NYSE · USD
MMD
Sign in to followNYLI MacKay DefinedTerm Muni Opportunities Fund
Export transactions ↓Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2026 Filed Aug 10, 2026 16:26 UTC |
Lawlor John JPortfolio Manager
|
SaleShares of beneficial interest | 1,150 | $15.00 | $17,250.00 |
DisclosureSEC source: 0001769190-26-000001 · primary_doc.xml · nonDerivative · entry 2 Lawlor John J · CIK 0001769190 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,250 Read SEC document |
| August 07, 2026 Filed Aug 10, 2026 16:26 UTC |
Lawlor John JPortfolio Manager
|
SaleShares of Beneficial Interest | 100 | $15.02 | $1,502.00 |
DisclosureSEC source: 0001769190-26-000001 · primary_doc.xml · nonDerivative · entry 1 Lawlor John J · CIK 0001769190 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,400 Read SEC document |
| November 25, 2025 Filed Dec 1, 2025 15:03 UTC |
DIMELLA ROBERT APortfolio Manager
|
SaleShares of beneficial interest | 0.7151 | $14.92 | $10.67 |
DisclosureSEC source: 0000945621-25-001163 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 20, 2025 Filed Nov 21, 2025 15:29 UTC |
DIMELLA ROBERT APortfolio Manager
|
SaleShares of beneficial interest | 11,964.7151 | $14.84 | $177,556.37 |
DisclosureSEC source: 0001081496-25-000004 · primary_doc.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 17, 2025 Filed Jan 21, 2025 15:55 UTC |
Dowden DavidPortfolio Manager
|
PurchaseShares of beneficial interest | 3,300 | $14.92 | $49,248.54 |
DisclosureSEC source: 0001552955-25-000002 · primary_doc.xml · nonDerivative · entry 1 Dowden David · CIK 0001552955 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,300 Read SEC document |
| January 14, 2025 Filed Jan 14, 2025 20:28 UTC |
Lawlor John JPortfolio Manager
|
PurchaseShares of Beneficial Interest | 2,000 | $14.74 | $29,480.00 |
DisclosureSEC source: 0001769190-25-000002 · primary_doc.xml · nonDerivative · entry 1 Lawlor John J · CIK 0001769190 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,500 Read SEC document |
| November 20, 2024 Filed Nov 21, 2024 17:09 UTC |
Lawlor John JPortfolio Manager
|
PurchaseShares of beneficial interest | 2,500 | $15.79 | $39,475.00 |
DisclosureSEC source: 0001769190-24-000001 · primary_doc.xml · nonDerivative · entry 1 Lawlor John J · CIK 0001769190 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 13:34 UTC |
Denlinger MichaelPortfolio Manager
|
SaleShares of beneficial interest | 0.0666 | $16.67 | $1.11 |
DisclosureSEC source: 0001518557-23-000003 · primary_doc.xml · nonDerivative · entry 1 Denlinger Michael · CIK 0001864804 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 07, 2023 Filed Aug 8, 2023 08:54 UTC |
Denlinger MichaelPortfolio Manager
|
SaleShares of beneficial interest | 4,567 | $16.86 | $76,981.81 |
DisclosureSEC source: 0001518557-23-000002 · primary_doc.xml · nonDerivative · entry 1 Denlinger Michael · CIK 0001864804 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0.0666 F1 · balance_after: This reporting person since the previous Form 4 filing has acquired and held under a dividend reinvestment plan an additional 18.7252 shares. Read SEC document |
| July 10, 2023 Filed Jul 11, 2023 11:47 UTC |
Denlinger MichaelPortfolio Manager
|
SaleShares of beneficial interest | 4,326 | $16.95 | $73,307.96 |
DisclosureSEC source: 0001518557-23-000001 · primary_doc.xml · nonDerivative · entry 1 Denlinger Michael · CIK 0001864804 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,548.3414 F1 · balance_after: The reporting person since the previous Form 4 filing has acquired and held under a dividend reinvestment plan an additional 329.8757 shares. Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 15:22 UTC |
Petty MichaelPortfolio Manager
|
SaleShares of beneficial interest | 0.3153 | $16.21 | $5.11 |
DisclosureSEC source: 0001518557-22-000005 · primary_doc.xml · nonDerivative · entry 1 Petty Michael · CIK 0001552954 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Reflects 0.3153 shares that were acquired and held under a dividend reinvestment plan. Read SEC document |
| November 21, 2022 Filed Nov 23, 2022 14:46 UTC |
Petty MichaelPortfolio Manager
|
SaleShares of beneficial interest | 1,709 | $16.15 | $27,600.52 |
DisclosureSEC source: 0001552954-22-000001 · primary_doc.xml · nonDerivative · entry 1 Petty Michael · CIK 0001552954 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.3153 F1 · shares: Reflects 709 shares that were acquired and held under a dividend reinvestment plan. Read SEC document |
| October 11, 2022 Filed Oct 11, 2022 15:24 UTC |
Denlinger MichaelPortfolio Manager
|
PurchaseShares of beneficial interest | 855 | $15.75 | $13,466.25 |
DisclosureSEC source: 0001518557-22-000004 · primary_doc.xml · nonDerivative · entry 1 Denlinger Michael · CIK 0001864804 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,544.4657 F1 · balance_after: The reporting person since the previous Form 4 filing has acquired and held under a dividend reinvestment plan an additional 169.5157 shares. Read SEC document |
| May 13, 2022 Filed May 16, 2022 09:51 UTC |
Denlinger MichaelPortfolio Manager
|
PurchaseShares of beneficial interest | 3,250 | $17.23 | $55,997.18 |
DisclosureSEC source: 0001568205-22-000001 · primary_doc.xml · nonDerivative · entry 1 Denlinger Michael · CIK 0001864804 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,519.95 F1 · balance_after: The reporting person since the previous Form 4 filing has acquired and held under a dividend reinvestment plan an additional 19.95 shares. Read SEC document |
| April 11, 2022 Filed Apr 12, 2022 09:37 UTC |
DIMELLA ROBERT APortfolio Manager
|
PurchaseShares of beneficial interest | 10,000 | $17.90 | $178,956.00 |
DisclosureSEC source: 0001518557-22-000003 · primary_doc.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| April 11, 2022 Filed Apr 12, 2022 13:31 UTC |
Sprauer ScottPortfolio Manager
|
PurchaseShare of beneficial interest | 2,000 | $17.89 | $35,780.00 |
DisclosureSEC source: 0001518557-22-000002 · primary_doc.xml · nonDerivative · entry 1 Sprauer Scott · CIK 0001552966 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 10:47 UTC |
Denlinger MichaelPortfolio Manager
|
PurchaseShares of beneficial interest | 4,250 | $18.15 | $77,141.33 |
DisclosureSEC source: 0001518557-22-000001 · primary_doc.xml · nonDerivative · entry 1 Denlinger Michael · CIK 0001864804 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,250 Read SEC document |
| May 21, 2021 Filed May 24, 2021 12:52 UTC |
Hung Yie-HsinDirector
|
PurchaseShares of beneficial interest | 400 | $22.39 | $8,956.00 |
DisclosureSEC source: 0001549066-21-000003 · primary_doc.xml · nonDerivative · entry 1 Hung Yie-Hsin · CIK 0001549066 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Read SEC document |
| May 12, 2021 Filed May 13, 2021 10:54 UTC |
PHLEGAR JEFFREY SCEO of Subadvisor
|
SaleShares of beneficial interest | 2,500 | $22.87 | $57,184.00 |
DisclosureSEC source: 0001285634-21-000001 · primary_doc.xml · nonDerivative · entry 1 PHLEGAR JEFFREY S · CIK 0001285634 · CEO of Subadvisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 12, 2021 Filed May 13, 2021 15:31 UTC |
Lawlor John JPortfolio Manager
|
SaleShares of beneficial interest | 3,000 | $22.66 | $67,986.30 |
DisclosureSEC source: 0001769190-21-000001 · primary_doc.xml · nonDerivative · entry 1 Lawlor John J · CIK 0001769190 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 10, 2021 Filed May 11, 2021 09:59 UTC |
DIMELLA ROBERT APortfolio Manager
|
SaleShares of beneficial interest | 244 | $22.84 | $5,571.96 |
DisclosureSEC source: 0001081496-21-000001 · primary_doc.xml · nonDerivative · entry 4 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.406 Read SEC document |
| May 10, 2021 Filed May 11, 2021 09:59 UTC |
DIMELLA ROBERT APortfolio Manager
|
SaleShares of beneficial interest | 320 | $22.83 | $7,306.59 |
DisclosureSEC source: 0001081496-21-000001 · primary_doc.xml · nonDerivative · entry 3 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244.406 Read SEC document |
| May 07, 2021 Filed May 11, 2021 09:59 UTC |
DIMELLA ROBERT APortfolio Manager
|
SaleShares of beneficial interest | 3,985 | $22.90 | $91,268.85 |
DisclosureSEC source: 0001081496-21-000001 · primary_doc.xml · nonDerivative · entry 2 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564.406 Read SEC document |
| May 07, 2021 Filed May 11, 2021 09:59 UTC |
DIMELLA ROBERT APortfolio Manager
|
SaleShares of beneficial interest | 5,233 | $22.90 | $119,852.45 |
DisclosureSEC source: 0001081496-21-000001 · primary_doc.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,549.406 F1 · balance_after: The reporting person previously filed a Form 5 on June 18, 2020, since that time the reporting person has acquired and held under a dividend reinvestment plan an additional 391.076 shares. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 18:37 UTC |
Hung Yie-HsinDirector
|
PurchaseShares of beneficial interest | 11,600 | $21.30 | $247,080.00 |
DisclosureSEC source: 0001549066-21-000002 · primary_doc.xml · nonDerivative · entry 1 Hung Yie-Hsin · CIK 0001549066 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,600 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 15:16 UTC |
CITIGROUP INC10% owner
|
OtherFixed Rate Municipal Term Preferred Shares, Series B | 350 | $100,000.00 | $35,000,000.00 |
DisclosureSEC source: 0001209191-20-063954 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: All Fixed Rate Municipal Term Preferred Shares, Series B ("Series B FMTP Shares") of the Fund have been called for redemption by the issuer on December 15, 2020. F2 · ownership.nature: These Series B FMTP Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 20:02 UTC |
CITIGROUP INC10% owner
|
OtherFixed Rate Municipal Term Preferred Shares, Series A | 350 | $100,000.00 | $35,000,000.00 |
DisclosureSEC source: 0001209191-20-037222 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: All Fixed Rate Municipal Term Preferred Shares, Series A ("Shares") of the Fund have been called for redemption by the issuer on June 15, 2020. F2 · ownership.nature: These Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp. Read SEC document |
| May 29, 2020 Filed Jun 18, 2020 13:26 UTC |
DIMELLA ROBERT APortfolio Manager
|
GrantShares of beneficial interest | 25.33 | $20.94 | $530.41 |
DisclosureSEC source: 0001081496-20-000002 · primary_doc.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,391.33 F1 · balance_after: Reflects 25.33 shares that were acquired and held under a dividend reinvestment plan and not previously reported on Form 4. Read SEC document |
| May 29, 2020 Filed Jun 18, 2020 17:44 UTC |
Petty MichaelPortfolio Manager
|
GrantShares of beneficial interest | 503.21 | $20.94 | $10,537.22 |
DisclosureSEC source: 0001552954-20-000001 · primary_doc.xml · nonDerivative · entry 1 Petty Michael · CIK 0001552954 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,503.21 F1 · balance_after: Reflects 503.21 shares that were acquired and held under a dividend reinvestment plan and not previously reported on Form 4. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 12:02 UTC |
DIMELLA ROBERT APortfolio Manager
|
SaleShares of beneficial interest | 2,040 | $21.90 | $44,676.00 |
DisclosureSEC source: 0001081496-20-000001 · primary_doc.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,366 F1 · balance_after: The reporting person filed a Form 4 on December 7, 2018 that inadvertently failed to include shares owned, 5,446 shares acquired and held under a dividend reinvestment plan. Read SEC document |
| March 07, 2019 Filed Jul 18, 2019 16:34 UTC |
Nolan Richard H JrDirector
|
PurchaseShares of beneficial interest | 25,000 | $20.30 | $507,500.00 |
DisclosureSEC source: 0001548043-19-000001 · primary_doc.xml · nonDerivative · entry 1 Nolan Richard H Jr · CIK 0001548043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 13:18 UTC |
DIMELLA ROBERT APortfolio Manager
|
SaleShare of beneficial interest | 4,936 | $20.03 | $98,868.08 |
DisclosureSEC source: 0001081496-18-000001 · primary_doc.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,960 Read SEC document |
| January 11, 2017 Filed Mar 2, 2017 17:40 UTC |
Fisher Stephen P.President
|
SaleShares of beneficial interest | 300 | $19.05 | $5,713.50 |
DisclosureSEC source: 0001548677-17-000001 · primary_doc.xml · nonDerivative · entry 8 Fisher Stephen P. · CIK 0001548677 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 11, 2017 Filed Mar 2, 2017 17:40 UTC |
Fisher Stephen P.President
|
SaleShares of beneficial interest | 1,900 | $19.04 | $36,176.00 |
DisclosureSEC source: 0001548677-17-000001 · primary_doc.xml · nonDerivative · entry 7 Fisher Stephen P. · CIK 0001548677 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 Read SEC document |
| January 11, 2017 Filed Mar 2, 2017 17:40 UTC |
Fisher Stephen P.President
|
SaleShares of beneficial interest | 2,150 | $19.03 | $40,914.50 |
DisclosureSEC source: 0001548677-17-000001 · primary_doc.xml · nonDerivative · entry 6 Fisher Stephen P. · CIK 0001548677 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Read SEC document |
| November 18, 2016 Filed Mar 2, 2017 17:40 UTC |
Fisher Stephen P.President
|
GrantShares of beneficial interest | 250 | $18.01 | $4,502.50 |
DisclosureSEC source: 0001548677-17-000001 · primary_doc.xml · nonDerivative · entry 5 Fisher Stephen P. · CIK 0001548677 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,350 Read SEC document |
| November 14, 2016 Filed Mar 2, 2017 17:40 UTC |
Fisher Stephen P.President
|
GrantShares of beneficial interest | 1,600 | $18.01 | $28,816.00 |
DisclosureSEC source: 0001548677-17-000001 · primary_doc.xml · nonDerivative · entry 4 Fisher Stephen P. · CIK 0001548677 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,100 Read SEC document |
| November 14, 2016 Filed Mar 2, 2017 17:40 UTC |
Fisher Stephen P.President
|
GrantShares of beneficial interest | 2,398 | $18.40 | $44,123.20 |
DisclosureSEC source: 0001548677-17-000001 · primary_doc.xml · nonDerivative · entry 3 Fisher Stephen P. · CIK 0001548677 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| November 11, 2016 Filed Mar 2, 2017 17:40 UTC |
Fisher Stephen P.President
|
GrantShares of beneficial interest | 102 | $18.44 | $1,880.88 |
DisclosureSEC source: 0001548677-17-000001 · primary_doc.xml · nonDerivative · entry 2 Fisher Stephen P. · CIK 0001548677 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102 Read SEC document |
| February 19, 2014 Filed Mar 2, 2017 17:40 UTC |
Fisher Stephen P.President
|
SaleShares of beneficial interest | 2,000 | $16.91 | $33,823.60 |
DisclosureSEC source: 0001548677-17-000001 · primary_doc.xml · nonDerivative · entry 1 Fisher Stephen P. · CIK 0001548677 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.