CITIGROUP INC

Row 1 · 2021-07-20 · Other · Disposed 4,550 · Balance 0

F1: All Variable Rate Municipal Term Preferred Shares, Series 2019/3 ("Series 2019/3 VMTP Shares") of the Fund have been called for redemption by the issuer on July 20, 2021.

F2: These Series 2019/3 VMTP Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2014-11-12 · Sale · Disposed 856 · Balance 0

F1: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2014-11-07 · Sale · Disposed 848 · Balance 0

F1: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2015-09-02 · Other · Disposed 2,992 · Balance 0

F1: The Auction Rate Preferred Shares ("Shares") reported in Table I were purchased by the issuer in connection with its cash tender offer to purchase up to 100% of its outstanding auction rate preferred shares which expired on August 24, 2015.

F2: These Shares are beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2012-12-24 · Other · Disposed 1,039 · Balance 0

F1: These Auction Rate Preferred Shares (the "Shares") were purchased by the issuer in connection with its cash tender offer to purchase up to 100% of its outstanding auction rate preferred shares which expired on December 12, 2012.

F2: These Shares are beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2012-04-18 · Other · Disposed 416 · Balance 0

F1: These Auction Preferred Shares (the "Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2011-01-05 · Sale · Disposed 177 · Balance 779

F1: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 2 · 2011-01-06 · Sale · Disposed 301 · Balance 478

F1: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 3 · 2011-01-07 · Sale · Disposed 201 · Balance 277

F1: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 4 · 2011-01-10 · Sale · Disposed 277 · Balance 0

F1: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2017-10-18 · Sale · Disposed 36 · Balance 0

F1: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2019-06-19 · Sale · Disposed 185 · Balance 0

F1: These shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2011-10-06 · Other · Disposed 299 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2012-01-13 · Other · Disposed 358 · Balance 0

F1: These Auction Prefereed Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2012-01-10 · Other · Disposed 921 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2011-10-12 · Other · Disposed 306 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2012-01-13 · Other · Disposed 812 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2012-01-12 · Other · Disposed 423 · Balance 523

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 2 · 2012-01-13 · Other · Disposed 523 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2019-06-19 · Sale · Disposed 1,425 · Balance 0

F1: These shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2019-06-19 · Sale · Disposed 373 · Balance 0

F1: These shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2019-06-19 · Sale · Disposed 1,059 · Balance 0

F1: These shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2019-06-19 · Sale · Disposed 1,665 · Balance 0

F1: These shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2019-06-19 · Sale · Disposed 594 · Balance 0

F1: These shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2015-09-14 · Other · Disposed 873 · Balance 0

F1: Effective as of September 14, 2015, BlackRock MuniYield Michigan Quality Fund II Inc. (the "Target Fund") was reorganized into BlackRock MuniYield Michigan Quality Fund, Inc. (the "Acquiring Fund'). In the Reorganization, preferred shareholders of the Target Fund received on a one-for-one basis the Acquiring Fund preferred shares in an amount equal to the aggregate preferred share liquidation preference (including any accumulated and unpaid dividends) held by the Target Fund preferred shareholders immediately prior to the Reorganization. In the Reorganization, Citibank N.A. received 873 Variable Rate Demand Preferred Shares of the Acquiring Fund in exchange for its 873 Variable Rate Demand Preferred Shares of the Target Fund.

F2: These shares are beneficially owned by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2019-01-24 · Sale · Disposed 2,319 · Balance 0

F1: These Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2019-06-19 · Sale · Disposed 1,800 · Balance 0

F1: These shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2019-01-24 · Sale · Disposed 2,477 · Balance 0

F1: These Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2019-06-19 · Sale · Disposed 826 · Balance 0

F1: These shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2020-03-26 · Sale · Disposed 520 · Balance 0

F1: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2018-06-11 · Other · Disposed 187 · Balance 0

F1: Effective as of June 11, 2018, BlackRock New Jersey Municipal Income Trust ("BNJ") and BlackRock New Jersey Municipal Bond Trust ("BLJ") were reorganized into BlackRock MuniYield New Jersey Fund, Inc. ("MYJ"), with MYJ continuing as the surviving fund after the reorganizations. Holders of the VRDP Shares of BNJ and BLJ will receive on a one-for-one basis MYJ VRDP Shares in an amount equal to the aggregate VRDP Share liquidation preference (including any accumulated and unpaid dividends) held by such holders of VRDP Shares immediately prior to the reorganizations.

F2: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2018-06-11 · Other · Disposed 591 · Balance 0

F1: Effective as of June 11, 2018, BlackRock New Jersey Municipal Income Trust ("BNJ") and BlackRock New Jersey Municipal Bond Trust ("BLJ") were reorganized into BlackRock MuniYield New Jersey Fund, Inc. ("MYJ"), with MYJ continuing as the surviving fund after the reorganizations. Holders of the VRDP Shares of BNJ and BLJ will receive on a one-for-one basis MYJ VRDP Shares in an amount equal to the aggregate VRDP Share liquidation preference (including any accumulated and unpaid dividends) held by such holders of VRDP Shares immediately prior to the reorganizations.

F2: The Series W-7 Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2011-10-12 · Other · Disposed 244 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2011-10-07 · Other · Disposed 318 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2012-06-14 · Purchase · Acquired 116 · Balance 116

F1: These shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 2 · 2012-07-05 · Other · Disposed 197 · Balance 0

F2: These Auction Rate Preferred Shares ("ARS Shares") were called for redemption by the issuer.

F3: The ARS Shares reported in Table I represent ARS Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2012-01-12 · Other · Disposed 294 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2016-10-21 · Sale · Disposed 56 · Balance 0

F1: The Variable Rate Demand Preferred Shares ("Shares") reported in Table represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2004-08-04 · Other · Disposed 9,153,995 · Balance 0

F1: See General Remarks.

F2: CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Row 2 · 2004-08-04 · Other · Disposed Not disclosed · Balance Not disclosed

F3: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011.

F4: Citicorp Capital Investors, Limited ("CCI") is the general partner of Citicorp Mezzanine III, L.P. CCI is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Capital Investors, Limited disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Row 1 · 2018-07-10 · Other · Acquired 2,000,000 · Balance 2,000,000

F1: The exercise price of the warrant securities ("Warrants") is $0.00001 per share of common stock.

F2: These Shares are beneficially owned by Citigroup Financial Products Inc. ("CFP"). Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings.

Row 2 · 2018-07-10 · Sale · Disposed 5 · Balance 1,999,995

F3: On July 10, 2018, the reporting person exercised a warrant to purchase 2,000,000 shares of the Issuer's common stock for $0.00001 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 5 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,999,995 shares.

F2: These Shares are beneficially owned by Citigroup Financial Products Inc. ("CFP"). Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings.

Row 3 · 2018-07-10 · Other · Disposed 2,000,000 · Balance 0

F1: The exercise price of the warrant securities ("Warrants") is $0.00001 per share of common stock.

F2: These Shares are beneficially owned by Citigroup Financial Products Inc. ("CFP"). Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings.

Row 1 · 2004-04-01 · Other · Disposed 1,037,480 · Balance 751,279

F2: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends June 27, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein.

F1: See General Remarks.

F3: Represents 751,279 shares of the Issuer's common stock (the "Common Stock") and 84,000 shares of the Issuer's 7.16% Convertible Preferred Stock (the "Preferred Stock") directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").

Row 2 · 2004-04-01 · Other · Disposed 116,000 · Balance 84,000

F4: The Preferred Stock has an expiration date of May 31, 2008 and is immediately convertible into approximately 300,000 shares of Common Stock at a conversion price of $14.00 per share. The Common Stock that TIC has a right to acquire upon the exercise of the Preferred Stock is subject to change from time to time, pursuant to the terms of an Exchange Agreement between TIC and the Issuer.

F2: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends June 27, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein.

F1: See General Remarks.

F3: Represents 751,279 shares of the Issuer's common stock (the "Common Stock") and 84,000 shares of the Issuer's 7.16% Convertible Preferred Stock (the "Preferred Stock") directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").

Row 1 · 2020-11-10 · Other · Disposed 39,750 · Balance 0

F1: All Floating Rate Municipal Term Preferred Shares, Series 2018 ("Shares") of the Fund have been called for redemption by the issuer on November 10, 2020.

F2: These Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2020-11-10 · Other · Disposed 2,800 · Balance 0

F1: All Floating Rate Municipal Term Preferred Shares, Series 2018 ("Shares") of the Fund have been called for redemption by the issuer on November 10, 2020.

F2: These Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2014-09-24 · Sale · Disposed 107 · Balance 0

F1: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · Balance 1,597,450

F1: The Class A Membership Units ("Class A") reported herein represent (i) 841,524 Class A directly beneficially owned by Citibank, N.A. and (ii) 755,926 Class A directly beneficially owned by Citicorp North America, Inc. ("CNA").

F2: Citicorp is the sole stockholder of each of CNA and Citibank, N.A. Citigroup Holdings Company ("Citigroup Holdings") is the sole stockholder of Citicorp. Citigroup Inc. ("Citigroup") is the sole stockholder of Citigroup Holdings. Citicorp, Citigroup Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Row 1 · 2004-02-11 · Sale · Disposed 75,000 · Balance 2,904,876

F1: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.

Row 2 · Balance 1,200,000

F2: The warrants to purchase common stock have an exercise price of $0.53 per share, are exercisable immediately, and have an expiration date of June 30, 2007.

F1: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.

Row 3 · Balance 451,842

F3: Pursuant to the terms of the Note Purchase Agreement, dated August 20, 2001, and the Memorandum of Understanding, dated June 17, 2002, each executed between Travelers and eMagin Corporation, Travelers acquired a total of 451,842 warrants to purchase common stock with issuance dates between August and November 2001 that are exercisable for a 3 year period at a weighted average conversion price of $1.55 per share.

F1: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.

Row 1 · 2003-08-04 · Disposition to issuer · Disposed 1,335,722 · Balance 304,233

F1: Court Square is the record owner of the securities reported herein. Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein.

Row 1 · 2014-09-24 · Sale · Disposed 204 · Balance 0

F1: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2016-09-30 · Sale · Disposed 360 · Balance 0

F1: These shares are beneficially owned by CHARTA, LLC (CHARTA), a partially supported multi-seller asset-backed commercial paper conduit sponsored by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2016-09-30 · Sale · Disposed 800 · Balance 0

F1: These shares are beneficially owned by CHARTA, LLC (CHARTA), a partially supported multi-seller asset-backed commercial paper conduit sponsored by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2017-11-17 · Other · Disposed 1,847 · Balance 0

F1: Effective as of November 17, 2017, Federated Premier Intermediate Municipal Income Fund, (the "Target Fund") was reorganized into Federated Premier Municipal Income Fund, (the "Acquiring Fund"). Pursuant to the Plan of Reorganization and Termination (the "Plan"), the Acquiring Fund, a Delaware statutory trust and closed-end investment company, will acquire all, of the Target Fund's assets in exchange for shares of the Acquiring Fund to be distributed pro rata by the Fund to its shareholders, in a complete liquidation and dissolution of the Target Fund (the "Reorganization"). In the Reorganization, Citibank N.A. received 1,847 Variable Rate Term Preferred Shares of the Acquiring Fund in exchange for its 1,847 Variable Rate Term Preferred Shares of the Target Fund.

F2: These shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2005-09-28 · Sale · Disposed 500,000 · Balance 511,100

F1: The securities reported herein are directly beneficially owned by Citigroup Global Markets Inc. ("CGMI"). CGMI is a wholly owned subsidiary of Citigroup Financial Products Inc. ("CFP"). CFP is a wholly owned subsidiary of Citigroup Global Markets Holdings Inc. ("CGMH"). CGMH is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CGMH and CFP disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Row 1 · 2005-02-07 · Sale · Disposed 166,419 · Balance 4,157,155

F1: The Common Shares, $0.01 par value ("Common"), reported in Table I represent (i) 4,000,000 Common directly beneficially owned by Citigroup Global Markets Inc. ("CGM") and (ii) 157,155 Common directly beneficially owned by Tribeca Global Management LLC ("Tribeca").

F2: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

F3: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.

Row 2 · Balance 4

F4: The Series B Convertible Preferred Shares, $0.01 par value ("Preferred"), are convertible at a rate of 1 Preferred for 65 Common.

F5: There is no expiration date on the right to convert Preferred into Common.

F6: The Preferred reported in Table II represent 4 Preferred directly beneficially owned by CGM.

F2: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Row 3 · Balance 400

F7: The Class A Warrants reported in Table II represent 400 Class A Warrants directly beneficially owned by CGM.

F2: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Row 4 · Balance 29

F8: The Class B Warrants reported in Table II represent 29 Class B Warrants directly beneficially owned by CGM.

F2: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Row 1 · 2016-08-10 · Sale · Disposed 1,777 · Balance 0

F1: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc.("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2019-10-18 · Other · Disposed 3,268 · Balance 0

F1: All Variable Rate Municipal Term Preferred Shares, Series 2014 ("Shares") of the Fund were called for redemption on October 18, 2019.

F2: These Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2016-09-21 · Sale · Disposed 3,544 · Balance 0

F1: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc.("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2015-11-13 · Sale · Disposed 3,702 · Balance 0

F1: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc.("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2015-11-12 · Sale · Disposed 568 · Balance 0

F1: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc.("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2005-10-24 · Sale · Disposed 41,300 · Balance 305,188

F1: The securities reported herein are directly beneficially owned by an affiliate of the Citigroup Venture Capital business unit ("CVC") of Citigroup Inc. ("Citigroup").

F2: An employee of CVC serves on the Issuer's Board of Directors. Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Row 2 · 2005-10-25 · Sale · Disposed 37,624 · Balance 267,564

F1: The securities reported herein are directly beneficially owned by an affiliate of the Citigroup Venture Capital business unit ("CVC") of Citigroup Inc. ("Citigroup").

F2: An employee of CVC serves on the Issuer's Board of Directors. Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Row 3 · 2005-10-26 · Sale · Disposed 10,000 · Balance 257,564

F1: The securities reported herein are directly beneficially owned by an affiliate of the Citigroup Venture Capital business unit ("CVC") of Citigroup Inc. ("Citigroup").

F2: An employee of CVC serves on the Issuer's Board of Directors. Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Row 4 · 2005-10-31 · Sale · Disposed 78,292 · Balance 179,272

F1: The securities reported herein are directly beneficially owned by an affiliate of the Citigroup Venture Capital business unit ("CVC") of Citigroup Inc. ("Citigroup").

F2: An employee of CVC serves on the Issuer's Board of Directors. Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Row 5 · 2005-11-01 · Sale · Disposed 29,869 · Balance 149,403

F1: The securities reported herein are directly beneficially owned by an affiliate of the Citigroup Venture Capital business unit ("CVC") of Citigroup Inc. ("Citigroup").

F2: An employee of CVC serves on the Issuer's Board of Directors. Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Row 6 · 2005-11-02 · Sale · Disposed 72,403 · Balance 77,000

F1: The securities reported herein are directly beneficially owned by an affiliate of the Citigroup Venture Capital business unit ("CVC") of Citigroup Inc. ("Citigroup").

F2: An employee of CVC serves on the Issuer's Board of Directors. Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Row 7 · 2005-11-03 · Sale · Disposed 42,000 · Balance 35,000

F1: The securities reported herein are directly beneficially owned by an affiliate of the Citigroup Venture Capital business unit ("CVC") of Citigroup Inc. ("Citigroup").

F2: An employee of CVC serves on the Issuer's Board of Directors. Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Row 8 · 2005-11-04 · Sale · Disposed 15,000 · Balance 20,000

F1: The securities reported herein are directly beneficially owned by an affiliate of the Citigroup Venture Capital business unit ("CVC") of Citigroup Inc. ("Citigroup").

F2: An employee of CVC serves on the Issuer's Board of Directors. Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Row 9 · 2005-11-07 · Sale · Disposed 3,000 · Balance 17,000

F1: The securities reported herein are directly beneficially owned by an affiliate of the Citigroup Venture Capital business unit ("CVC") of Citigroup Inc. ("Citigroup").

F2: An employee of CVC serves on the Issuer's Board of Directors. Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Row 10 · 2005-11-08 · Sale · Disposed 11,000 · Balance 6,000

F1: The securities reported herein are directly beneficially owned by an affiliate of the Citigroup Venture Capital business unit ("CVC") of Citigroup Inc. ("Citigroup").

F2: An employee of CVC serves on the Issuer's Board of Directors. Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Row 11 · 2005-11-09 · Sale · Disposed 6,000 · Balance 0

F2: An employee of CVC serves on the Issuer's Board of Directors. Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Row 1 · 2019-11-18 · Sale · Disposed 2,160 · Balance 0

F1: These Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2019-11-18 · Sale · Disposed 2,083 · Balance 0

F1: These Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2017-07-14 · Other · Disposed 750 · Balance 0

F1: These Variable Rate Term Preferred Shares ("Shares") were called for redemption by the issuer.

F2: These shares are beneficially owned by CHARTA, LLC (CHARTA), a partially supported multi-seller asset-backed commercial paper conduit sponsored by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2017-07-14 · Other · Disposed 750 · Balance 0

F1: These Variable Rate Term Preferred Shares ("Shares") were called for redemption by the issuer.

F2: These shares are beneficially owned by CHARTA, LLC (CHARTA), a partially supported multi-seller asset-backed commercial paper conduit sponsored by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2012-05-29 · Other · Disposed 122 · Balance 218

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2012-05-31 · Other · Disposed 489 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2012-06-05 · Other · Disposed 158 · Balance 89

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 2 · 2012-06-06 · Other · Disposed 89 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2003-08-11 · Sale · Disposed 35,000 · Balance 5,285,820

F1: The common stock reported herein is directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein.

Row 1 · 2019-10-03 · Other · Disposed 977 · Balance 0

F1: All Series 2019/3 Variable Rate Municipal Term Preferred Shares ("Shares") of the Fund were called for redemption on October 3, 2019.

F2: These Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2021-07-20 · Other · Disposed 3,900 · Balance 0

F1: All Variable Rate Municipal Term Preferred Shares, Series 2019/3 ("Series 2019/3 VMTP Shares") of the Fund have been called for redemption by the issuer on July 20, 2021.

F2: These Series 2019/3 VMTP Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2021-07-20 · Other · Disposed 3,000 · Balance 0

F1: All Variable Rate Municipal Term Preferred Shares, Series 2019/3 ("Series 2019/3 VMTP Shares") of the Fund have been called for redemption by the issuer on July 20, 2021.

F2: These Series 2019/3 VMTP Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2021-07-20 · Other · Disposed 1,950 · Balance 0

F1: All Variable Rate Municipal Term Preferred Shares, Series 2019/3 ("Series 2019/3 VMTP Shares") of the Fund have been called for redemption by the issuer on July 20, 2021.

F2: These Series 2019/3 VMTP Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2011-10-11 · Other · Disposed 3,657,667 · Balance 0

F1: By virtue of the merger of Jersey Acquisition Corporation ("Merger Sub") with and into Ness Technologies, Inc. ("Ness") on October 11, 2011, pursuant to an Agreement and Plan of Merger, dated as of June 10, 2011, by and among Ness, Jersey Holding Corporation and Merger Sub (the "Merger Agreement"), all shares of Common Stock directly or indirectly owned by Jersey Holding Corporation were cancelled, retired and ceased to exist, and no consideration was delivered in exchange therefor.

F2: The Common Stock, $0.01 par value per share ("Common Stock"), reported in Table I represents (i) 3,657,667 shares of Common Stock directly beneficially owned by Jersey Holding Corporation and (ii) 597 shares of Common Stock directly beneficially owned by Citibank, N.A. ("CNA").

F3: CVCIGP II JHC Sub S.a r.l. ("Lux Sub") is the sole stockholder of Jersey Holding Corporation. CVCIGP II JHC S.a r.l. ("Lux Parent") is the sole stockholder of Lux Sub. CVCIGP II JHC, L.P. ("Cayman L.P.") is the sole stockholder of Lux Parent. CVCIGP II GP Limited is the general partner of Cayman L.P. Citigroup Venture Capital International Investment G.P. Limited ("CVCII") is the general partner of CVCIGP II JHC GP Limited. Citigroup Venture Capital International Delaware Corporation ("CVCIDC") is the sole stockholder of CVCII. Citicorp International Finance Corporation ("CIFC") is the sole stockholder of CVCIDC. Citicorp Banking Corporation ("CBC") is the sole stockholder of CIFC. Citicorp is the sole stockholder of CNA. Citigroup Inc. is the sole stockholder of each of Citicorp and CBC.

F4: Prior to the Effective Time of the Merger, CVCIGP II Jersey Investment L.P. caused to be contributed to Jersey Holding Corporation 3,675,776 shares of Common Stock of Ness held by CVCIGP II Jersey Investment L.P.

Row 2 · 2011-10-11 · Disposition to issuer · Disposed 597 · Balance 0

F5: Disposed of pursuant to the terms of the Merger Agreement in exchange for a cash payment of $7.75 per share upon the closing of the merger.

F2: The Common Stock, $0.01 par value per share ("Common Stock"), reported in Table I represents (i) 3,657,667 shares of Common Stock directly beneficially owned by Jersey Holding Corporation and (ii) 597 shares of Common Stock directly beneficially owned by Citibank, N.A. ("CNA").

F3: CVCIGP II JHC Sub S.a r.l. ("Lux Sub") is the sole stockholder of Jersey Holding Corporation. CVCIGP II JHC S.a r.l. ("Lux Parent") is the sole stockholder of Lux Sub. CVCIGP II JHC, L.P. ("Cayman L.P.") is the sole stockholder of Lux Parent. CVCIGP II GP Limited is the general partner of Cayman L.P. Citigroup Venture Capital International Investment G.P. Limited ("CVCII") is the general partner of CVCIGP II JHC GP Limited. Citigroup Venture Capital International Delaware Corporation ("CVCIDC") is the sole stockholder of CVCII. Citicorp International Finance Corporation ("CIFC") is the sole stockholder of CVCIDC. Citicorp Banking Corporation ("CBC") is the sole stockholder of CIFC. Citicorp is the sole stockholder of CNA. Citigroup Inc. is the sole stockholder of each of Citicorp and CBC.

Row 1 · 2011-03-25 · Other · Disposed 350 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2014-01-06 · Other · Disposed 280 · Balance 0

F1: These Variable Rate MuniFund Term Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citibank, N.A. ("Citibank"). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2016-10-07 · Sale · Disposed 160 · Balance 0

F1: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2015-12-16 · Sale · Disposed 145 · Balance 0

F1: These Variable Rate Demand Preferred Shares are beneficially owned by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2011-06-29 · Other · Disposed 95 · Balance 113

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 2 · 2011-06-30 · Other · Disposed 113 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2011-01-05 · Sale · Disposed 248 · Balance 0

F1: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2014-08-04 · Sale · Disposed 29,300,000 · Balance 0

F1: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2016-12-20 · Other · Disposed 758 · Balance 0

F1: These Variable Rate Term Preferred Shares ("Shares") were called for redemption by the issuer.

F2: These shares are beneficially owned by CRC FUNDING, LLC ("CRC"), a partially supported multi-seller asset-backed commercial paper conduit sponsored by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2011-07-21 · Other · Disposed 305 · Balance 255

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 2 · 2011-07-25 · Other · Disposed 255 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2011-03-17 · Other · Disposed 156 · Balance 1,284

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 2 · 2011-03-18 · Other · Disposed 522 · Balance 762

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 3 · 2011-03-21 · Other · Disposed 72 · Balance 690

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2011-02-14 · Other · Disposed 251 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2011-04-05 · Other · Disposed 196 · Balance 283

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 2 · 2011-04-06 · Other · Disposed 283 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2011-07-28 · Purchase · Acquired 539 · Balance 539

F1: These shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2014-01-06 · Other · Disposed 539 · Balance 0

F1: These Variable Rate MuniFund Term Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citibank, N.A. ("Citibank"). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2011-06-17 · Other · Disposed 333 · Balance 388

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 2 · 2011-06-20 · Other · Disposed 193 · Balance 195

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 3 · 2011-06-21 · Other · Disposed 195 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2016-02-24 · Sale · Disposed 850 · Balance 0

F1: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2011-04-18 · Other · Disposed 179 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2020-03-19 · Purchase · Acquired 417 · Balance 1,721

F1: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 2 · 2020-03-26 · Sale · Disposed 1,000 · Balance 721

F1: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 3 · 2020-03-27 · Sale · Disposed 721 · Balance 0

F1: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2011-09-30 · Other · Disposed 75 · Balance 202

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 2 · 2011-10-03 · Other · Disposed 202 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2011-01-06 · Sale · Disposed 144 · Balance 533

F1: This transaction was omitted from the Reporting Person's Form 4 filed January 14, 2011.

F2: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 2 · 2011-01-07 · Sale · Disposed 115 · Balance 418

F1: This transaction was omitted from the Reporting Person's Form 4 filed January 14, 2011.

F2: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 3 · 2011-01-11 · Sale · Disposed 155 · Balance 263

F1: This transaction was omitted from the Reporting Person's Form 4 filed January 14, 2011.

F2: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2011-01-06 · Sale · Disposed 130 · Balance 0

F1: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2011-04-12 · Other · Disposed 82 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2011-04-28 · Other · Disposed 93 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2011-05-16 · Other · Disposed 69 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2011-01-11 · Sale · Disposed 133 · Balance 447

F1: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGMH.

Row 2 · 2011-01-12 · Sale · Disposed 447 · Balance 0

F1: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGMH.

Row 1 · 2011-05-26 · Other · Disposed 500 · Balance 1,650

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 2 · 2011-05-26 · Other · Disposed 967 · Balance 683

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 3 · 2011-05-27 · Other · Disposed 334 · Balance 349

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 4 · 2011-05-31 · Other · Disposed 174 · Balance 175

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2016-11-22 · Other · Disposed 450 · Balance 0

F1: These Variable Rate Term Preferred Shares ("Shares") were called for redemption by the issuer.

F2: These shares are beneficially owned by CRC FUNDING, LLC ("CRC"), a partially supported multi-seller asset-backed commercial paper conduit sponsored by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2020-12-15 · Other · Disposed 350 · Balance 0

F1: All Fixed Rate Municipal Term Preferred Shares, Series B ("Series B FMTP Shares") of the Fund have been called for redemption by the issuer on December 15, 2020.

F2: These Series B FMTP Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2020-04-03 · Sale · Disposed 1,935 · Balance 0

F1: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2020-06-17 · Sale · Disposed 1,589 · Balance 0

F1: These Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2016-12-28 · Other · Disposed 430 · Balance 0

F1: These Variable Rate Term Preferred Shares ("Shares") were called for redemption by the issuer.

F2: These shares are beneficially owned by CRC FUNDING, LLC ("CRC"), a partially supported multi-seller asset-backed commercial paper conduit sponsored by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2020-06-24 · Sale · Disposed 3,360 · Balance 0

F1: These Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2014-01-06 · Other · Disposed 1,204 · Balance 0

F1: These Variable Rate MuniFund Term Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citibank, N.A. ("Citibank"). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.

Row 1 · 2004-06-04 · Other · Disposed 1,849,057 · Balance 0

F2: The Series C-IV Preferred Stock had an initial conversion price of $2.65 per share. As a result of certain anti-dilution adjustments, the current conversion price is $1.7549 per share. The Series C-IV Preferred Stock is convertible immediately and has no expiration date.

F3: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of June 4, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein.

F1: See General Remarks.

F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").

Row 2 · 2004-06-04 · Other · Disposed 2,176,876 · Balance 0

F4: The Series C-V Preferred Stock had an initial conversion price of $1.244 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.9047 per share. The Series C-V Preferred Stock is convertible immediately and has no expiration date.

F3: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of June 4, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein.

F1: See General Remarks.

F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").

Row 3 · Balance 766,090

F5: The Series C-VI Preferred Stock had an initial conversion price of $0.5601 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.5226 per share. The Series C-VI Preferred Stock is convertible immediately and has no expiration date.

F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").

Row 4 · Balance 5,357,143

F6: The Series C-VI Warrants have an exercise price of $0.56 per share, are exercisable immediately and have an expiration date of August 9, 2005.

F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").

Row 5 · Balance 400,000

F7: The Series A Preferred Stock has a conversion price of $7.50 per share, is convertible immediately and has no expiration date.

F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").

Row 1 · 2015-02-11 · Sale · Disposed 939 · Balance 0

F1: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc.("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2015-11-25 · Other · Disposed 4,252 · Balance 0

F1: The Auction Rate Preferred Shares ("Shares") reported in Table I were purchased by the issuer in connection with its cash tender offer to purchase up to 100% of its outstanding auction rate preferred shares which expired on November 20, 2015.

F2: These Shares are beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2015-11-25 · Other · Disposed 7,015 · Balance 0

F1: The Auction Rate Preferred Shares ("Shares") reported in Table I were purchased by the issuer in connection with its cash tender offer to purchase up to 100% of its outstanding auction rate preferred shares which expired on November 20, 2015.

F2: These Shares are beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2011-01-05 · Purchase · Acquired 400 · Balance 663,075

F1: These transactions were executed by Citigroup Global Markets Inc. ("CGMI").

F2: These shares of Common Stock are held by CGMI, Citigroup Global Markets Limited ("CGML"), Citibank, N.A. ("CNA") and Citigroup Alternative Investments LLC ("CAI"), each of which is an indirect wholly-owned subsidiary of the reporting person. Citigroup Global Markets Europe Limited ("CGMEL") is the sole stockholder of CGML. Citigroup Global Markets International LLC ("CGMIL") is the sole stockholder of CGMEL. Citigroup Financial Products Inc. ("CFP") is the sole stockholder of each of CGMI and CGMIL. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citicorp ("CHI") is the sole stockholder of CNA. Citigroup Investments Inc. ("CII") is the sole stockholder of CAI. Citigroup Inc. is the sole stockholder of each of CGMH, CHI and CII.

Row 2 · 2011-01-06 · Sale · Disposed 100,000 · Balance 563,075

F3: These transactions were executed by CAI.

F2: These shares of Common Stock are held by CGMI, Citigroup Global Markets Limited ("CGML"), Citibank, N.A. ("CNA") and Citigroup Alternative Investments LLC ("CAI"), each of which is an indirect wholly-owned subsidiary of the reporting person. Citigroup Global Markets Europe Limited ("CGMEL") is the sole stockholder of CGML. Citigroup Global Markets International LLC ("CGMIL") is the sole stockholder of CGMEL. Citigroup Financial Products Inc. ("CFP") is the sole stockholder of each of CGMI and CGMIL. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citicorp ("CHI") is the sole stockholder of CNA. Citigroup Investments Inc. ("CII") is the sole stockholder of CAI. Citigroup Inc. is the sole stockholder of each of CGMH, CHI and CII.

Row 3 · 2011-01-06 · Sale · Disposed 100,000 · Balance 463,075

F3: These transactions were executed by CAI.

F2: These shares of Common Stock are held by CGMI, Citigroup Global Markets Limited ("CGML"), Citibank, N.A. ("CNA") and Citigroup Alternative Investments LLC ("CAI"), each of which is an indirect wholly-owned subsidiary of the reporting person. Citigroup Global Markets Europe Limited ("CGMEL") is the sole stockholder of CGML. Citigroup Global Markets International LLC ("CGMIL") is the sole stockholder of CGMEL. Citigroup Financial Products Inc. ("CFP") is the sole stockholder of each of CGMI and CGMIL. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citicorp ("CHI") is the sole stockholder of CNA. Citigroup Investments Inc. ("CII") is the sole stockholder of CAI. Citigroup Inc. is the sole stockholder of each of CGMH, CHI and CII.

Row 4 · 2011-01-06 · Sale · Disposed 100,000 · Balance 363,075

F3: These transactions were executed by CAI.

F2: These shares of Common Stock are held by CGMI, Citigroup Global Markets Limited ("CGML"), Citibank, N.A. ("CNA") and Citigroup Alternative Investments LLC ("CAI"), each of which is an indirect wholly-owned subsidiary of the reporting person. Citigroup Global Markets Europe Limited ("CGMEL") is the sole stockholder of CGML. Citigroup Global Markets International LLC ("CGMIL") is the sole stockholder of CGMEL. Citigroup Financial Products Inc. ("CFP") is the sole stockholder of each of CGMI and CGMIL. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citicorp ("CHI") is the sole stockholder of CNA. Citigroup Investments Inc. ("CII") is the sole stockholder of CAI. Citigroup Inc. is the sole stockholder of each of CGMH, CHI and CII.

Row 5 · 2011-01-06 · Sale · Disposed 52,225 · Balance 310,850

F3: These transactions were executed by CAI.

F2: These shares of Common Stock are held by CGMI, Citigroup Global Markets Limited ("CGML"), Citibank, N.A. ("CNA") and Citigroup Alternative Investments LLC ("CAI"), each of which is an indirect wholly-owned subsidiary of the reporting person. Citigroup Global Markets Europe Limited ("CGMEL") is the sole stockholder of CGML. Citigroup Global Markets International LLC ("CGMIL") is the sole stockholder of CGMEL. Citigroup Financial Products Inc. ("CFP") is the sole stockholder of each of CGMI and CGMIL. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citicorp ("CHI") is the sole stockholder of CNA. Citigroup Investments Inc. ("CII") is the sole stockholder of CAI. Citigroup Inc. is the sole stockholder of each of CGMH, CHI and CII.

Row 6 · 2011-01-07 · Sale · Disposed 100,000 · Balance 210,850

F3: These transactions were executed by CAI.

F2: These shares of Common Stock are held by CGMI, Citigroup Global Markets Limited ("CGML"), Citibank, N.A. ("CNA") and Citigroup Alternative Investments LLC ("CAI"), each of which is an indirect wholly-owned subsidiary of the reporting person. Citigroup Global Markets Europe Limited ("CGMEL") is the sole stockholder of CGML. Citigroup Global Markets International LLC ("CGMIL") is the sole stockholder of CGMEL. Citigroup Financial Products Inc. ("CFP") is the sole stockholder of each of CGMI and CGMIL. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citicorp ("CHI") is the sole stockholder of CNA. Citigroup Investments Inc. ("CII") is the sole stockholder of CAI. Citigroup Inc. is the sole stockholder of each of CGMH, CHI and CII.

Row 7 · 2011-01-07 · Sale · Disposed 100,000 · Balance 110,850

F3: These transactions were executed by CAI.

F2: These shares of Common Stock are held by CGMI, Citigroup Global Markets Limited ("CGML"), Citibank, N.A. ("CNA") and Citigroup Alternative Investments LLC ("CAI"), each of which is an indirect wholly-owned subsidiary of the reporting person. Citigroup Global Markets Europe Limited ("CGMEL") is the sole stockholder of CGML. Citigroup Global Markets International LLC ("CGMIL") is the sole stockholder of CGMEL. Citigroup Financial Products Inc. ("CFP") is the sole stockholder of each of CGMI and CGMIL. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citicorp ("CHI") is the sole stockholder of CNA. Citigroup Investments Inc. ("CII") is the sole stockholder of CAI. Citigroup Inc. is the sole stockholder of each of CGMH, CHI and CII.

Row 1 · 2005-09-20 · Sale · Disposed 12,779 · Balance 1,533,867

F1: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Row 1 · 2010-12-31 · Disposition to issuer · Disposed 16,000,000 · Balance 3,901

F1: The reported transaction was effected by Citibank, N.A. ("CNA") pursuant to a merger of the issuer.

F2: These shares of Common Stock are held by CNA and Citigroup Global Markets Inc. ("CGMI"), each of which is an indirect wholly-owned subsidiary of the reporting person. Citicorp ("CHI") is the sole stockholder of CNA. Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of each of CHI and CGMH.

Row 1 · 2011-12-22 · Other · Disposed 46 · Balance 44

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 2 · 2011-12-23 · Other · Disposed 44 · Balance 0

F1: These Auction Preferred Shares ("Shares") were called for redemption by the issuer.

F2: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2022-09-12 · Sale · Disposed 4,614,358 · Balance 15,318

F1: These shares are beneficially owned by Citicorp North America, Inc. ("CNAI"). Citicorp Banking Corporation ("CBC") is the sole stockholder of CNAI. Citigroup Inc. is the sole stockholder of CBC.

Row 1 · 2004-04-21 · Disposition to issuer · Disposed 4,894,464 · Balance 0

F1: The disposition of 4,894,464 shares reported herein represents shares of Common Stock that were, prior to the disposition, directly beneficially owned by Court Square Capital Limited ("Court Square").

F2: Court Square may receive an additional $5 million in consideration pending the outcome of certain litigation between the Issuer and a third party.

F3: Court Square is a wholly-owned subsidiary of Citicorp Banking Corporation, which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Banking Corporation disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein.

Row 1 · 2005-03-24 · Sale · Disposed 75,000 · Balance 2,748,168

F1: Citigroup Global Markets Limited ("CGML") is the record owner of the reported securities. Citigroup Global Markets Europe Limited ("CGMEL") is the sole stockholder of CGML. Citigroup Global Markets International LLC ("CGMIL") and Citigroup Financial Products Inc. ("CFP") own a controlling interest in CGMEL. CFP is the sole member of CGMIL. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. Citigroup, CGM Holdings, CFP, CGMIL and CGMEL disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Row 1 · 2015-06-26 · Other · Disposed 1,300 · Balance 0

F1: The Auction Rate Preferred Shares ("Shares") reported in Table I were purchased by the issuer in connection with its cash tender offer to purchase up to 100% of its outstanding auction rate preferred shares which expired on June 23, 2015.

F2: These Shares are beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2020-04-03 · Sale · Disposed 200 · Balance 0

F1: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2018-04-12 · Sale · Disposed 1,000 · Balance 0

F1: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2017-07-05 · Sale · Disposed 1,004 · Balance 0

F1: The Variable Rate Demand Preferred Shares ("Shares") reported in Table represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.

Row 1 · 2025-10-30 · Purchase · Acquired 116,002 · Balance 2,701,627

F1: The price reported in Column 4 is a weighted average price. These shares of Wolfspeed, Inc. common stock, $0.00125 par value (the "Shares") were purchased in multiple transactions at prices ranging from $25.97 to $26.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth herein.

F2: This Form 4 is being filed by Citigroup Inc. ("Citigroup" or the "Reporting Person"), which is the sole stockholder of Citigroup Global Markets Inc. ("CGMI") and Citibank, N.A. ("CBNA"), with respect to the securities held by CGMI and CBNA. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.

Row 2 · 2025-10-31 · Purchase · Acquired 24,773 · Balance 2,726,400

F4: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $26.01 to $27.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth herein.

F2: This Form 4 is being filed by Citigroup Inc. ("Citigroup" or the "Reporting Person"), which is the sole stockholder of Citigroup Global Markets Inc. ("CGMI") and Citibank, N.A. ("CBNA"), with respect to the securities held by CGMI and CBNA. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.

Row 3 · 2025-10-31 · Purchase · Acquired 53,530 · Balance 2,779,930

F3: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $27.01 to $27.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth herein.

F2: This Form 4 is being filed by Citigroup Inc. ("Citigroup" or the "Reporting Person"), which is the sole stockholder of Citigroup Global Markets Inc. ("CGMI") and Citibank, N.A. ("CBNA"), with respect to the securities held by CGMI and CBNA. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.

Row 4 · 2025-10-31 · Sale · Disposed 194,423 · Balance 2,585,507

F5: The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $25.84 to $26.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth herein.

F2: This Form 4 is being filed by Citigroup Inc. ("Citigroup" or the "Reporting Person"), which is the sole stockholder of Citigroup Global Markets Inc. ("CGMI") and Citibank, N.A. ("CBNA"), with respect to the securities held by CGMI and CBNA. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.

Row 5 · 2025-10-30 · Other · Acquired 1 · Balance 1

F6: CBNA entered into a cash-settled total return swap on October 30, 2025 pursuant to which it will pay any increase in, and receive any decrease in, the price of 883,924 shares of Common Stock, from an initial price per share of $26.12. The final valuation date (subject to early termination by the parties) is June 24, 2026.

F2: This Form 4 is being filed by Citigroup Inc. ("Citigroup" or the "Reporting Person"), which is the sole stockholder of Citigroup Global Markets Inc. ("CGMI") and Citibank, N.A. ("CBNA"), with respect to the securities held by CGMI and CBNA. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.

Row 6 · 2025-10-30 · Other · Acquired 1 · Balance 1

F7: CBNA entered into a cash-settled total return swap on October 30, 2025 pursuant to which it will pay any increase in, and receive any decrease in, the price of 116,076 shares of Common Stock, from an initial price per share of $26.12. The final valuation date (subject to early termination by the parties) is June 24, 2026.

F2: This Form 4 is being filed by Citigroup Inc. ("Citigroup" or the "Reporting Person"), which is the sole stockholder of Citigroup Global Markets Inc. ("CGMI") and Citibank, N.A. ("CBNA"), with respect to the securities held by CGMI and CBNA. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.