organization · Reporting owner
TRAVELERS INSURANCE CO
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DT INDUSTRIES INC
Report date June 27, 2004 · Filed June 07, 2004
Jointly reported with CITIGROUP INC, CITIGROUP INVESTMENTS INC, CITIGROUP ALTERNATIVE INVESTMENTS INC, ASSOCIATED MADISON COMPANIES INC, CITIGROUP INSURANCE HOLDING CORP
Section 16 reporting ended · disclosed 2004-06-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Subsidiary | 751,279 |
Reported balance
After 2004-04-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2004-04-01 · Other · Disposed 1,037,480 · Balance 751,279 F2: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends June 27, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1: See General Remarks. F3: Represents 751,279 shares of the Issuer's common stock (the "Common Stock") and 84,000 shares of the Issuer's 7.16% Convertible Preferred Stock (the "Preferred Stock") directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). |
| 7.16% Convertible Preferred SecuritiesSEC Table II · derivative / convertible security | IndirectBy Subsidiary | 84,000 |
Reported balance
After 2004-04-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2004-04-01 · Other · Disposed 116,000 · Balance 84,000 F4: The Preferred Stock has an expiration date of May 31, 2008 and is immediately convertible into approximately 300,000 shares of Common Stock at a conversion price of $14.00 per share. The Common Stock that TIC has a right to acquire upon the exercise of the Preferred Stock is subject to change from time to time, pursuant to the terms of an Exchange Agreement between TIC and the Issuer. F2: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends June 27, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1: See General Remarks. F3: Represents 751,279 shares of the Issuer's common stock (the "Common Stock") and 84,000 shares of the Issuer's 7.16% Convertible Preferred Stock (the "Preferred Stock") directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). |
Filing footnotes · ownership attribution and instrument terms
F1: See General Remarks.
F2: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends June 27, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein.
F3: Represents 751,279 shares of the Issuer's common stock (the "Common Stock") and 84,000 shares of the Issuer's 7.16% Convertible Preferred Stock (the "Preferred Stock") directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").
F4: The Preferred Stock has an expiration date of May 31, 2008 and is immediately convertible into approximately 300,000 shares of Common Stock at a conversion price of $14.00 per share. The Common Stock that TIC has a right to acquire upon the exercise of the Preferred Stock is subject to change from time to time, pursuant to the terms of an Exchange Agreement between TIC and the Issuer.
EMAGIN CORP
Report date February 11, 2004 · Filed February 13, 2004
Jointly reported with CITIGROUP INC, ASSOCIATED MADISON COMPANIES INC, CITIGROUP INSURANCE HOLDING CORP
Section 16 reporting ended · disclosed 2004-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Subsidiary | 2,904,876 |
Reported balance
After 2004-02-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2004-02-11 · Sale · Disposed 75,000 · Balance 2,904,876 F1: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. |
| Warrants to Purchase Common StockSEC Table II · derivative / convertible security | IndirectBy Subsidiary | 1,200,000 |
Reported balance
Holding disclosure · report date 2004-02-11 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 1,200,000 F2: The warrants to purchase common stock have an exercise price of $0.53 per share, are exercisable immediately, and have an expiration date of June 30, 2007. F1: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. |
| Warrants to Purchase Common StockSEC Table II · derivative / convertible security | IndirectBy Subsidiary | 451,842 |
Reported balance
Holding disclosure · report date 2004-02-11 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 451,842 F3: Pursuant to the terms of the Note Purchase Agreement, dated August 20, 2001, and the Memorandum of Understanding, dated June 17, 2002, each executed between Travelers and eMagin Corporation, Travelers acquired a total of 451,842 warrants to purchase common stock with issuance dates between August and November 2001 that are exercisable for a 3 year period at a weighted average conversion price of $1.55 per share. F1: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.
F2: The warrants to purchase common stock have an exercise price of $0.53 per share, are exercisable immediately, and have an expiration date of June 30, 2007.
F3: Pursuant to the terms of the Note Purchase Agreement, dated August 20, 2001, and the Memorandum of Understanding, dated June 17, 2002, each executed between Travelers and eMagin Corporation, Travelers acquired a total of 451,842 warrants to purchase common stock with issuance dates between August and November 2001 that are exercisable for a 3 year period at a weighted average conversion price of $1.55 per share.
MAX RE CAPITAL LTD
Report date December 31, 2004 · Filed June 21, 2005 · Amendment
Jointly reported with CITIGROUP INC, CITIGROUP INVESTMENTS INC, CITIGROUP ALTERNATIVE INVESTMENTS INC, ASSOCIATED MADISON COMPANIES INC, CITIGROUP INSURANCE HOLDING CORP, TRAVELERS LIFE & ANNUITY CO, Primerica Life Insurance CO
Section 16 reporting ended · disclosed 2005-06-21. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
No balance rows disclosed in this filing.
ON2 TECHNOLOGIES INC
Report date December 31, 2004 · Filed June 14, 2004
Jointly reported with CITIGROUP INC, CITIGROUP INSURANCE HOLDING CORP, ASSOCIATED MADISON COMPANIES INC, CITIGROUP INVESTMENTS INC, CITIGROUP ALTERNATIVE INVESTMENTS INC
Section 16 reporting ended · disclosed 2004-06-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C-IV Preferred StockSEC Table II · derivative / convertible security | IndirectBy Subsidiary | 0 |
Reported balance
After 2004-06-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2004-06-04 · Other · Disposed 1,849,057 · Balance 0 F2: The Series C-IV Preferred Stock had an initial conversion price of $2.65 per share. As a result of certain anti-dilution adjustments, the current conversion price is $1.7549 per share. The Series C-IV Preferred Stock is convertible immediately and has no expiration date. F3: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of June 4, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1: See General Remarks. F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). |
| Series C-V Preferred StockSEC Table II · derivative / convertible security | IndirectBy Subsidiary | 0 |
Reported balance
After 2004-06-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2004-06-04 · Other · Disposed 2,176,876 · Balance 0 F4: The Series C-V Preferred Stock had an initial conversion price of $1.244 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.9047 per share. The Series C-V Preferred Stock is convertible immediately and has no expiration date. F3: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of June 4, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1: See General Remarks. F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). |
| Series C-VI Preferred StockSEC Table II · derivative / convertible security | IndirectBy Subsidiary | 766,090 |
Reported balance
Holding disclosure · report date 2004-12-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 766,090 F5: The Series C-VI Preferred Stock had an initial conversion price of $0.5601 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.5226 per share. The Series C-VI Preferred Stock is convertible immediately and has no expiration date. F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). |
| Series C-VI WarrantsSEC Table II · derivative / convertible security | IndirectBy Subsidiary | 5,357,143 |
Reported balance
Holding disclosure · report date 2004-12-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,357,143 F6: The Series C-VI Warrants have an exercise price of $0.56 per share, are exercisable immediately and have an expiration date of August 9, 2005. F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectBy Subsidiary | 400,000 |
Reported balance
Holding disclosure · report date 2004-12-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 400,000 F7: The Series A Preferred Stock has a conversion price of $7.50 per share, is convertible immediately and has no expiration date. F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). |
Filing footnotes · ownership attribution and instrument terms
F1: See General Remarks.
F2: The Series C-IV Preferred Stock had an initial conversion price of $2.65 per share. As a result of certain anti-dilution adjustments, the current conversion price is $1.7549 per share. The Series C-IV Preferred Stock is convertible immediately and has no expiration date.
F3: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of June 4, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein.
F4: The Series C-V Preferred Stock had an initial conversion price of $1.244 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.9047 per share. The Series C-V Preferred Stock is convertible immediately and has no expiration date.
F5: The Series C-VI Preferred Stock had an initial conversion price of $0.5601 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.5226 per share. The Series C-VI Preferred Stock is convertible immediately and has no expiration date.
F6: The Series C-VI Warrants have an exercise price of $0.56 per share, are exercisable immediately and have an expiration date of August 9, 2005.
F7: The Series A Preferred Stock has a conversion price of $7.50 per share, is convertible immediately and has no expiration date.
F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2004 Filed Jun 14, 2004 16:25 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | OtherSeries C-V Preferred Stock · Derivative | 2,176,876 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-04-030470 · rrd42972.xml · derivative · entry 2 CITIGROUP INC · CIK 0000831001 · See General Remarks. TRAVELERS INSURANCE CO · CIK 0000733076 · See General Remarks. CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · See General Remarks. ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · See General Remarks. CITIGROUP INVESTMENTS INC · CIK 0001205828 · See General Remarks. CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · See General Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Underlying: Common Stock · 2,993,273 shares Expires not disclosed F4 · derivative.exercise_price: The Series C-V Preferred Stock had an initial conversion price of $1.244 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.9047 per share. The Series C-V Preferred Stock is convertible immediately and has no expiration date. F3 · date: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of June 4, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1 · kind: See General Remarks. F1 · shares: See General Remarks. F4 · price: The Series C-V Preferred Stock had an initial conversion price of $1.244 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.9047 per share. The Series C-V Preferred Stock is convertible immediately and has no expiration date. F4 · derivative.exercise_date: The Series C-V Preferred Stock had an initial conversion price of $1.244 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.9047 per share. The Series C-V Preferred Stock is convertible immediately and has no expiration date. F4 · derivative.expiration_date: The Series C-V Preferred Stock had an initial conversion price of $1.244 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.9047 per share. The Series C-V Preferred Stock is convertible immediately and has no expiration date. F1 · balance_after: See General Remarks. F3 · balance_after: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of June 4, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1 · ownership.nature: See General Remarks. F8 · ownership.nature: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Read SEC document |
| June 04, 2004 Filed Jun 14, 2004 16:25 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | OtherSeries C-IV Preferred Stock · Derivative | 1,849,057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-04-030470 · rrd42972.xml · derivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks. TRAVELERS INSURANCE CO · CIK 0000733076 · See General Remarks. CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · See General Remarks. ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · See General Remarks. CITIGROUP INVESTMENTS INC · CIK 0001205828 · See General Remarks. CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · See General Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Underlying: Common Stock · 2,792,257 shares Expires not disclosed F2 · derivative.exercise_price: The Series C-IV Preferred Stock had an initial conversion price of $2.65 per share. As a result of certain anti-dilution adjustments, the current conversion price is $1.7549 per share. The Series C-IV Preferred Stock is convertible immediately and has no expiration date. F3 · date: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of June 4, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1 · kind: See General Remarks. F1 · shares: See General Remarks. F2 · price: The Series C-IV Preferred Stock had an initial conversion price of $2.65 per share. As a result of certain anti-dilution adjustments, the current conversion price is $1.7549 per share. The Series C-IV Preferred Stock is convertible immediately and has no expiration date. F2 · derivative.exercise_date: The Series C-IV Preferred Stock had an initial conversion price of $2.65 per share. As a result of certain anti-dilution adjustments, the current conversion price is $1.7549 per share. The Series C-IV Preferred Stock is convertible immediately and has no expiration date. F2 · derivative.expiration_date: The Series C-IV Preferred Stock had an initial conversion price of $2.65 per share. As a result of certain anti-dilution adjustments, the current conversion price is $1.7549 per share. The Series C-IV Preferred Stock is convertible immediately and has no expiration date. F1 · balance_after: See General Remarks. F3 · balance_after: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of June 4, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1 · ownership.nature: See General Remarks. F8 · ownership.nature: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Read SEC document |
| April 01, 2004 Filed Jun 7, 2004 21:23 UTC | DT INDUSTRIES INC DTIIQ · Entity 17635 | Other7.16% Convertible Preferred Securities · Derivative | 116,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-04-029804 · rrd43052.xml · derivative · entry 2 CITIGROUP INC · CIK 0000831001 · See General Remarks. CITIGROUP INVESTMENTS INC · CIK 0001205828 · See General Remarks. CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · See General Remarks. ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · See Footnote 3. CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · See Footnote 3. TRAVELERS INSURANCE CO · CIK 0000733076 · See Footnote 3. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 84,000 Underlying: Common Stock · 414,282 shares Expires not disclosed F4 · derivative.exercise_price: The Preferred Stock has an expiration date of May 31, 2008 and is immediately convertible into approximately 300,000 shares of Common Stock at a conversion price of $14.00 per share. The Common Stock that TIC has a right to acquire upon the exercise of the Preferred Stock is subject to change from time to time, pursuant to the terms of an Exchange Agreement between TIC and the Issuer. F2 · date: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends June 27, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1 · kind: See General Remarks. F1 · shares: See General Remarks. F4 · price: The Preferred Stock has an expiration date of May 31, 2008 and is immediately convertible into approximately 300,000 shares of Common Stock at a conversion price of $14.00 per share. The Common Stock that TIC has a right to acquire upon the exercise of the Preferred Stock is subject to change from time to time, pursuant to the terms of an Exchange Agreement between TIC and the Issuer. F4 · derivative.exercise_date: The Preferred Stock has an expiration date of May 31, 2008 and is immediately convertible into approximately 300,000 shares of Common Stock at a conversion price of $14.00 per share. The Common Stock that TIC has a right to acquire upon the exercise of the Preferred Stock is subject to change from time to time, pursuant to the terms of an Exchange Agreement between TIC and the Issuer. F4 · derivative.expiration_date: The Preferred Stock has an expiration date of May 31, 2008 and is immediately convertible into approximately 300,000 shares of Common Stock at a conversion price of $14.00 per share. The Common Stock that TIC has a right to acquire upon the exercise of the Preferred Stock is subject to change from time to time, pursuant to the terms of an Exchange Agreement between TIC and the Issuer. F1 · balance_after: See General Remarks. F2 · balance_after: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends June 27, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F3 · balance_after: Represents 751,279 shares of the Issuer's common stock (the "Common Stock") and 84,000 shares of the Issuer's 7.16% Convertible Preferred Stock (the "Preferred Stock") directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). F1 · ownership.nature: See General Remarks. F3 · ownership.nature: Represents 751,279 shares of the Issuer's common stock (the "Common Stock") and 84,000 shares of the Issuer's 7.16% Convertible Preferred Stock (the "Preferred Stock") directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Read SEC document |
| April 01, 2004 Filed Jun 7, 2004 21:23 UTC | DT INDUSTRIES INC DTIIQ · Entity 17635 | OtherCommon Stock | 1,037,480 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-04-029804 · rrd43052.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks. CITIGROUP INVESTMENTS INC · CIK 0001205828 · See General Remarks. CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · See General Remarks. ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · See Footnote 3. CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · See Footnote 3. TRAVELERS INSURANCE CO · CIK 0000733076 · See Footnote 3. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 751,279 F2 · date: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends June 27, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1 · kind: See General Remarks. F1 · shares: See General Remarks. F1 · price: See General Remarks. F1 · balance_after: See General Remarks. F2 · balance_after: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends June 27, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F3 · balance_after: Represents 751,279 shares of the Issuer's common stock (the "Common Stock") and 84,000 shares of the Issuer's 7.16% Convertible Preferred Stock (the "Preferred Stock") directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). F1 · ownership.nature: See General Remarks. F3 · ownership.nature: Represents 751,279 shares of the Issuer's common stock (the "Common Stock") and 84,000 shares of the Issuer's 7.16% Convertible Preferred Stock (the "Preferred Stock") directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Read SEC document |
| April 01, 2004 Filed Jun 7, 2004 21:29 UTC | MAX RE CAPITAL LTD MXRE · Entity 17517 | OtherCommon Stock | 1,058,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-04-029813 · rrd43046.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks. CITIGROUP INVESTMENTS INC · CIK 0001205828 · See Footnote 4. CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · See General Remarks. ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · See Footnote 2. CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · See Footnote 2. TRAVELERS INSURANCE CO · CIK 0000733076 · See Footnote 2. TRAVELERS LIFE & ANNUITY CO · CIK 0000929498 · See Footnote 2. Primerica Life Insurance CO · CIK 0001291918 · See Footnote 2. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 607,833 F3 · date: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1 · kind: See General Remarks. F1 · shares: See General Remarks. F1 · price: See General Remarks. F1 · balance_after: See General Remarks. F2 · balance_after: Represents 64,500 shares of the Issuer's common stock (the "Common Stock") directly beneficially owned by The Travelers Life and Annuity Company ("TLAC"), 91,500 shares of Common Stock directly beneficially owned by Primerica Life Insurance Company ("Primerica") and 451,833 shares of Common Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. Each of TLAC and Primerica are wholly owned subsidiaries of TIC, which is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). F3 · balance_after: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1 · ownership.nature: See General Remarks. F2 · ownership.nature: Represents 64,500 shares of the Issuer's common stock (the "Common Stock") directly beneficially owned by The Travelers Life and Annuity Company ("TLAC"), 91,500 shares of Common Stock directly beneficially owned by Primerica Life Insurance Company ("Primerica") and 451,833 shares of Common Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. Each of TLAC and Primerica are wholly owned subsidiaries of TIC, which is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). F4 · ownership.nature: An employee of Citigroup Investments Inc. ("CII") serves on the Issuer's Board of Directors. CII is a wholly owned subsidiary of Citigroup. Read SEC document |
| March 03, 2004 Filed Mar 5, 2004 21:20 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 87,000 | $0.94 | $81,780.00 |
DisclosureSEC source: 0001181431-04-014085 · rrd35899.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · ownership.nature: See General Remarks. Read SEC document |
| March 02, 2004 Filed Mar 4, 2004 21:32 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 120,000 | $1.00 | $120,000.00 |
DisclosureSEC source: 0001181431-04-013740 · rrd35687.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 87,000 F1 · ownership.nature: See General Remarks. Read SEC document |
| March 01, 2004 Filed Mar 3, 2004 21:10 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 100,000 | $0.96 | $96,000.00 |
DisclosureSEC source: 0001181431-04-013458 · rrd35585.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 207,000 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 27, 2004 Filed Mar 2, 2004 22:24 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 127,000 | $1.00 | $127,000.00 |
DisclosureSEC source: 0001181431-04-013197 · rrd35407.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 307,000 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 26, 2004 Filed Mar 1, 2004 21:39 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 113,500 | $0.98 | $111,230.00 |
DisclosureSEC source: 0001181431-04-012810 · rrd35139.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 434,000 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 25, 2004 Filed Feb 27, 2004 21:06 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 72,600 | $1.06 | $76,956.00 |
DisclosureSEC source: 0001181431-04-012474 · rrd35045.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 547,500 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 24, 2004 Filed Feb 26, 2004 22:07 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 45,000 | $1.07 | $48,150.00 |
DisclosureSEC source: 0001181431-04-012238 · rrd34819.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 620,100 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 23, 2004 Filed Feb 25, 2004 18:24 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 42,900 | $1.06 | $45,474.00 |
DisclosureSEC source: 0001181431-04-011822 · rrd34455.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 665,100 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 20, 2004 Filed Feb 24, 2004 21:32 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | ConversionSeries C-VI Preferred Stock · Derivative | 373,288 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-04-011697 · rrd34394.xml · derivative · entry 3 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 766,090 Underlying: Common Stock · 400,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series C-VI Preferred Stock has an exercise price of $0.5222 per share, is exercisable immediately and has no expiration date. F2 · price: The Series C-VI Preferred Stock has an exercise price of $0.5222 per share, is exercisable immediately and has no expiration date. F2 · derivative.exercise_date: The Series C-VI Preferred Stock has an exercise price of $0.5222 per share, is exercisable immediately and has no expiration date. F2 · derivative.expiration_date: The Series C-VI Preferred Stock has an exercise price of $0.5222 per share, is exercisable immediately and has no expiration date. F1 · ownership.nature: See General Remarks. Read SEC document |
| February 20, 2004 Filed Feb 24, 2004 21:32 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 51,200 | $1.06 | $54,272.00 |
DisclosureSEC source: 0001181431-04-011697 · rrd34394.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 708,000 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 20, 2004 Filed Feb 24, 2004 21:32 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | ConversionCommon Stock | 400,000 | $0.52 | $208,880.00 |
DisclosureSEC source: 0001181431-04-011697 · rrd34394.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 759,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: See General Remarks. Read SEC document |
| February 19, 2004 Filed Feb 23, 2004 21:51 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 40,000 | $1.10 | $44,000.00 |
DisclosureSEC source: 0001181431-04-011470 · rrd34051.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 359,200 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 18, 2004 Filed Feb 20, 2004 20:03 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 70,000 | $1.11 | $77,700.00 |
DisclosureSEC source: 0001181431-04-011125 · rrd34050.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 399,200 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:32 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 75,000 | $1.06 | $79,500.00 |
DisclosureSEC source: 0001181431-04-010808 · rrd33966.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 469,200 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 13, 2004 Filed Feb 18, 2004 21:38 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 45,000 | $1.11 | $49,950.00 |
DisclosureSEC source: 0001181431-04-010515 · rrd33714.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 544,200 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 12, 2004 Filed Feb 17, 2004 22:19 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 40,000 | $1.13 | $45,200.00 |
DisclosureSEC source: 0001181431-04-010121 · rrd33480.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 589,200 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 21:22 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 30,000 | $1.14 | $34,200.00 |
DisclosureSEC source: 0001181431-04-009279 · rrd33127.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 629,200 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 11, 2004 Filed Feb 13, 2004 21:22 UTC | EMAGIN CORP EMA · Entity 17698 | SaleCommon Stock | 75,000 | $2.86 | $214,500.00 |
DisclosureSEC source: 0001181431-04-009280 · rrd33125.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks. ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,904,876 F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| February 10, 2004 Filed Feb 12, 2004 22:35 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 70,000 | $1.16 | $81,200.00 |
DisclosureSEC source: 0001181431-04-008772 · rrd32866.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 659,200 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 10, 2004 Filed Feb 12, 2004 21:54 UTC | EMAGIN CORP EMA · Entity 17698 | SaleCommon Stock | 29,000 | $2.62 | $75,980.00 |
DisclosureSEC source: 0001181431-04-008738 · rrd32867.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,979,876 F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| February 09, 2004 Filed Feb 11, 2004 18:48 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 40,000 | $1.14 | $45,600.00 |
DisclosureSEC source: 0001181431-04-008109 · rrd32629.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 729,200 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 06, 2004 Filed Feb 10, 2004 21:18 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 50,000 | $1.11 | $55,500.00 |
DisclosureSEC source: 0001181431-04-007761 · rrd32449.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 769,200 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 17:29 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 95,000 | $1.12 | $106,400.00 |
DisclosureSEC source: 0001181431-04-007373 · rrd32072.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 819,200 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 04, 2004 Filed Feb 6, 2004 21:57 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 120,000 | $1.05 | $126,000.00 |
DisclosureSEC source: 0001181431-04-007189 · rrd31824.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 914,200 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 19:11 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 96,600 | $1.16 | $112,056.00 |
DisclosureSEC source: 0001181431-04-006704 · rrd31575.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,034,200 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 02, 2004 Filed Feb 4, 2004 21:12 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 96,500 | $1.18 | $113,870.00 |
DisclosureSEC source: 0001181431-04-006419 · rrd31570.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,130,800 F1 · ownership.nature: See General Remarks. Read SEC document |
| February 02, 2004 Filed Feb 4, 2004 21:15 UTC | EMAGIN CORP EMA · Entity 17698 | SaleCommon Stock | 21,000 | $2.72 | $57,120.00 |
DisclosureSEC source: 0001181431-04-006421 · rrd31572.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,008,876 F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| January 30, 2004 Filed Feb 3, 2004 20:08 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 60,100 | $1.26 | $75,726.00 |
DisclosureSEC source: 0001181431-04-006012 · rrd31281.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,227,300 F1 · ownership.nature: See General Remarks. Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:28 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 76,600 | $1.27 | $97,282.00 |
DisclosureSEC source: 0001181431-04-005702 · rrd31192.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,287,400 F1 · ownership.nature: See General Remarks. Read SEC document |
| January 28, 2004 Filed Jan 29, 2004 22:39 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 250,000 | $1.27 | $317,500.00 |
DisclosureSEC source: 0001181431-04-005281 · rrd30823.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,364,000 F1 · ownership.nature: See General Remarks. Read SEC document |
| January 28, 2004 Filed Jan 29, 2004 22:39 UTC | EMAGIN CORP EMA · Entity 17698 | SaleCommon Stock | 100,000 | $2.81 | $281,000.00 |
DisclosureSEC source: 0001181431-04-005280 · rrd30822.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,029,876 F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| January 27, 2004 Filed Jan 29, 2004 21:40 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 50,000 | $1.45 | $72,500.00 |
DisclosureSEC source: 0001181431-04-005246 · rrd30806.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,614,000 F1 · ownership.nature: See General Remarks. Read SEC document |
| January 27, 2004 Filed Jan 29, 2004 21:21 UTC | EMAGIN CORP EMA · Entity 17698 | SaleCommon Stock | 100,000 | $2.70 | $270,000.00 |
DisclosureSEC source: 0001181431-04-005237 · rrd30805.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,129,876 F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| January 26, 2004 Filed Jan 28, 2004 22:40 UTC | EMAGIN CORP EMA · Entity 17698 | SaleCommon Stock | 150,000 | $2.60 | $390,000.00 |
DisclosureSEC source: 0001181431-04-004991 · rrd30598.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,229,876 F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| January 22, 2004 Filed Jan 26, 2004 22:16 UTC | EMAGIN CORP EMA · Entity 17698 | SaleCommon Stock | 200,000 | $2.79 | $558,000.00 |
DisclosureSEC source: 0001181431-04-004430 · rrd30033.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,379,876 F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| January 21, 2004 Filed Jan 23, 2004 19:11 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 31,900 | $1.40 | $44,660.00 |
DisclosureSEC source: 0001181431-04-004046 · rrd29934.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,664,000 F1 · ownership.nature: See General Remarks. Read SEC document |
| January 21, 2004 Filed Jan 23, 2004 22:05 UTC | EMAGIN CORP EMA · Entity 17698 | SaleCommon Stock | 250,000 | $2.99 | $747,500.00 |
DisclosureSEC source: 0001181431-04-004200 · rrd29935.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,579,876 F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| January 15, 2004 Filed Jan 20, 2004 22:25 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 50,000 | $1.52 | $76,000.00 |
DisclosureSEC source: 0001181431-04-003365 · rrd29342.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,695,900 F1 · ownership.nature: See General Remarks. Read SEC document |
| January 14, 2004 Filed Jan 16, 2004 21:29 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 50,000 | $1.54 | $77,000.00 |
DisclosureSEC source: 0001181431-04-003074 · rrd29210.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,745,900 F1 · ownership.nature: See General Remarks. Read SEC document |
| January 13, 2004 Filed Jan 15, 2004 22:04 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 200,000 | $1.52 | $304,000.00 |
DisclosureSEC source: 0001181431-04-002876 · rrd29113.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,795,900 F1 · ownership.nature: See General Remarks. Read SEC document |
| January 12, 2004 Filed Jan 14, 2004 22:53 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 640,500 | $1.54 | $986,370.00 |
DisclosureSEC source: 0001181431-04-002761 · rrd29112.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,995,900 F1 · ownership.nature: See General Remarks. Read SEC document |
| January 08, 2004 Filed Jan 12, 2004 18:15 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 100,000 | $1.41 | $141,000.00 |
DisclosureSEC source: 0001181431-04-002301 · rrd28533.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,636,400 F1 · ownership.nature: See General Remarks. Read SEC document |
| January 07, 2004 Filed Jan 9, 2004 22:06 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 50,000 | $1.44 | $72,000.00 |
DisclosureSEC source: 0001181431-04-002130 · rrd28398.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,736,400 F1 · ownership.nature: See General Remarks. Read SEC document |
| January 06, 2004 Filed Jan 8, 2004 21:13 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 209,500 | $1.42 | $297,490.00 |
DisclosureSEC source: 0001181431-04-001828 · rrd28201.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,786,400 F1 · ownership.nature: See General Remarks. Read SEC document |
| December 27, 2003 Filed Jan 23, 2004 22:01 UTC | EMAGIN CORP EMA · Entity 17698 | OtherCall Options (obligation to sell) · Derivative | 1,333,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-04-004195 · rrd29779.xml · derivative · entry 17 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Underlying: Common Stock · 1,333,334 shares Expires not disclosed F2 · derivative.exercise_price: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F3 · price: The options were granted in consideration for certain investments in the Issuer that were made in connection with refinancing transactions that occurred in April 2003. F2 · derivative.exercise_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F2 · derivative.expiration_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.