organization · Reporting owner
Citigroup Global Markets Holdings Inc.
Disclosed activity across 7 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONSUMER PORTFOLIO SERVICES, INC.CPSS · Entity 1404 | 10% owner | April 01, 2010 | May 26, 2010 |
| Granahan McCourt Acquisition CORPGHN · Entity 17144 | 10% owner | June 30, 2008 | July 07, 2008 |
| TAILWIND FINANCIAL INC.TNF · Entity 17145 | 10% owner | June 26, 2008 | July 07, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONSUMER PORTFOLIO SERVICES, INC.
Report date April 01, 2010 · Filed May 26, 2010
Jointly reported with CITIGROUP INC, Citigroup Financial Products Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-07-10 | IndirectBy Subsidiary | Not disclosed |
Reported balance
Holding disclosure · report date 2010-04-01 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The exercise price of the warrant securities ("Warrants") is $0.00001 per share of common stock. F2: The Warrants reported herein are beneficially owned by Citigroup Financial Products Inc. ("CFP"). Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The exercise price of the warrant securities ("Warrants") is $0.00001 per share of common stock.
F2: The Warrants reported herein are beneficially owned by Citigroup Financial Products Inc. ("CFP"). Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.
Granahan McCourt Acquisition CORP
Report date June 30, 2008 · Filed July 07, 2008
Jointly reported with CITIGROUP INC, Citigroup Financial Products Inc., Citigroup Global Markets Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy Subsidiary | 1,275,000 |
Reported balance
Holding disclosure · report date 2008-06-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,275,000 F1: The shares of Common Stock ("Common") reported in Table I represents 1,250,000 Common beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMHI") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGMHI. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $6.00 · Expires 2010-10-18 | IndirectBy Subsidiary | Not disclosed |
Reported balance
Holding disclosure · report date 2008-06-30 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: The Warrant shares ("Warrants") reported in Table II represent 1,250,000 warrants beneficially owned by CGMI. CFP is the sole stockholder of CGMI. CGMHI is the sole stockholder of CFP. Citigroup is the sole stockholder of CGMHI. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Common Stock ("Common") reported in Table I represents 1,250,000 Common beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMHI") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGMHI.
F2: The Warrant shares ("Warrants") reported in Table II represent 1,250,000 warrants beneficially owned by CGMI. CFP is the sole stockholder of CGMI. CGMHI is the sole stockholder of CFP. Citigroup is the sole stockholder of CGMHI.
TAILWIND FINANCIAL INC.
Report date June 26, 2008 · Filed July 07, 2008
Jointly reported with CITIGROUP INC, Citigroup Financial Products Inc., Citigroup Global Markets Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.001 per shareSEC Table I · non-derivative | IndirectBy Subsidiary | 1,250,000 |
Reported balance
Holding disclosure · report date 2008-06-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,250,000 F1: The shares of Common Stock ("Common") reported in Table I represents 1,250,000 Common beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMHI") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGMHI. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $6.00 · Expires 2010-10-18 | IndirectBy Subsidiary | Not disclosed |
Reported balance
Holding disclosure · report date 2008-06-26 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: The Warrant shares ("Warrants") reported in Table II represent 1,250,000 warrants beneficially owned by CGMI. CFP is the sole stockholder of CGMI. CGMHI is the sole stockholder of CFP. Citigroup is the sole stockholder of CGMHI. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Common Stock ("Common") reported in Table I represents 1,250,000 Common beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMHI") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGMHI.
F2: The Warrant shares ("Warrants") reported in Table II represent 1,250,000 warrants beneficially owned by CGMI. CFP is the sole stockholder of CGMI. CGMHI is the sole stockholder of CFP. Citigroup is the sole stockholder of CGMHI.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FISCHER IMAGING CORP
Report date September 28, 2005 · Filed September 29, 2005
Jointly reported with CITIGROUP INC, Citigroup Financial Products Inc., Citigroup Global Markets Inc.
Section 16 reporting ended · disclosed 2005-09-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Subsidiary | 511,100 |
Reported balance
After 2005-09-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2005-09-28 · Sale · Disposed 500,000 · Balance 511,100 F1: The securities reported herein are directly beneficially owned by Citigroup Global Markets Inc. ("CGMI"). CGMI is a wholly owned subsidiary of Citigroup Financial Products Inc. ("CFP"). CFP is a wholly owned subsidiary of Citigroup Global Markets Holdings Inc. ("CGMH"). CGMH is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CGMH and CFP disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are directly beneficially owned by Citigroup Global Markets Inc. ("CGMI"). CGMI is a wholly owned subsidiary of Citigroup Financial Products Inc. ("CFP"). CFP is a wholly owned subsidiary of Citigroup Global Markets Holdings Inc. ("CGMH"). CGMH is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CGMH and CFP disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.
FLEETWOOD ENTERPRISES INC/DE/
Report date June 06, 2003 · Filed July 07, 2005 · Amendment
Jointly reported with CITIGROUP INC, Citigroup Financial Products Inc., Citigroup Global Markets International LLC, Citigroup Global Markets Europe Ltd, Citigroup Global Markets Ltd
Section 16 reporting ended · disclosed 2005-07-07. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
No balance rows disclosed in this filing.
FOSTER WHEELER LTD
Report date February 07, 2005 · Filed February 09, 2005
Jointly reported with CITIGROUP INC, Citigroup Financial Products Inc., Citigroup Global Markets Inc., CITIGROUP INVESTMENTS INC, Tribeca Global Management LLC
Section 16 reporting ended · disclosed 2005-02-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, $0.01 par valueSEC Table I · non-derivative | IndirectBy Subsidiary | 4,157,155 |
Reported balance
After 2005-02-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2005-02-07 · Sale · Disposed 166,419 · Balance 4,157,155 F1: The Common Shares, $0.01 par value ("Common"), reported in Table I represent (i) 4,000,000 Common directly beneficially owned by Citigroup Global Markets Inc. ("CGM") and (ii) 157,155 Common directly beneficially owned by Tribeca Global Management LLC ("Tribeca"). F2: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. |
| Series B Convertible Preferred Shares, $0.01 par valueSEC Table II · derivative / convertible security | IndirectBy Subsidiary | 4 |
Reported balance
Holding disclosure · report date 2005-02-07 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 4 F4: The Series B Convertible Preferred Shares, $0.01 par value ("Preferred"), are convertible at a rate of 1 Preferred for 65 Common. F5: There is no expiration date on the right to convert Preferred into Common. F6: The Preferred reported in Table II represent 4 Preferred directly beneficially owned by CGM. F2: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. |
| Class A WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $9.38 · Expires 2009-09-24 | IndirectBy Subsidiary | 400 |
Reported balance
Holding disclosure · report date 2005-02-07 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 400 F7: The Class A Warrants reported in Table II represent 400 Class A Warrants directly beneficially owned by CGM. F2: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. |
| Class B WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $9.38 · Expires 2007-09-24 | IndirectBy Subsidiary | 29 |
Reported balance
Holding disclosure · report date 2005-02-07 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 29 F8: The Class B Warrants reported in Table II represent 29 Class B Warrants directly beneficially owned by CGM. F2: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Common Shares, $0.01 par value ("Common"), reported in Table I represent (i) 4,000,000 Common directly beneficially owned by Citigroup Global Markets Inc. ("CGM") and (ii) 157,155 Common directly beneficially owned by Tribeca Global Management LLC ("Tribeca").
F2: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.
F3: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.
F4: The Series B Convertible Preferred Shares, $0.01 par value ("Preferred"), are convertible at a rate of 1 Preferred for 65 Common.
F5: There is no expiration date on the right to convert Preferred into Common.
F6: The Preferred reported in Table II represent 4 Preferred directly beneficially owned by CGM.
F7: The Class A Warrants reported in Table II represent 400 Class A Warrants directly beneficially owned by CGM.
F8: The Class B Warrants reported in Table II represent 29 Class B Warrants directly beneficially owned by CGM.
USF CORP
Report date March 24, 2005 · Filed March 28, 2005
Jointly reported with CITIGROUP INC, Citigroup Financial Products Inc., Citigroup Global Markets International LLC, Citigroup Global Markets Europe Ltd, Citigroup Global Markets Ltd
Section 16 reporting ended · disclosed 2005-03-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy Subsidiary | 2,748,168 |
Reported balance
After 2005-03-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2005-03-24 · Sale · Disposed 75,000 · Balance 2,748,168 F1: Citigroup Global Markets Limited ("CGML") is the record owner of the reported securities. Citigroup Global Markets Europe Limited ("CGMEL") is the sole stockholder of CGML. Citigroup Global Markets International LLC ("CGMIL") and Citigroup Financial Products Inc. ("CFP") own a controlling interest in CGMEL. CFP is the sole member of CGMIL. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. Citigroup, CGM Holdings, CFP, CGMIL and CGMEL disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Citigroup Global Markets Limited ("CGML") is the record owner of the reported securities. Citigroup Global Markets Europe Limited ("CGMEL") is the sole stockholder of CGML. Citigroup Global Markets International LLC ("CGMIL") and Citigroup Financial Products Inc. ("CFP") own a controlling interest in CGMEL. CFP is the sole member of CGMIL. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. Citigroup, CGM Holdings, CFP, CGMIL and CGMEL disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2010 Filed Mar 11, 2010 23:31 UTC | CONSUMER PORTFOLIO SERVICES, INC. CPSS · Entity 1404 | SaleWarrants · Derivative | 500,000 | $1.96 Strike: $0.00 | $980,000.00 |
DisclosureSEC source: 0001181431-10-015770 · rrd269478.xml · derivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks. CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · See General Remarks. CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · See General Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,000,000 Underlying: Common Stock · 500,000 shares Expires 2018-07-10 F1 · derivative.exercise_price: The exercise price of the warrant securities ("Warrants") is $0.00001 per share of common stock. F2 · kind: The transaction reported herein represents a sale and assignment of Warrants to the Issuer. F3 · price: The price of the Warrants is $1.95999 per share of common stock. F4 · ownership.nature: The Warrants reported herein are beneficially owned by Citigroup Financial Products Inc. ("CFP"). Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 28, 2005 Filed Sep 29, 2005 12:40 UTC | FISCHER IMAGING CORP FIMG · Entity 17496 | SaleCommon Stock, par value $0.01 | 500,000 | $0.12 | $60,000.00 |
DisclosureSEC source: 0001181431-05-053930 · rrd93254.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks. CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · See General Remarks. CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · See General Remarks. CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · See General Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 511,100 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citigroup Global Markets Inc. ("CGMI"). CGMI is a wholly owned subsidiary of Citigroup Financial Products Inc. ("CFP"). CFP is a wholly owned subsidiary of Citigroup Global Markets Holdings Inc. ("CGMH"). CGMH is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CGMH and CFP disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 07, 2005 Filed Sep 9, 2005 17:08 UTC | FISCHER IMAGING CORP FIMG · Entity 17496 | SaleCommon Stock, par value $0.01 | 100 | $0.75 | $75.00 |
DisclosureSEC source: 0001181431-05-051170 · rrd91536.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,011,100 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citigroup Global Markets Inc. ("CGMI"). CGMI is a wholly owned subsidiary of Citigroup Financial Products Inc. ("CFP"). CFP is a wholly owned subsidiary of Citigroup Global Markets Holdings Inc. ("CGMH"). CGMH is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CGMH and CFP disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| March 24, 2005 Filed Mar 28, 2005 22:42 UTC | USF CORP USFC · Entity 17551 | SaleCommon Stock, $0.01 par value | 75,000 | $48.99 | $3,674,250.00 |
DisclosureSEC source: 0001181431-05-018867 · rrd73642.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks. CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · See General Remarks. CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · See General Remarks. CITIGROUP GLOBAL MARKETS INTERNATIONAL LLC · CIK 0001080101 · See General Remarks. CITIGROUP GLOBAL MARKETS EUROPE LTD · CIK 0001080102 · See General Remarks. CITIGROUP GLOBAL MARKETS LTD · CIK 0001012467 · See General Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,748,168 F1 · ownership.nature: Citigroup Global Markets Limited ("CGML") is the record owner of the reported securities. Citigroup Global Markets Europe Limited ("CGMEL") is the sole stockholder of CGML. Citigroup Global Markets International LLC ("CGMIL") and Citigroup Financial Products Inc. ("CFP") own a controlling interest in CGMEL. CFP is the sole member of CGMIL. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. Citigroup, CGM Holdings, CFP, CGMIL and CGMEL disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| February 07, 2005 Filed Feb 9, 2005 20:14 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleCommon Shares, $0.01 par value | 166,419 | $16.46 | $2,739,256.74 |
DisclosureSEC source: 0001181431-05-008181 · rrd67972.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks. CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · See General Remarks. CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · See General Remarks. CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · See General Remarks. CITIGROUP INVESTMENTS INC · CIK 0001205828 · See General Remarks. Tribeca Global Management LLC · CIK 0001085674 · See General Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,157,155 F1 · balance_after: The Common Shares, $0.01 par value ("Common"), reported in Table I represent (i) 4,000,000 Common directly beneficially owned by Citigroup Global Markets Inc. ("CGM") and (ii) 157,155 Common directly beneficially owned by Tribeca Global Management LLC ("Tribeca"). F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| February 04, 2005 Filed Feb 8, 2005 17:47 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleCommon Shares, $0.01 par value | 342,500 | $15.88 | $5,438,900.00 |
DisclosureSEC source: 0001181431-05-007732 · rrd67714.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,323,574 F1 · balance_after: The Common Shares, $0.01 par value ("Common"), reported in Table I represent (i) 4,166,419 Common directly beneficially owned by Citigroup Global Markets Inc. ("CGM") and (ii) 157,155 Common directly beneficially owned by Tribeca Global Management LLC ("Tribeca"). F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| February 03, 2005 Filed Feb 4, 2005 23:54 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleCommon Shares, $0.01 par value | 250,000 | $15.57 | $3,892,500.00 |
DisclosureSEC source: 0001181431-05-007357 · rrd67410.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,666,074 F1 · balance_after: The Common Shares, $0.01 par value ("Common"), reported in Table I represent Common beneficially owned by Citigroup Global Markets Inc. ("CGM") and Tribeca Global Management LLC ("Tribeca"). The 4,916,074 Common beneficially owned after the reported transaction on February 2, 2005 represent (i) 4,758,919 Common directly beneficially owned by CGM and (ii) 157,155 Common directly beneficially owned by Tribeca. The 4,666,074 Common beneficially owned after the reported transaction on February 3, 2005 represent (i) 4,508,919 Common directly beneficially owned by CGM and (ii) 157,155 Common directly beneficially owned by Tribeca. F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| February 02, 2005 Filed Feb 4, 2005 23:54 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleCommon Shares, $0.01 par value | 147,500 | $15.34 | $2,262,650.00 |
DisclosureSEC source: 0001181431-05-007357 · rrd67410.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,916,074 F1 · balance_after: The Common Shares, $0.01 par value ("Common"), reported in Table I represent Common beneficially owned by Citigroup Global Markets Inc. ("CGM") and Tribeca Global Management LLC ("Tribeca"). The 4,916,074 Common beneficially owned after the reported transaction on February 2, 2005 represent (i) 4,758,919 Common directly beneficially owned by CGM and (ii) 157,155 Common directly beneficially owned by Tribeca. The 4,666,074 Common beneficially owned after the reported transaction on February 3, 2005 represent (i) 4,508,919 Common directly beneficially owned by CGM and (ii) 157,155 Common directly beneficially owned by Tribeca. F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| February 01, 2005 Filed Feb 2, 2005 22:26 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleCommon Shares, $0.01 par value | 11,500 | $15.20 | $174,800.00 |
DisclosureSEC source: 0001181431-05-006519 · rrd66900.xml · nonDerivative · entry 3 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,063,574 F1 · balance_after: The Common Shares ("Common") reported in Table I represent Common beneficially owned by Citigroup Global Markets Inc ("CGM") and Tribeca Global Management LLC ("Tribeca"). The 5,100,074 Common beneficially owned after the reported transaction on January 31, 2005 represent (i) 4,917,919 Common directly beneficially owned by CGM and (ii) 182,155 Common directly beneficially owned by Tribeca; the 5,075,074 Common beneficially owned after the first reported transaction on February 1, 2005 represent (i) 4,917,919 Common directly beneficially owned by CGM and (ii) 157,155 Common directly beneficially owned by Tribeca; and the 5,063,574 Common directly beneficially owned after the second reported transaction on February 1, 2005 represent (i) 4,906,419 Common directly beneficially owned by CGM and (ii) 157,155 Common directly beneficially owned by Tribeca. F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| February 01, 2005 Filed Feb 2, 2005 22:26 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleCommon Shares, $0.01 par value | 25,000 | $15.00 | $375,000.00 |
DisclosureSEC source: 0001181431-05-006519 · rrd66900.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,075,074 F1 · balance_after: The Common Shares ("Common") reported in Table I represent Common beneficially owned by Citigroup Global Markets Inc ("CGM") and Tribeca Global Management LLC ("Tribeca"). The 5,100,074 Common beneficially owned after the reported transaction on January 31, 2005 represent (i) 4,917,919 Common directly beneficially owned by CGM and (ii) 182,155 Common directly beneficially owned by Tribeca; the 5,075,074 Common beneficially owned after the first reported transaction on February 1, 2005 represent (i) 4,917,919 Common directly beneficially owned by CGM and (ii) 157,155 Common directly beneficially owned by Tribeca; and the 5,063,574 Common directly beneficially owned after the second reported transaction on February 1, 2005 represent (i) 4,906,419 Common directly beneficially owned by CGM and (ii) 157,155 Common directly beneficially owned by Tribeca. F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| January 31, 2005 Filed Feb 2, 2005 22:26 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleCommon Shares, $0.01 par value | 25,000 | $14.68 | $367,000.00 |
DisclosureSEC source: 0001181431-05-006519 · rrd66900.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,100,074 F1 · balance_after: The Common Shares ("Common") reported in Table I represent Common beneficially owned by Citigroup Global Markets Inc ("CGM") and Tribeca Global Management LLC ("Tribeca"). The 5,100,074 Common beneficially owned after the reported transaction on January 31, 2005 represent (i) 4,917,919 Common directly beneficially owned by CGM and (ii) 182,155 Common directly beneficially owned by Tribeca; the 5,075,074 Common beneficially owned after the first reported transaction on February 1, 2005 represent (i) 4,917,919 Common directly beneficially owned by CGM and (ii) 157,155 Common directly beneficially owned by Tribeca; and the 5,063,574 Common directly beneficially owned after the second reported transaction on February 1, 2005 represent (i) 4,906,419 Common directly beneficially owned by CGM and (ii) 157,155 Common directly beneficially owned by Tribeca. F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| January 11, 2005 Filed Jan 13, 2005 20:42 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | ConversionSeries B Convertible Preferred Shares, $0.01 par value · Derivative | 3,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-05-002816 · rrd64675.xml · derivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4 Underlying: Common Shares, $0.01 par value · 207,155 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Persons converted 3,187 Series B Convertible Preferred Shares ("Preferred") on January 11, 2005 at a conversion rate of 1 share of Preferred for 65 Common Shares ("Common"), resulting in an acquisition of 207,155 Common. F1 · price: The Reporting Persons converted 3,187 Series B Convertible Preferred Shares ("Preferred") on January 11, 2005 at a conversion rate of 1 share of Preferred for 65 Common Shares ("Common"), resulting in an acquisition of 207,155 Common. F5 · derivative.expiration_date: There is no expiration date on the right to convert Preferred into Common. F6 · balance_after: The Preferred reported in Table II represent 4 Preferred directly beneficially owned by CGM. F3 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| January 11, 2005 Filed Jan 13, 2005 20:42 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | ConversionCommon Shares, $0.01 par value | 207,155 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-05-002816 · rrd64675.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,125,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Persons converted 3,187 Series B Convertible Preferred Shares ("Preferred") on January 11, 2005 at a conversion rate of 1 share of Preferred for 65 Common Shares ("Common"), resulting in an acquisition of 207,155 Common. F2 · balance_after: The Common reported in Table I represent (i) 4,917,919 Common directly beneficially owned by Citigroup Global Markets Inc ("CGM") and (ii) 207,155 Common directly beneficially owned by Tribeca Global Management LLC ("Tribeca"). F3 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F4 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| December 01, 2004 Filed Jan 7, 2005 21:58 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | ConversionSeries B Convertible Preferred Shares, $0.01 par value · Derivative | 69,949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-05-002105 · rrd62950.xml · derivative · entry 17 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,191 Underlying: Common Shares, $0.01 par value · 4,546,685 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: On November 29, 2004, the Issuer's shareholders approved a series of proposals which included (i) increasing the number of Common authorized for issuance from 160,000,000 to 1,475,908,957 Common, (ii) reducing the par value of the Common and the Series B Convertible Preferred Shares ("Preferred") from $1.00 to $0.01 per share and (iii) a 1-for-20 Common consolidation. As a result of such actions, (a) the 73,140 Preferred held by the Reporting Persons became optionally convertible into 4,754,100 Common, (b) the Preferred ceased to have voting rights, except in limited circumstances as required under Bermuda law and the Company's by-laws and (c) the Class A Warrants and the Class B Warrants became exercisable into Common in accordance with their terms on or after September 24, 2005. F5 · derivative.exercise_price: The Reporting Persons converted 69,949 Preferred on December 1, 2004 at a conversion rate of 1 share of Preferred for 65 Common, resulting in an acquisition of 4,546,685 Common. F5 · price: The Reporting Persons converted 69,949 Preferred on December 1, 2004 at a conversion rate of 1 share of Preferred for 65 Common, resulting in an acquisition of 4,546,685 Common. F7 · derivative.expiration_date: There is no expiration date on the right to convert the Preferred into Common. F6 · balance_after: The Preferred reported in Table I and Table II represent (i) 3,187 Preferred directly beneficially owned by Tribeca and (ii) 4 Preferred directly beneficially owned by CGM at the end of the Issuer's fiscal year. The Preferred reported in Table I represent securities held prior to November 29, 2004, the date on which the Preferred became optionally convertible into Common. See Note 4 above. F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| December 01, 2004 Filed Jan 7, 2005 21:58 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | ConversionCommon Shares, $0.01 par value | 4,546,685 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-05-002105 · rrd62950.xml · nonDerivative · entry 9 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,917,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: On November 29, 2004, the Issuer's shareholders approved a series of proposals which included (i) increasing the number of Common authorized for issuance from 160,000,000 to 1,475,908,957 Common, (ii) reducing the par value of the Common and the Series B Convertible Preferred Shares ("Preferred") from $1.00 to $0.01 per share and (iii) a 1-for-20 Common consolidation. As a result of such actions, (a) the 73,140 Preferred held by the Reporting Persons became optionally convertible into 4,754,100 Common, (b) the Preferred ceased to have voting rights, except in limited circumstances as required under Bermuda law and the Company's by-laws and (c) the Class A Warrants and the Class B Warrants became exercisable into Common in accordance with their terms on or after September 24, 2005. F5 · price: The Reporting Persons converted 69,949 Preferred on December 1, 2004 at a conversion rate of 1 share of Preferred for 65 Common, resulting in an acquisition of 4,546,685 Common. F1 · balance_after: The Common Shares ("Common") reported in Table I represent 4,917,919 Common directly beneficially owned by Citigroup Global Markets Inc ("CGM") at the end of Foster Wheeler Ltd.'s ("the Issuer") fiscal year. The sales reported in Table I represent sales effected by Tribeca Global Management LLC ("Tribeca"). F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| November 29, 2004 Filed Jan 7, 2005 21:58 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | OtherSeries B Convertible Preferred Shares, $0.01 par value · Derivative | 73,140 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-05-002105 · rrd62950.xml · derivative · entry 16 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,191 Underlying: Common Shares, $0.01 par value · 4,754,100 shares Expires not disclosed F4 · security: On November 29, 2004, the Issuer's shareholders approved a series of proposals which included (i) increasing the number of Common authorized for issuance from 160,000,000 to 1,475,908,957 Common, (ii) reducing the par value of the Common and the Series B Convertible Preferred Shares ("Preferred") from $1.00 to $0.01 per share and (iii) a 1-for-20 Common consolidation. As a result of such actions, (a) the 73,140 Preferred held by the Reporting Persons became optionally convertible into 4,754,100 Common, (b) the Preferred ceased to have voting rights, except in limited circumstances as required under Bermuda law and the Company's by-laws and (c) the Class A Warrants and the Class B Warrants became exercisable into Common in accordance with their terms on or after September 24, 2005. F4 · derivative.exercise_price: On November 29, 2004, the Issuer's shareholders approved a series of proposals which included (i) increasing the number of Common authorized for issuance from 160,000,000 to 1,475,908,957 Common, (ii) reducing the par value of the Common and the Series B Convertible Preferred Shares ("Preferred") from $1.00 to $0.01 per share and (iii) a 1-for-20 Common consolidation. As a result of such actions, (a) the 73,140 Preferred held by the Reporting Persons became optionally convertible into 4,754,100 Common, (b) the Preferred ceased to have voting rights, except in limited circumstances as required under Bermuda law and the Company's by-laws and (c) the Class A Warrants and the Class B Warrants became exercisable into Common in accordance with their terms on or after September 24, 2005. F4 · date: On November 29, 2004, the Issuer's shareholders approved a series of proposals which included (i) increasing the number of Common authorized for issuance from 160,000,000 to 1,475,908,957 Common, (ii) reducing the par value of the Common and the Series B Convertible Preferred Shares ("Preferred") from $1.00 to $0.01 per share and (iii) a 1-for-20 Common consolidation. As a result of such actions, (a) the 73,140 Preferred held by the Reporting Persons became optionally convertible into 4,754,100 Common, (b) the Preferred ceased to have voting rights, except in limited circumstances as required under Bermuda law and the Company's by-laws and (c) the Class A Warrants and the Class B Warrants became exercisable into Common in accordance with their terms on or after September 24, 2005. F4 · kind: On November 29, 2004, the Issuer's shareholders approved a series of proposals which included (i) increasing the number of Common authorized for issuance from 160,000,000 to 1,475,908,957 Common, (ii) reducing the par value of the Common and the Series B Convertible Preferred Shares ("Preferred") from $1.00 to $0.01 per share and (iii) a 1-for-20 Common consolidation. As a result of such actions, (a) the 73,140 Preferred held by the Reporting Persons became optionally convertible into 4,754,100 Common, (b) the Preferred ceased to have voting rights, except in limited circumstances as required under Bermuda law and the Company's by-laws and (c) the Class A Warrants and the Class B Warrants became exercisable into Common in accordance with their terms on or after September 24, 2005. F4 · price: On November 29, 2004, the Issuer's shareholders approved a series of proposals which included (i) increasing the number of Common authorized for issuance from 160,000,000 to 1,475,908,957 Common, (ii) reducing the par value of the Common and the Series B Convertible Preferred Shares ("Preferred") from $1.00 to $0.01 per share and (iii) a 1-for-20 Common consolidation. As a result of such actions, (a) the 73,140 Preferred held by the Reporting Persons became optionally convertible into 4,754,100 Common, (b) the Preferred ceased to have voting rights, except in limited circumstances as required under Bermuda law and the Company's by-laws and (c) the Class A Warrants and the Class B Warrants became exercisable into Common in accordance with their terms on or after September 24, 2005. F7 · derivative.expiration_date: There is no expiration date on the right to convert the Preferred into Common. F6 · balance_after: The Preferred reported in Table I and Table II represent (i) 3,187 Preferred directly beneficially owned by Tribeca and (ii) 4 Preferred directly beneficially owned by CGM at the end of the Issuer's fiscal year. The Preferred reported in Table I represent securities held prior to November 29, 2004, the date on which the Preferred became optionally convertible into Common. See Note 4 above. F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| October 08, 2004 Filed Jan 7, 2005 21:58 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleSeries B Convertible Preferred Shares, $1.00 par value | 250 | $591.50 | $147,875.00 |
DisclosureSEC source: 0001181431-05-002105 · rrd62950.xml · nonDerivative · entry 15 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,191 F6 · balance_after: The Preferred reported in Table I and Table II represent (i) 3,187 Preferred directly beneficially owned by Tribeca and (ii) 4 Preferred directly beneficially owned by CGM at the end of the Issuer's fiscal year. The Preferred reported in Table I represent securities held prior to November 29, 2004, the date on which the Preferred became optionally convertible into Common. See Note 4 above. F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| October 08, 2004 Filed Jan 7, 2005 21:58 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleCommon Shares, $1.00 par value | 50,000 | $0.48 | $23,750.00 |
DisclosureSEC source: 0001181431-05-002105 · rrd62950.xml · nonDerivative · entry 8 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,917,919 F1 · balance_after: The Common Shares ("Common") reported in Table I represent 4,917,919 Common directly beneficially owned by Citigroup Global Markets Inc ("CGM") at the end of Foster Wheeler Ltd.'s ("the Issuer") fiscal year. The sales reported in Table I represent sales effected by Tribeca Global Management LLC ("Tribeca"). F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| October 07, 2004 Filed Jan 7, 2005 21:58 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleSeries B Convertible Preferred Shares, $1.00 par value | 500 | $585.00 | $292,500.00 |
DisclosureSEC source: 0001181431-05-002105 · rrd62950.xml · nonDerivative · entry 14 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,191 F6 · balance_after: The Preferred reported in Table I and Table II represent (i) 3,187 Preferred directly beneficially owned by Tribeca and (ii) 4 Preferred directly beneficially owned by CGM at the end of the Issuer's fiscal year. The Preferred reported in Table I represent securities held prior to November 29, 2004, the date on which the Preferred became optionally convertible into Common. See Note 4 above. F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| October 06, 2004 Filed Jan 7, 2005 21:58 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleSeries B Convertible Preferred Shares, $1.00 par value | 100 | $585.00 | $58,500.00 |
DisclosureSEC source: 0001181431-05-002105 · rrd62950.xml · nonDerivative · entry 13 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,191 F6 · balance_after: The Preferred reported in Table I and Table II represent (i) 3,187 Preferred directly beneficially owned by Tribeca and (ii) 4 Preferred directly beneficially owned by CGM at the end of the Issuer's fiscal year. The Preferred reported in Table I represent securities held prior to November 29, 2004, the date on which the Preferred became optionally convertible into Common. See Note 4 above. F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| October 06, 2004 Filed Jan 7, 2005 21:58 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleCommon Shares, $1.00 par value | 225,000 | $0.47 | $105,750.00 |
DisclosureSEC source: 0001181431-05-002105 · rrd62950.xml · nonDerivative · entry 7 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,917,919 F1 · balance_after: The Common Shares ("Common") reported in Table I represent 4,917,919 Common directly beneficially owned by Citigroup Global Markets Inc ("CGM") at the end of Foster Wheeler Ltd.'s ("the Issuer") fiscal year. The sales reported in Table I represent sales effected by Tribeca Global Management LLC ("Tribeca"). F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| September 30, 2004 Filed Jan 7, 2005 21:58 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleCommon Shares, $1.00 par value | 150,000 | $0.47 | $70,755.00 |
DisclosureSEC source: 0001181431-05-002105 · rrd62950.xml · nonDerivative · entry 6 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,917,919 F1 · balance_after: The Common Shares ("Common") reported in Table I represent 4,917,919 Common directly beneficially owned by Citigroup Global Markets Inc ("CGM") at the end of Foster Wheeler Ltd.'s ("the Issuer") fiscal year. The sales reported in Table I represent sales effected by Tribeca Global Management LLC ("Tribeca"). F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| September 29, 2004 Filed Jan 7, 2005 21:58 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleSeries B Convertible Preferred Shares, $1.00 par value | 257 | $577.06 | $148,303.91 |
DisclosureSEC source: 0001181431-05-002105 · rrd62950.xml · nonDerivative · entry 12 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,191 F6 · balance_after: The Preferred reported in Table I and Table II represent (i) 3,187 Preferred directly beneficially owned by Tribeca and (ii) 4 Preferred directly beneficially owned by CGM at the end of the Issuer's fiscal year. The Preferred reported in Table I represent securities held prior to November 29, 2004, the date on which the Preferred became optionally convertible into Common. See Note 4 above. F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| September 29, 2004 Filed Jan 7, 2005 21:58 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleCommon Shares, $1.00 par value | 75,000 | $0.47 | $35,250.00 |
DisclosureSEC source: 0001181431-05-002105 · rrd62950.xml · nonDerivative · entry 5 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,917,919 F1 · balance_after: The Common Shares ("Common") reported in Table I represent 4,917,919 Common directly beneficially owned by Citigroup Global Markets Inc ("CGM") at the end of Foster Wheeler Ltd.'s ("the Issuer") fiscal year. The sales reported in Table I represent sales effected by Tribeca Global Management LLC ("Tribeca"). F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| September 28, 2004 Filed Jan 7, 2005 21:58 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleSeries B Convertible Preferred Shares, $1.00 par value | 75 | $572.00 | $42,900.00 |
DisclosureSEC source: 0001181431-05-002105 · rrd62950.xml · nonDerivative · entry 11 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,191 F6 · balance_after: The Preferred reported in Table I and Table II represent (i) 3,187 Preferred directly beneficially owned by Tribeca and (ii) 4 Preferred directly beneficially owned by CGM at the end of the Issuer's fiscal year. The Preferred reported in Table I represent securities held prior to November 29, 2004, the date on which the Preferred became optionally convertible into Common. See Note 4 above. F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| September 28, 2004 Filed Jan 7, 2005 21:58 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleSeries B Convertible Preferred Shares, $1.00 par value | 243 | $572.00 | $138,996.00 |
DisclosureSEC source: 0001181431-05-002105 · rrd62950.xml · nonDerivative · entry 10 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,191 F6 · balance_after: The Preferred reported in Table I and Table II represent (i) 3,187 Preferred directly beneficially owned by Tribeca and (ii) 4 Preferred directly beneficially owned by CGM at the end of the Issuer's fiscal year. The Preferred reported in Table I represent securities held prior to November 29, 2004, the date on which the Preferred became optionally convertible into Common. See Note 4 above. F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| September 28, 2004 Filed Jan 7, 2005 21:58 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleCommon Shares, $1.00 par value | 211,000 | $0.48 | $101,280.00 |
DisclosureSEC source: 0001181431-05-002105 · rrd62950.xml · nonDerivative · entry 4 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,917,919 F1 · balance_after: The Common Shares ("Common") reported in Table I represent 4,917,919 Common directly beneficially owned by Citigroup Global Markets Inc ("CGM") at the end of Foster Wheeler Ltd.'s ("the Issuer") fiscal year. The sales reported in Table I represent sales effected by Tribeca Global Management LLC ("Tribeca"). F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| September 27, 2004 Filed Jan 7, 2005 21:58 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleCommon Shares, $1.00 par value | 100,000 | $0.50 | $50,000.00 |
DisclosureSEC source: 0001181431-05-002105 · rrd62950.xml · nonDerivative · entry 3 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,917,919 F1 · balance_after: The Common Shares ("Common") reported in Table I represent 4,917,919 Common directly beneficially owned by Citigroup Global Markets Inc ("CGM") at the end of Foster Wheeler Ltd.'s ("the Issuer") fiscal year. The sales reported in Table I represent sales effected by Tribeca Global Management LLC ("Tribeca"). F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| September 27, 2004 Filed Jan 7, 2005 21:58 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleCommon Shares, $1.00 par value | 19,865 | $0.48 | $9,535.20 |
DisclosureSEC source: 0001181431-05-002105 · rrd62950.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,917,919 F1 · balance_after: The Common Shares ("Common") reported in Table I represent 4,917,919 Common directly beneficially owned by Citigroup Global Markets Inc ("CGM") at the end of Foster Wheeler Ltd.'s ("the Issuer") fiscal year. The sales reported in Table I represent sales effected by Tribeca Global Management LLC ("Tribeca"). F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| September 27, 2004 Filed Jan 7, 2005 21:58 UTC | FOSTER WHEELER LTD FWHLF.OB · Entity 17567 | SaleCommon Shares, $1.00 par value | 30,135 | $0.48 | $14,464.80 |
DisclosureSEC source: 0001181431-05-002105 · rrd62950.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP GLOBAL MARKETS HOLDINGS INC · CIK 0000200245 · 10% owner CITIGROUP FINANCIAL PRODUCTS INC · CIK 0000700691 · 10% owner CITIGROUP GLOBAL MARKETS INC · CIK 0000315030 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Tribeca Global Management LLC · CIK 0001085674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,917,919 F1 · balance_after: The Common Shares ("Common") reported in Table I represent 4,917,919 Common directly beneficially owned by Citigroup Global Markets Inc ("CGM") at the end of Foster Wheeler Ltd.'s ("the Issuer") fiscal year. The sales reported in Table I represent sales effected by Tribeca Global Management LLC ("Tribeca"). F2 · ownership.nature: Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGM. Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings. CFP, CGM Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. F3 · ownership.nature: Citigroup Investments Inc. ("CII") is the sole member of Tribeca. Citigroup is the sole stockholder of CII. CII and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.