Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 4 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 26, 2026 Filed Aug 26, 2026 20:05 UTC |
MetLife Investment Management, LLC10% owner
|
PurchaseSeries H Mandatory Redeemable Preferred Shares | 43,600 | $25.00 | $1,090,000.00 |
DisclosureSEC source: 0000905148-26-003936 · form4.xml · nonDerivative · entry 8 MetLife Investment Management, LLC · CIK 0001529735 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 43,600 F2 · ownership.direct: These securities are held directly by clients for whom the Reporting Person serves as investment manager. F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. F2 · ownership.nature: These securities are held directly by clients for whom the Reporting Person serves as investment manager. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 20:05 UTC |
MetLife Investment Management, LLC10% owner
|
PurchaseSeries H Mandatory Redeemable Preferred Shares | 16,000 | $25.00 | $400,000.00 |
DisclosureSEC source: 0000905148-26-003936 · form4.xml · nonDerivative · entry 7 MetLife Investment Management, LLC · CIK 0001529735 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 16,000 F2 · ownership.direct: These securities are held directly by clients for whom the Reporting Person serves as investment manager. F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. F2 · ownership.nature: These securities are held directly by clients for whom the Reporting Person serves as investment manager. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 20:05 UTC |
MetLife Investment Management, LLC10% owner
|
PurchaseSeries H Mandatory Redeemable Preferred Shares | 134,400 | $25.00 | $3,360,000.00 |
DisclosureSEC source: 0000905148-26-003936 · form4.xml · nonDerivative · entry 6 MetLife Investment Management, LLC · CIK 0001529735 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 134,400 F2 · ownership.direct: These securities are held directly by clients for whom the Reporting Person serves as investment manager. F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. F2 · ownership.nature: These securities are held directly by clients for whom the Reporting Person serves as investment manager. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 20:05 UTC |
MetLife Investment Management, LLC10% owner
|
PurchaseSeries H Mandatory Redeemable Preferred Shares | 96,000 | $25.00 | $2,400,000.00 |
DisclosureSEC source: 0000905148-26-003936 · form4.xml · nonDerivative · entry 5 MetLife Investment Management, LLC · CIK 0001529735 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 96,000 F2 · ownership.direct: These securities are held directly by clients for whom the Reporting Person serves as investment manager. F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. F2 · ownership.nature: These securities are held directly by clients for whom the Reporting Person serves as investment manager. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| August 24, 2026 Filed Aug 26, 2026 19:05 UTC | OtherMandatory Redeemable Preferred Shares, Serie D | 400,000 | $25.00 | $10,000,000.00 |
DisclosureSEC source: 0000314984-26-000033 · primary_doc.xml · nonDerivative · entry 1 THRIVENT FINANCIAL FOR LUTHERANS · CIK 0000314984 · 0% 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The Series D Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share. Read SEC document |
|
| August 24, 2026 Filed Aug 26, 2026 20:05 UTC |
MetLife Investment Management, LLC10% owner
|
OtherSeries D Mandatory Redeemable Preferred Shares | 44,000 | $25.00 | $1,100,000.00 |
DisclosureSEC source: 0000905148-26-003936 · form4.xml · nonDerivative · entry 4 MetLife Investment Management, LLC · CIK 0001529735 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: These Series D Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-9 thereunder. F2 · ownership.direct: These securities are held directly by clients for whom the Reporting Person serves as investment manager. F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. F2 · ownership.nature: These securities are held directly by clients for whom the Reporting Person serves as investment manager. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| August 24, 2026 Filed Aug 26, 2026 20:05 UTC |
MetLife Investment Management, LLC10% owner
|
OtherSeries D Mandatory Redeemable Preferred Shares | 44,000 | $25.00 | $1,100,000.00 |
DisclosureSEC source: 0000905148-26-003936 · form4.xml · nonDerivative · entry 3 MetLife Investment Management, LLC · CIK 0001529735 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: These Series D Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-9 thereunder. F2 · ownership.direct: These securities are held directly by clients for whom the Reporting Person serves as investment manager. F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. F2 · ownership.nature: These securities are held directly by clients for whom the Reporting Person serves as investment manager. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| August 24, 2026 Filed Aug 26, 2026 20:05 UTC |
MetLife Investment Management, LLC10% owner
|
OtherSeries D Mandatory Redeemable Preferred Shares | 144,000 | $25.00 | $3,600,000.00 |
DisclosureSEC source: 0000905148-26-003936 · form4.xml · nonDerivative · entry 2 MetLife Investment Management, LLC · CIK 0001529735 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: These Series D Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-9 thereunder. F2 · ownership.direct: These securities are held directly by clients for whom the Reporting Person serves as investment manager. F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. F2 · ownership.nature: These securities are held directly by clients for whom the Reporting Person serves as investment manager. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| August 24, 2026 Filed Aug 26, 2026 20:05 UTC |
MetLife Investment Management, LLC10% owner
|
OtherSeries D Mandatory Redeemable Preferred Shares | 288,000 | $25.00 | $7,200,000.00 |
DisclosureSEC source: 0000905148-26-003936 · form4.xml · nonDerivative · entry 1 MetLife Investment Management, LLC · CIK 0001529735 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: These Series D Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-9 thereunder. F2 · ownership.direct: These securities are held directly by clients for whom the Reporting Person serves as investment manager. F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. F2 · ownership.nature: These securities are held directly by clients for whom the Reporting Person serves as investment manager. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| August 11, 2025 Filed Aug 11, 2025 18:47 UTC |
Mickey MarkFormerChief Compliance Officer
|
SaleCommon Stock | 2,000 | $10.90 | $21,802.00 |
DisclosureSEC source: 0001343519-25-000002 · primary_doc.xml · nonDerivative · entry 1 Mickey Mark · CIK 0001343519 · FormerChief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:09 UTC |
MetLife Investment Management, LLC10% owner
|
PurchaseSeries G Mandatory Redeemable Preferred Shares | 108,000 | $25.00 | $2,700,000.00 |
DisclosureSEC source: 0000905148-24-002542 · form4.xml · nonDerivative · entry 3 MetLife Investment Management, LLC · CIK 0001529735 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 108,000 F1 · ownership.direct: These Series G Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.nature: These Series G Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:09 UTC |
MetLife Investment Management, LLC10% owner
|
PurchaseSeries G Mandatory Redeemable Preferred Shares | 68,000 | $25.00 | $1,700,000.00 |
DisclosureSEC source: 0000905148-24-002542 · form4.xml · nonDerivative · entry 2 MetLife Investment Management, LLC · CIK 0001529735 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 68,000 F1 · ownership.direct: These Series G Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.nature: These Series G Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:09 UTC |
MetLife Investment Management, LLC10% owner
|
PurchaseSeries G Mandatory Redeemable Preferred Shares | 624,000 | $25.00 | $15,600,000.00 |
DisclosureSEC source: 0000905148-24-002542 · form4.xml · nonDerivative · entry 1 MetLife Investment Management, LLC · CIK 0001529735 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 624,000 F1 · ownership.direct: These Series G Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.nature: These Series G Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 14, 2024 Filed Feb 15, 2024 16:11 UTC |
Mickey MarkChief Compliance Officer
|
SaleCommon Stock | 500 | $11.89 | $5,944.40 |
DisclosureSEC source: 0001343519-24-000001 · primary_doc.xml · nonDerivative · entry 1 Mickey Mark · CIK 0001343519 · Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 16:14 UTC |
Mickey MarkChief Compliance Officer
|
PurchaseCommon Stock | 500 | $10.05 | $5,022.50 |
DisclosureSEC source: 0001343519-23-000003 · primary_doc.xml · nonDerivative · entry 1 Mickey Mark · CIK 0001343519 · Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| February 13, 2023 Filed Nov 14, 2023 19:49 UTC |
Behan RobertVice President
|
OtherCommon | 1,147.1934 | $12.68 | $14,546.53 |
DisclosureSEC source: 0001650031-23-000005 · primary_doc.xml · nonDerivative · entry 4 Behan Robert · CIK 0001650031 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 02, 2023 Filed Nov 14, 2023 19:49 UTC |
Behan RobertVice President
|
OtherCommon | 1,147.1934 | $0.00 | $0.00 |
DisclosureSEC source: 0001650031-23-000005 · primary_doc.xml · nonDerivative · entry 3 Behan Robert · CIK 0001650031 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,147.1934 Read SEC document |
| January 10, 2023 Filed Nov 14, 2023 19:49 UTC |
Behan RobertVice President
|
OtherCommon | 2,901.5623 | $11.40 | $33,078.10 |
DisclosureSEC source: 0001650031-23-000005 · primary_doc.xml · nonDerivative · entry 2 Behan Robert · CIK 0001650031 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 22, 2022 Filed Nov 14, 2023 19:49 UTC |
Behan RobertVice President
|
OtherCommon | 2,901.5623 | $0.00 | $0.00 |
DisclosureSEC source: 0001650031-23-000005 · primary_doc.xml · nonDerivative · entry 1 Behan Robert · CIK 0001650031 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,901.5623 Read SEC document |
| May 24, 2022 Filed May 26, 2022 22:42 UTC |
MetLife Investment Management, LLC10% owner
|
PurchaseSeries E Mandatory Redeemable Preferred Shares | 740,000 | $25.00 | $18,500,000.00 |
DisclosureSEC source: 0001140361-22-020872 · form4.xml · nonDerivative · entry 1 MetLife Investment Management, LLC · CIK 0001529735 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 740,000 F1 · ownership.direct: These Mandatory Redeemable Preferred Shares are held directly by Metropolitan Life Insurance Company. The Reporting Person serves as investment manager to Metropolitan Life Insurance Company. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · ownership.nature: These Mandatory Redeemable Preferred Shares are held directly by Metropolitan Life Insurance Company. The Reporting Person serves as investment manager to Metropolitan Life Insurance Company. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 22:57 UTC |
Mickey MarkChief Compliance Officer
|
SaleCommon Stock | 2,000 | $14.30 | $28,608.00 |
DisclosureSEC source: 0001671788-20-000001 · primary_doc.xml · nonDerivative · entry 1 Mickey Mark · CIK 0001343519 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 18:34 UTC |
Wennlund LloydDirector
|
PurchaseCommon Stock | 4,199 | $11.93 | $50,111.29 |
DisclosureSEC source: 0001747093-20-000002 · primary_doc.xml · nonDerivative · entry 2 Wennlund Lloyd · CIK 0001747093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,200 Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 18:34 UTC |
Wennlund LloydDirector
|
PurchaseCommon Stock | 1 | $11.94 | $11.94 |
DisclosureSEC source: 0001747093-20-000002 · primary_doc.xml · nonDerivative · entry 1 Wennlund Lloyd · CIK 0001747093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 16:19 UTC |
TRIPPLE DAVID DDirector
|
SaleCommon Stock | 300 | $11.49 | $3,446.82 |
DisclosureSEC source: 0001536407-19-000005 · primary_doc.xml · nonDerivative · entry 1 TRIPPLE DAVID D · CIK 0001010506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 22:28 UTC |
CALAMOS JOHN P SRDirector · President and Global CIO
Calamos Advisors LLCInvestment Advisor
|
SaleCommon Stock | 23,727 | $10.91 | $258,935.12 |
DisclosureSEC source: 0001316507-17-000002 · primary_doc.xml · nonDerivative · entry 2 CALAMOS JOHN P SR · CIK 0001248580 · Director · President and Global CIO Calamos Advisors LLC · CIK 0001316507 · Investment Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Calamos Advisors LLC Disclosed balance after: 0 F1 · security: THE SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS CONVERTIBLE AND HIGH INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH OWNS A CONTROLLING INTEREST IN CALAMOS PARTNERS LLC, WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 22:28 UTC |
CALAMOS JOHN P SRDirector · President and Global CIO
Calamos Advisors LLCInvestment Advisor
|
SaleCommon Stock | 20,636 | $10.89 | $224,748.74 |
DisclosureSEC source: 0001316507-17-000002 · primary_doc.xml · nonDerivative · entry 1 CALAMOS JOHN P SR · CIK 0001248580 · Director · President and Global CIO Calamos Advisors LLC · CIK 0001316507 · Investment Advisor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Calamos Advisors LLC Disclosed balance after: 23,727 F1 · security: THE SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT DISPOSITIONS MADE BY CALAMOS ADVISORS LLC (CAL), CALAMOS CONVERTIBLE AND HIGH INCOME FUND'S INVESTMENT ADVISOR. CAL IS A WHOLLY OWNED SUBSIDIARY OF CALAMOS INVESTMENTS LLC (CILLC). JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH OWNS A CONTROLLING INTEREST IN CALAMOS PARTNERS LLC, WHICH IN TURN OWNS 77.8% OF CILLC, AND IS THE CHAIRMAN AND GLOBAL CIO OF CALAMOS ASSET MANAGEMENT, INC., WHICH OWNS 22.2% OF, AND IS THE SOLE MANAGER OF, CILLC. AS A RESULT, JOHN P. CALAMOS, SR. IS REQUIRED TO FILE THIS FORM 4 TO REFLECT INDIRECT BENEFICIAL OWNERSHIP OF SHARES OWNED BY CAL. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:40 UTC |
TIMBERS STEPHEN BDirector
|
PurchaseCommon Stock | 9,000 | $10.47 | $94,194.00 |
DisclosureSEC source: 0001192066-16-000001 · primary_doc.xml · nonDerivative · entry 1 TIMBERS STEPHEN B · CIK 0001192066 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.