposes and 8,887 AB Holding Units were delivered to him. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 22:01 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 11,748 | $36.27 | $426,099.96 |
DisclosureSEC source: 0001253231-24-000005 · wk-form4_1733349692.xml · nonDerivative · entry 1 MANLEY MARK R · CIK 0001253231 · General Counsel & Corp Sec 10b5-1 filing: No plan indicated Ownership: Indirect · by rabbi trust under employee incentive comp award program Disclosed balance after: 10,487 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: On December 2, 2024, 11,748 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,861 AB Holding Units were withheld for tax purposes and 8,887 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 29, 2024. F2 · balance_after: On December 2, 2024, 11,748 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,861 AB Holding Units were withheld for tax purposes and 8,887 AB Holding Units were delivered to him. Read SEC document |
| December 31, 2023 Filed Jan 26, 2024 14:34 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | OtherAB Holding Units | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001253231-24-000002 · wk-form5_1706279642.xml · nonDerivative · entry 1 MANLEY MARK R · CIK 0001253231 · General Counsel & Corp Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,300 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: The reporting person had ownership of 800 AB Holding Units for the benefit of the reporting person's children in Uniform Gifts to Minors Act ("UGMA") accounts. In 2023, the children became owners of the 800 AB Holding Units when the UGMA accounts converted to individual accounts owned by the children. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 20:06 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 11,289 | $30.56 | $344,991.84 |
DisclosureSEC source: 0001253231-23-000007 · wk-form4_1702584363.xml · nonDerivative · entry 1 MANLEY MARK R · CIK 0001253231 · General Counsel & Corp Sec 10b5-1 filing: No plan indicated Ownership: Indirect · by rabbi trust under employee incentive comp award program Disclosed balance after: 22,235 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: Reporting Person's 2023 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2023, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 11,289 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2024, 2025 and 2026. F2 · shares: Reporting Person's 2023 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2023, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 11,289 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2024, 2025 and 2026. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 12, 2023). F2 · acquired: Reporting Person's 2023 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2023, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 11,289 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2024, 2025 and 2026. F2 · balance_after: Reporting Person's 2023 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2023, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 11,289 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2024, 2025 and 2026. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 17:13 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GiftAB Holding Units | 1,600 | $29.82 | $47,712.00 |
DisclosureSEC source: 0001253231-23-000005 · wk-form4_1702487599.xml · nonDerivative · entry 1 MANLEY MARK R · CIK 0001253231 · Gl Head of Compl & Gen Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,100 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 23:12 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 8,131 | $29.09 | $236,530.79 |
DisclosureSEC source: 0001253231-23-000003 · wk-form4_1701731547.xml · nonDerivative · entry 2 MANLEY MARK R · CIK 0001253231 · Gl Head of Compl & Gen Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,700 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: On December 1, 2023, 10,854 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,723 AB Holding Units were withheld for tax purposes and 8,131 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2023. F2 · balance_after: On December 1, 2023, 10,854 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,723 AB Holding Units were withheld for tax purposes and 8,131 AB Holding Units were delivered to him. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 23:12 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 10,854 | $29.09 | $315,742.86 |
DisclosureSEC source: 0001253231-23-000003 · wk-form4_1701731547.xml · nonDerivative · entry 1 MANLEY MARK R · CIK 0001253231 · Gl Head of Compl & Gen Counsel 10b5-1 filing: No plan indicated Ownership: Indirect · by rabbi trust under employee incentive comp award program Disclosed balance after: 10,946 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: On December 1, 2023, 10,854 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,723 AB Holding Units were withheld for tax purposes and 8,131 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2023. F2 · balance_after: On December 1, 2023, 10,854 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,723 AB Holding Units were withheld for tax purposes and 8,131 AB Holding Units were delivered to him. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 21:16 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GiftAB Holding Units | 700 | $40.70 | $28,490.00 |
DisclosureSEC source: 0001253231-22-000024 · wf-form4_167122532932698.xml · nonDerivative · entry 1 MANLEY MARK R · CIK 0001253231 · Gl Head of Compl & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,569 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 23:49 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 8,883 | $38.84 | $345,015.72 |
DisclosureSEC source: 0001253231-22-000022 · wf-form4_167106177258741.xml · nonDerivative · entry 1 MANLEY MARK R · CIK 0001253231 · Gl Head of Compl & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive comp award program Disclosed balance after: 21,800 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 8,883 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025. F2 · shares: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 8,883 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 12, 2022). F2 · acquired: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 8,883 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025. F2 · balance_after: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 8,883 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 23:05 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 17,449 | $40.70 | $710,174.30 |
DisclosureSEC source: 0001253231-22-000020 · wf-form4_167028151289362.xml · nonDerivative · entry 1 MANLEY MARK R · CIK 0001253231 · Gl Head of Compl & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive comp award program Disclosed balance after: 12,917 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: On December 1, 2022, 46,384 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 17,449 AB Holding Units were withheld for tax purposes and 28,935 AB Holding Units were delivered to him. F2 · shares: On December 1, 2022, 46,384 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 17,449 AB Holding Units were withheld for tax purposes and 28,935 AB Holding Units were delivered to him. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the distribution date (December 1, 2022). F2 · acquired: On December 1, 2022, 46,384 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 17,449 AB Holding Units were withheld for tax purposes and 28,935 AB Holding Units were delivered to him. F2 · balance_after: On December 1, 2022, 46,384 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 17,449 AB Holding Units were withheld for tax purposes and 28,935 AB Holding Units were delivered to him. Read SEC document |
| November 23, 2022 Filed Nov 25, 2022 18:01 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 5,000 | $40.88 | $204,400.00 |
DisclosureSEC source: 0001253231-22-000018 · wf-form4_166939928538843.xml · nonDerivative · entry 1 MANLEY MARK R · CIK 0001253231 · Gl Head of Compl & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,334 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · price: Reporting Person sold 5,000 AB Holding Units at prices ranging from $40.95 to 40.86 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| May 11, 2022 Filed May 23, 2022 21:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 5,000 | $38.98 | $194,900.50 |
DisclosureSEC source: 0001253231-22-000004 · wf-form4_165333975285453.xml · nonDerivative · entry 1 MANLEY MARK R · CIK 0001253231 · Gl Head of Compl & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,334 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · balance_after: Mr. Manley was deemed a Section 16 reporting person approximately from August 2003 through March 2009. He was no longer deemed a reporting person until January 1, 2022, since which date he has been serving as AB's General Counsel. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.