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organization · Reporting owner

Citibank, N.A.

Disclosed activity across 6 companies

Tapewire entity
17493
SEC CIK
0000036684

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
INTERSIL CORP/DEISIL · Entity 17486DirectorSeptember 20, 2005September 21, 2005
MACDERMID INCMRD · Entity 17738DirectorSeptember 22, 2003September 23, 2003

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INTERSIL CORP/DE

Report date September 20, 2005 · Filed September 21, 2005

Jointly reported with CITIGROUP INC, Citicorp LLC, CITICORP VENTURE CAPITAL LTD

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, par value $0.01SEC Table I · non-derivativeIndirectBy Subsidiary346,488 Reported balance After 2005-09-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2005-09-20 · Sale · Disposed 15,308 · Balance 346,488

F1: The securities reported herein are directly beneficially owned by an affiliate of Citicorp Venture Capital Ltd. ("CVC").

F2: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: The securities reported herein are directly beneficially owned by an affiliate of Citicorp Venture Capital Ltd. ("CVC").

F2: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

MACDERMID INC

Report date September 22, 2003 · Filed September 23, 2003

Jointly reported with CITIGROUP INC, CITIGROUP HOLDINGS CO, CITICORP, CITICORP VENTURE CAPITAL LTD

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2003-09-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2003-09-22 · Disposition to issuer · Disposed 851,720 · Balance 0

F1: The disposition of 851,720 shares reported herein represents shares of Common Stock that were, prior to the disposition, directly beneficially owned by Citicorp Venture Capital ("CVC").

F2: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: The disposition of 851,720 shares reported herein represents shares of Common Stock that were, prior to the disposition, directly beneficially owned by Citicorp Venture Capital ("CVC").

F2: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2004-08-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy Citicorp Venture Capital Ltd.0 Reported balance After 2004-08-04 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2004-08-04 · Other · Disposed 9,153,995 · Balance 0

F1: See General Remarks.

F2: CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

8% Convertible Subordinated Notes Due 2001SEC Table II · derivative / convertible securityIndirectBy Citicorp Mezzanine III, L.P.Not disclosed Reported balance After 2004-08-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2004-08-04 · Other · Disposed Not disclosed · Balance Not disclosed

F3: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011.

F4: Citicorp Capital Investors, Limited ("CCI") is the general partner of Citicorp Mezzanine III, L.P. CCI is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Capital Investors, Limited disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: See General Remarks.

F2: CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

F3: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011.

F4: Citicorp Capital Investors, Limited ("CCI") is the general partner of Citicorp Mezzanine III, L.P. CCI is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Capital Investors, Limited disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

EBS BUILDING LLC

Report date December 31, 2004 · Filed March 08, 2005 · Amendment

Jointly reported with CITIGROUP INC, CITIGROUP HOLDINGS CO, CITICORP, CITICORP NORTH AMERICA INC

Section 16 reporting ended · disclosed 2005-02-14. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Membership UnitsSEC Table I · non-derivativeIndirectBy Subsidiary1,597,450 Reported balance Holding disclosure · report date 2004-12-31 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance 1,597,450

F1: The Class A Membership Units ("Class A") reported herein represent (i) 841,524 Class A directly beneficially owned by Citibank, N.A. and (ii) 755,926 Class A directly beneficially owned by Citicorp North America, Inc. ("CNA").

F2: Citicorp is the sole stockholder of each of CNA and Citibank, N.A. Citigroup Holdings Company ("Citigroup Holdings") is the sole stockholder of Citicorp. Citigroup Inc. ("Citigroup") is the sole stockholder of Citigroup Holdings. Citicorp, Citigroup Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Class A Membership Units ("Class A") reported herein represent (i) 841,524 Class A directly beneficially owned by Citibank, N.A. and (ii) 755,926 Class A directly beneficially owned by Citicorp North America, Inc. ("CNA").

F2: Citicorp is the sole stockholder of each of CNA and Citibank, N.A. Citigroup Holdings Company ("Citigroup Holdings") is the sole stockholder of Citicorp. Citigroup Inc. ("Citigroup") is the sole stockholder of Citigroup Holdings. Citicorp, Citigroup Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

KEMET CORP

Report date August 11, 2003 · Filed September 12, 2003 · Amendment

Jointly reported with CITIGROUP INC, CITIGROUP HOLDINGS CO, CITICORP, CITICORP VENTURE CAPITAL LTD

Section 16 reporting ended · disclosed 2003-09-12. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Subsidiary5,285,820 Reported balance After 2003-08-11 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2003-08-11 · Sale · Disposed 35,000 · Balance 5,285,820

F1: The common stock reported herein is directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: The common stock reported herein is directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein.

STRATOS INTERNATIONAL INC

Report date September 20, 2005 · Filed October 11, 2005 · Amendment

Jointly reported with CITIGROUP INC, Citicorp LLC, CITICORP VENTURE CAPITAL LTD

Section 16 reporting ended · disclosed 2005-09-28. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01SEC Table I · non-derivativeIndirectBy Subsidiary1,533,867 Reported balance After 2005-09-20 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2005-09-20 · Sale · Disposed 12,779 · Balance 1,533,867

F1: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 27, 2005 Filed Sep 28, 2005 19:35 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 23,397 $5.88 $137,574.36
Disclosure

SEC source: 0001181431-05-053780 · rrd93183.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · See General Remarks.

Citicorp Holdings Inc. · CIK 0001336397 · See General Remarks.

CITIBANK NA · CIK 0000036684 · See General Remarks.

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · See General Remarks.

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,448,207

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 26, 2005 Filed Sep 27, 2005 17:21 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 35,582 $5.85 $208,154.70
Disclosure

SEC source: 0001181431-05-053565 · rrd93067.xml · nonDerivative · entry 2

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,471,604

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 23, 2005 Filed Sep 27, 2005 17:21 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 22,160 $5.85 $129,636.00
Disclosure

SEC source: 0001181431-05-053565 · rrd93067.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,507,186

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 21, 2005 Filed Sep 22, 2005 19:20 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 15,300 $5.95 $91,035.00
Disclosure

SEC source: 0001181431-05-052964 · rrd92763.xml · nonDerivative · entry 2

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,529,346

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 20, 2005 Filed Sep 21, 2005 22:21 UTC INTERSIL CORP/DE ISIL · Entity 17486 SaleClass A Common Stock, par value $0.01 15,308 $21.47 $328,662.76
Disclosure

SEC source: 0001181431-05-052806 · rrd92637.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · Director

Citicorp Holdings Inc. · CIK 0001336397 · Director

CITIBANK NA · CIK 0000036684 · Director

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 346,488

F1 · balance_after: The securities reported herein are directly beneficially owned by an affiliate of Citicorp Venture Capital Ltd. ("CVC").

F2 · ownership.nature: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 20, 2005 Filed Sep 22, 2005 19:20 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 2,000 $6.03 $12,060.00
Disclosure

SEC source: 0001181431-05-052964 · rrd92763.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,544,646

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 20, 2005 Filed Oct 11, 2005 16:32 UTC Amendment STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 12,779 $6.04 $77,185.16
Disclosure

SEC source: 0001181431-05-056136 · rrd94291.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,533,867

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 19, 2005 Filed Sep 20, 2005 20:37 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 15,428 $6.01 $92,722.28
Disclosure

SEC source: 0001181431-05-052578 · rrd92460.xml · nonDerivative · entry 2

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,546,646

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 16, 2005 Filed Sep 19, 2005 19:16 UTC INTERSIL CORP/DE ISIL · Entity 17486 SaleClass A Common Stock, par value $0.01 23,000 $21.51 $494,730.00
Disclosure

SEC source: 0001181431-05-052323 · rrd92325.xml · nonDerivative · entry 2

CITIGROUP INC · CIK 0000831001 · Director

Citicorp Holdings Inc. · CIK 0001336397 · Director

CITIBANK NA · CIK 0000036684 · Director

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 361,796

F1 · balance_after: The securities reported herein are directly beneficially owned by an affiliate of Citicorp Venture Capital Ltd. ("CVC").

F2 · ownership.nature: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 16, 2005 Filed Sep 20, 2005 20:37 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 10,500 $6.00 $63,000.00
Disclosure

SEC source: 0001181431-05-052578 · rrd92460.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,562,074

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 15, 2005 Filed Sep 16, 2005 19:06 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 3,600 $6.00 $21,600.00
Disclosure

SEC source: 0001181431-05-052133 · rrd92246.xml · nonDerivative · entry 2

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,572,574

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 15, 2005 Filed Sep 19, 2005 19:16 UTC INTERSIL CORP/DE ISIL · Entity 17486 SaleClass A Common Stock, par value $0.01 40,470 $21.42 $866,867.40
Disclosure

SEC source: 0001181431-05-052323 · rrd92325.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · Director

Citicorp Holdings Inc. · CIK 0001336397 · Director

CITIBANK NA · CIK 0000036684 · Director

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 384,796

F1 · balance_after: The securities reported herein are directly beneficially owned by an affiliate of Citicorp Venture Capital Ltd. ("CVC").

F2 · ownership.nature: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 14, 2005 Filed Sep 15, 2005 20:16 UTC INTERSIL CORP/DE ISIL · Entity 17486 SaleClass A Common Stock, par value $0.01 5,552 $21.50 $119,368.00
Disclosure

SEC source: 0001181431-05-051951 · rrd92038.xml · nonDerivative · entry 2

CITIGROUP INC · CIK 0000831001 · Director

Citicorp Holdings Inc. · CIK 0001336397 · Director

CITIBANK NA · CIK 0000036684 · Director

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 425,266

F1 · balance_after: The securities reported herein are directly beneficially owned by an affiliate of Citicorp Venture Capital Ltd. ("CVC").

F2 · ownership.nature: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 14, 2005 Filed Sep 16, 2005 19:06 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 37,600 $5.92 $222,592.00
Disclosure

SEC source: 0001181431-05-052133 · rrd92246.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,576,174

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

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September 13, 2005 Filed Sep 15, 2005 20:12 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 13,811 $5.79 $79,965.69
Disclosure

SEC source: 0001181431-05-051949 · rrd92017.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,613,774

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

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September 13, 2005 Filed Sep 15, 2005 20:16 UTC INTERSIL CORP/DE ISIL · Entity 17486 SaleClass A Common Stock, par value $0.01 218,800 $21.55 $4,715,140.00
Disclosure

SEC source: 0001181431-05-051951 · rrd92038.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · Director

Citicorp Holdings Inc. · CIK 0001336397 · Director

CITIBANK NA · CIK 0000036684 · Director

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 430,818

F1 · balance_after: The securities reported herein are directly beneficially owned by an affiliate of Citicorp Venture Capital Ltd. ("CVC").

F2 · ownership.nature: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 12, 2005 Filed Sep 13, 2005 20:22 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 33,600 $5.74 $192,864.00
Disclosure

SEC source: 0001181431-05-051581 · rrd91831.xml · nonDerivative · entry 2

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,627,585

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 09, 2005 Filed Sep 13, 2005 20:22 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 28,476 $5.50 $156,618.00
Disclosure

SEC source: 0001181431-05-051581 · rrd91831.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,661,185

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 09, 2005 Filed Sep 14, 2005 19:20 UTC INTERSIL CORP/DE ISIL · Entity 17486 SaleClass A Common Stock, par value $0.01 130,500 $21.56 $2,813,580.00
Disclosure

SEC source: 0001181431-05-051749 · rrd92007.xml · nonDerivative · entry 2

CITIGROUP INC · CIK 0000831001 · Director

Citicorp Holdings Inc. · CIK 0001336397 · Director

CITIBANK NA · CIK 0000036684 · Director

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 649,618

F1 · balance_after: The securities reported herein are directly beneficially owned by an affiliate of Citicorp Venture Capital Ltd. ("CVC").

F2 · ownership.nature: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 08, 2005 Filed Sep 14, 2005 19:20 UTC INTERSIL CORP/DE ISIL · Entity 17486 SaleClass A Common Stock, par value $0.01 270,000 $21.55 $5,818,500.00
Disclosure

SEC source: 0001181431-05-051749 · rrd92007.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · Director

Citicorp Holdings Inc. · CIK 0001336397 · Director

CITIBANK NA · CIK 0000036684 · Director

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 780,118

F1 · balance_after: The securities reported herein are directly beneficially owned by an affiliate of Citicorp Venture Capital Ltd. ("CVC").

F2 · ownership.nature: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 07, 2005 Filed Sep 8, 2005 21:42 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 5,530 $5.51 $30,470.30
Disclosure

SEC source: 0001181431-05-050999 · rrd91553.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,689,661

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 06, 2005 Filed Sep 7, 2005 20:22 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 81,000 $5.50 $445,500.00
Disclosure

SEC source: 0001181431-05-050713 · rrd91420.xml · nonDerivative · entry 2

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,695,191

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 02, 2005 Filed Sep 7, 2005 20:22 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 13,963 $5.52 $77,075.76
Disclosure

SEC source: 0001181431-05-050713 · rrd91420.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,776,191

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
September 01, 2005 Filed Sep 2, 2005 19:44 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 10,585 $5.50 $58,217.50
Disclosure

SEC source: 0001181431-05-050212 · rrd91211.xml · nonDerivative · entry 2

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,790,154

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
August 31, 2005 Filed Sep 2, 2005 19:44 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 9,895 $5.51 $54,521.45
Disclosure

SEC source: 0001181431-05-050212 · rrd91211.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,800,739

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
August 30, 2005 Filed Sep 1, 2005 19:03 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 280,271 $5.51 $1,544,293.21
Disclosure

SEC source: 0001181431-05-049876 · rrd91036.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,810,634

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
August 29, 2005 Filed Aug 30, 2005 22:50 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 227,000 $5.50 $1,248,500.00
Disclosure

SEC source: 0001181431-05-049609 · rrd90849.xml · nonDerivative · entry 2

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,090,905

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
August 26, 2005 Filed Aug 30, 2005 22:50 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 4,322 $5.52 $23,857.44
Disclosure

SEC source: 0001181431-05-049609 · rrd90849.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,317,905

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
August 25, 2005 Filed Aug 29, 2005 20:46 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 19,314 $5.56 $107,385.84
Disclosure

SEC source: 0001181431-05-049335 · rrd90713.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,322,227

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
August 24, 2005 Filed Aug 25, 2005 20:52 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 15,000 $5.51 $82,650.00
Disclosure

SEC source: 0001181431-05-048866 · rrd90456.xml · nonDerivative · entry 2

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,341,541

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
August 23, 2005 Filed Aug 25, 2005 20:52 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 5,100 $5.50 $28,050.00
Disclosure

SEC source: 0001181431-05-048866 · rrd90456.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,356,541

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
August 22, 2005 Filed Aug 23, 2005 20:08 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 5,000 $5.51 $27,550.00
Disclosure

SEC source: 0001181431-05-048419 · rrd90201.xml · nonDerivative · entry 2

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,361,641

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
August 19, 2005 Filed Aug 23, 2005 20:08 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 6,100 $5.55 $33,855.00
Disclosure

SEC source: 0001181431-05-048419 · rrd90201.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,366,641

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

Read SEC document
August 18, 2005 Filed Aug 19, 2005 21:31 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 3,910 $5.60 $21,896.00
Disclosure

SEC source: 0001181431-05-048033 · rrd89978.xml · nonDerivative · entry 2

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,372,741

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. See General Remarks.

Read SEC document
August 17, 2005 Filed Aug 19, 2005 21:31 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 58,500 $5.49 $321,165.00
Disclosure

SEC source: 0001181431-05-048033 · rrd89978.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,376,651

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. See General Remarks.

Read SEC document
August 16, 2005 Filed Aug 17, 2005 20:56 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 18,998 $5.50 $104,489.00
Disclosure

SEC source: 0001181431-05-047513 · rrd89679.xml · nonDerivative · entry 2

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,435,151

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. See General Remarks.

Read SEC document
August 15, 2005 Filed Aug 17, 2005 20:56 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 SaleCommon Stock, par value $0.01 20,700 $5.50 $113,850.00
Disclosure

SEC source: 0001181431-05-047513 · rrd89679.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

Citicorp Holdings Inc. · CIK 0001336397 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,454,149

F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. See General Remarks.

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April 04, 2005 Filed May 31, 2005 17:21 UTC STRATOS INTERNATIONAL INC STLW · Entity 17491 GiftCommon Stock, par value $0.01 1,200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-05-031817 · rrd78914.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner

CITICORP · CIK 0000020405 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,474,849

F1 · price: not applicable

F2 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp. Citicorp is a wholly owned subsidiary of Citigroup Holdings Company ("CHC"). CHC is a wholly owned subsidiary of Citigroup. Citigroup, CHC, Citicorp and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

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November 04, 2004 Filed Feb 14, 2005 14:59 UTC EBS BUILDING LLC XXEBB · Entity 17554 SaleClass A Membership Units 1,597,450 $1.16 $1,853,042.00
Disclosure

SEC source: 0001181431-05-009470 · rrd67751.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · See General Remarks.

CITIGROUP HOLDINGS CO · CIK 0001105742 · See General Remarks.

CITICORP · CIK 0000020405 · See General Remarks.

CITICORP NORTH AMERICA INC · CIK 0000839424 · See General Remarks.

CITIBANK NA · CIK 0000036684 · See General Remarks.

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · shares: On November 4, 2004, Citibank, N.A. sold 755,926 Class A Membership Units and Citicorp North America, Inc. ("CNA") sold 804,024 Class A Membership Units in a privately negotiated transaction.

F2 · ownership.nature: Citicorp is the sole stockholder of each of CNA and Citibank, N.A. Citigroup Holdings Company ("Citigroup Holdings") is the sole stockholder of Citicorp. Citigroup Inc. ("Citigroup") is the sole stockholder of Citigroup Holdings. Citicorp, Citigroup Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

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August 04, 2004 Filed Aug 23, 2004 16:55 UTC CHIPPAC INC CHPC · Entity 17624 Other8% Convertible Subordinated Notes Due 2001 · Derivative Not disclosed Not disclosed $50,000,000.00
Disclosure

SEC source: 0001181431-04-041298 · rrd50430.xml · derivative · entry 2

CITIGROUP INC · CIK 0000831001 · See General Remarks.

CITIGROUP HOLDINGS CO · CIK 0001105742 · See General Remarks.

CITICORP · CIK 0000020405 · See General Remarks.

CITIBANK NA · CIK 0000036684 · See General Remarks.

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · See General Remarks.

Citicorp Capital Investors, LTD · CIK 0001300330 · See General Remarks.

CITICORP MEZZANINE III L P · CIK 0001098417 · See General Remarks.

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Citicorp Mezzanine III, L.P.

Disclosed balance after: Not disclosed

Underlying: Class A Common Stock, $0.01 par value · 5,020,081 shares

Expires not disclosed

F3 · derivative.exercise_price: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011.

F3 · kind: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011.

F3 · price: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011.

F3 · derivative.exercise_date: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011.

F3 · derivative.expiration_date: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011.

F4 · ownership.nature: Citicorp Capital Investors, Limited ("CCI") is the general partner of Citicorp Mezzanine III, L.P. CCI is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Capital Investors, Limited disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

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August 04, 2004 Filed Aug 23, 2004 16:55 UTC CHIPPAC INC CHPC · Entity 17624 OtherClass A Common Stock, $0.01 par value 9,153,995 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-04-041298 · rrd50430.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · See General Remarks.

CITIGROUP HOLDINGS CO · CIK 0001105742 · See General Remarks.

CITICORP · CIK 0000020405 · See General Remarks.

CITIBANK NA · CIK 0000036684 · See General Remarks.

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · See General Remarks.

Citicorp Capital Investors, LTD · CIK 0001300330 · See General Remarks.

CITICORP MEZZANINE III L P · CIK 0001098417 · See General Remarks.

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Citicorp Venture Capital Ltd.

Disclosed balance after: 0

F1 · kind: See General Remarks.

F1 · price: See General Remarks.

F2 · ownership.nature: CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

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December 04, 2003 Filed Dec 8, 2003 16:06 UTC CHIPPAC INC CHPC · Entity 17624 SaleClass A Common Stock, $0.01 par value 21,250 $8.02 $170,425.00
Disclosure

SEC source: 0001181431-03-034543 · rrd24947.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner

CITICORP · CIK 0000020405 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 9,153,995

F1 · ownership.nature: Represents (i) 9,153,995 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

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December 03, 2003 Filed Dec 5, 2003 10:12 UTC CHIPPAC INC CHPC · Entity 17624 SaleClass A Common Stock, $0.01 par value 850,000 $8.03 $6,825,500.00
Disclosure

SEC source: 0001181431-03-034239 · rrd24662.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner

CITICORP · CIK 0000020405 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 9,175,245

F1 · ownership.nature: Represents (i) 9,175,245 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

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December 02, 2003 Filed Dec 4, 2003 10:32 UTC CHIPPAC INC CHPC · Entity 17624 SaleClass A Common Stock, $0.01 par value 850,000 $7.95 $6,757,500.00
Disclosure

SEC source: 0001181431-03-034040 · rrd24443.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner

CITICORP · CIK 0000020405 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 10,025,245

F1 · ownership.nature: Represents (i) 10,025,245 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

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December 01, 2003 Filed Dec 3, 2003 10:48 UTC CHIPPAC INC CHPC · Entity 17624 SaleClass A Common Stock, $0.01 par value 800,700 $7.80 $6,245,460.00
Disclosure

SEC source: 0001181431-03-033832 · rrd24367.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner

CITICORP · CIK 0000020405 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 10,875,245

F1 · ownership.nature: Represents (i) 10,875,245 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

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November 28, 2003 Filed Dec 2, 2003 10:46 UTC CHIPPAC INC CHPC · Entity 17624 SaleClass A Common Stock, $0.01 par value 28,050 $7.75 $217,387.50
Disclosure

SEC source: 0001181431-03-033557 · rrd24292.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner

CITICORP · CIK 0000020405 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 11,675,945

F1 · ownership.nature: Represents (i) 11,675,945 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

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November 20, 2003 Filed Nov 24, 2003 15:27 UTC CHIPPAC INC CHPC · Entity 17624 SaleClass A Common Stock, $0.01 par value 66,250 $7.77 $514,762.50
Disclosure

SEC source: 0001181431-03-032625 · rrd23734.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner

CITICORP · CIK 0000020405 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 11,703,995

F1 · ownership.nature: Represents (i) 11,703,995 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

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November 18, 2003 Filed Nov 19, 2003 16:00 UTC CHIPPAC INC CHPC · Entity 17624 SaleClass A Common Stock, $0.01 par value 186,250 $7.43 $1,383,837.50
Disclosure

SEC source: 0001181431-03-031798 · rrd23303.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner

CITICORP · CIK 0000020405 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 11,770,245

F1 · ownership.nature: Represents (i) 11,770,245 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

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November 17, 2003 Filed Nov 18, 2003 15:26 UTC CHIPPAC INC CHPC · Entity 17624 SaleClass A Common Stock, $0.01 par value 40,000 $7.32 $292,800.00
Disclosure

SEC source: 0001181431-03-031587 · rrd23187.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner

CITICORP · CIK 0000020405 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 11,956,495

F1 · ownership.nature: Represents (i) 11,956,495 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

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November 14, 2003 Filed Nov 17, 2003 16:20 UTC CHIPPAC INC CHPC · Entity 17624 SaleClass A Common Stock, $0.01 par value 38,750 $7.53 $291,787.50
Disclosure

SEC source: 0001181431-03-031388 · rrd23040.xml · nonDerivative · entry 1

CITIGROUP INC · CIK 0000831001 · 10% owner

CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner

CITICORP · CIK 0000020405 · 10% owner

CITIBANK NA · CIK 0000036684 · 10% owner

CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 11,996,495

F1 · ownership.nature: Represents (i) 11,996,495 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.